INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 24th, 2021 • Northern Lights Fund Trust • Delaware
Contract Type FiledMarch 24th, 2021 Company JurisdictionThis AGREEMENT is made as of the 12th day of February 2021, by and among American Assets Capital Advisers, LLC, a Delaware limited liability company located at 11455 El Camino Real, Suite 300, San Diego, CA 92130 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).
EX-99.D ADVSR CONTR 8 ex99d125.htm EXECUTION COPY INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionThis AGREEMENT is made as of the 22nd day of December 2016 by and between GSA Capital Partners LLP, an limited liability partnership registered in England and Wales, located at Stratton House, 5 Stratton Street, London W1J 8LA, United Kingdom (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”). The Adviser and the Sub-Adviser are each and individually a “Party” and collectively the “Parties.”
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 27th, 2018 • Northern Lights Fund Trust • Delaware
Contract Type FiledJuly 27th, 2018 Company JurisdictionThis AGREEMENT is made as of the 20th day of July 2018, by and among American Assets Capital Advisers, LLC, a Delaware limited liability company located at 11455 El Camino Real, Suite 140, San Diego, CA 92130 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 27th, 2018 • Northern Lights Fund Trust • Delaware
Contract Type FiledJuly 27th, 2018 Company JurisdictionThis AGREEMENT is made as of the 2nd day of September 2014, by and among American Assets Capital Advisers, LLC, a Delaware limited liability company located at 11455 El Camino Real, Suite 140, San Diego, CA 92130 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 5th, 2017 • Northern Lights Fund Trust • New York
Contract Type FiledMay 5th, 2017 Company JurisdictionThis AGREEMENT is made as of the 22nd day of December 2016 by and between GSA Capital Partners LLP, an limited liability partnership registered in England and Wales, located at Stratton House, 5 Stratton Street, London W1J 8LA, United Kingdom (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”). The Adviser and the Sub-Adviser are each and individually a “Party” and collectively the “Parties.”
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 5th, 2017 • Northern Lights Fund Trust • Delaware
Contract Type FiledMay 5th, 2017 Company JurisdictionThis AGREEMENT is made as of the 9th day of December 2016, by and between QMS Capital Management LP, a Delaware limited partnership, located at 240 Leigh Farm Road, Suite 450, Durham, NC 27707 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”). The Adviser and the Sub-Adviser are each and individually a “Party” and collectively the “Parties.”
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 5th, 2017 • Northern Lights Fund Trust • Delaware
Contract Type FiledMay 5th, 2017 Company JurisdictionThis AGREEMENT is made as of the 18th day of April 2017, by and between Crabel Capital Management, LLC, a Wisconsin limited liability company, located at 10250 Constellation Boulevard, Suite 2650, Los Angeles, CA 90067 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”). The Adviser and the Sub-Adviser are each and individually a “Party” and collectively the “Parties.”
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 5th, 2017 • Northern Lights Fund Trust • Delaware
Contract Type FiledMay 5th, 2017 Company JurisdictionThis AGREEMENT is made as of the 29th day of November 2016, by and among PhaseCapital LP, a Delaware limited partnership, located at 185 Dartmouth Street, 7th Floor, Boston, MA 02116 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 5th, 2017 • Northern Lights Fund Trust • New York
Contract Type FiledMay 5th, 2017 Company JurisdictionThis AGREEMENT is made as of the 22nd day of December 2016 by and between GSA Capital Partners LLP, an limited liability partnership registered in England and Wales, located at Stratton House, 5 Stratton Street, London W1J 8LA, United Kingdom (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”). The Adviser and the Sub-Adviser are each and individually a “Party” and collectively the “Parties.”
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 28th, 2016 • Northern Lights Fund Trust • Delaware
Contract Type FiledDecember 28th, 2016 Company JurisdictionThis AGREEMENT is made as of the 9th day of December 2016, by and between QMS Capital Management LP, a Delaware limited partnership, located at 240 Leigh Farm Road, Suite 450, Durham, NC 27707 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”). The Adviser and the Sub-Adviser are each and individually a “Party” and collectively the “Parties.”
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 28th, 2016 • Northern Lights Fund Trust • New York
Contract Type FiledDecember 28th, 2016 Company JurisdictionThis AGREEMENT is made as of the 22nd day of December 2016 by and between GSA Capital Partners LLP, an limited liability partnership registered in England and Wales, located at Stratton House, 5 Stratton Street, London W1J 8LA, United Kingdom (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”). The Adviser and the Sub-Adviser are each and individually a “Party” and collectively the “Parties.”
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 28th, 2016 • Northern Lights Fund Trust • New York
Contract Type FiledDecember 28th, 2016 Company JurisdictionThis AGREEMENT is made as of the 22nd day of December 2016 by and between GSA Capital Partners LLP, an limited liability partnership registered in England and Wales, located at Stratton House, 5 Stratton Street, London W1J 8LA, United Kingdom (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”). The Adviser and the Sub-Adviser are each and individually a “Party” and collectively the “Parties.”
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 6th, 2016 • Northern Lights Fund Trust • Delaware
Contract Type FiledJune 6th, 2016 Company JurisdictionThis AGREEMENT is made as of the 23rd day of May 2016, by and between Cramer Rosenthal McGlynn, LLC, a Delaware limited liability company located at 520 Madison Avenue, 20th Floor, New York, NY 10022 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”). The Adviser and the Sub-Adviser are each and individually a “Party” and collectively the “Parties.”
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 29th, 2016 • Northern Lights Fund Trust • Delaware
Contract Type FiledApril 29th, 2016 Company JurisdictionThis AGREEMENT is made as of the 1st day of December 2015, by and between Convector Capital Management, LP, a Delaware limited partnership, located at 645 Madison Ave., 5th Floor, New York, NY 10022 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”). The Adviser and the Sub-Adviser are each and individually a “Party” and collectively the “Parties.”
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 15th, 2015 • Northern Lights Fund Trust • Delaware
Contract Type FiledApril 15th, 2015 Company JurisdictionThis AGREEMENT is made as of the 12th day of February 2015, by and among MAST Capital Management, LLC, a Delaware limited liability company located at 200 Clarendon Street, 51st Floor, Boston, MA 02116 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 22nd, 2014 • Northern Lights Fund Trust • Delaware
Contract Type FiledAugust 22nd, 2014 Company JurisdictionThis AGREEMENT is made as of September 1, 2013 (the “Effective Date”), by and among Chilton Investment Company, LLC, a Delaware limited liability company located at 1290 East Main Street, 1st Floor, Stamford, CT 06092 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 550, La Jolla, CA 92037 (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 3rd, 2014 • Northern Lights Fund Trust • Delaware
Contract Type FiledMarch 3rd, 2014 Company JurisdictionThis AGREEMENT is made as of the 7th day of January 2014, by and among American Assets Investment Management, LLC, doing business as “AACA”, a Delaware limited liability company located at 11455 El Camino Real, Suite 140, San Diego, CA 92130 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 23rd, 2013 • Northern Lights Fund Trust • Delaware
Contract Type FiledDecember 23rd, 2013 Company JurisdictionThis AGREEMENT is made as of the 7th day of October, 2013, by and among Premium Point Investments LP, a Delaware limited partnership located at 712 Fifth Avenue, 24th Floor, New York, NY 10019 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 550, La Jolla, CA 92037 (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 17th, 2013 • Northern Lights Fund Trust • Delaware
Contract Type FiledDecember 17th, 2013 Company JurisdictionThis AGREEMENT is made as of September 1, 2013 (the “Effective Date”), by and among RockView Management, LLC, a Delaware limited liability company located at Metro Center, One Station Place, 7th Floor, Stamford, CT 06902 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 550, La Jolla, CA 92037 (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 15th, 2013 • Northern Lights Fund Trust • Delaware
Contract Type FiledOctober 15th, 2013 Company JurisdictionThis AGREEMENT is made as of September 1, 2013 (the “Effective Date”), by and among Harvest Capital Strategies LLC, a Delaware limited liability company located at 600 Montgomery Street, 17th Floor, San Francisco, CA 94111 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 550, La Jolla, CA 92037 (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 15th, 2013 • Northern Lights Fund Trust • Delaware
Contract Type FiledOctober 15th, 2013 Company JurisdictionThis AGREEMENT is made as of September 1, 2013 (the “Effective Date”), by and among OMT Capital Management, LLC, a Delaware limited liability company located at One Montgomery Street, Suite 3300, San Francisco, CA 94104 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 550, La Jolla, CA 92037 (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 15th, 2013 • Northern Lights Fund Trust • Delaware
Contract Type FiledOctober 15th, 2013 Company JurisdictionThis AGREEMENT is made as of September 1, 2013 (the “Effective Date”), by and among Visium Asset Management, LP, a Delaware limited partnership located at 888 Seventh Avenue, 21st Floor, New York, NY 10019 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 550, La Jolla, CA 92037 (the “Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 18th, 2012 • Northern Lights Fund Trust • Delaware
Contract Type FiledDecember 18th, 2012 Company JurisdictionThis AGREEMENT is made as of the 26 day of September 2012, by and among RockView Management, LLC, a limited liability company registered under the Advisers Act, located at Metro Center, One Station Place, 7th Floor, Stamford, CT 06902 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 550, La Jolla, CA 92037 (the “Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 4th, 2012 • Northern Lights Fund Trust • Delaware
Contract Type FiledApril 4th, 2012 Company JurisdictionThis AGREEMENT is made as of the __ day of _____ 2012, by and among Visium Asset Management, LP, a Delaware limited partnership located at 950 Third Avenue, 29th Floor, New York, NY 10022 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 550, La Jolla, CA 92037 (the “Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 30th, 2012 • Northern Lights Fund Trust • Delaware
Contract Type FiledMarch 30th, 2012 Company JurisdictionThis AGREEMENT is made as of the __ day of _____ 2012, by and among OMT Capital Management, LLC, a Delaware limited liability company located at One Montgomery Street, Suite 3300, San Francisco, CA 94104 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 550, La Jolla, CA 92037 (the “Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 30th, 2012 • Northern Lights Fund Trust • Delaware
Contract Type FiledMarch 30th, 2012 Company JurisdictionThis AGREEMENT is made as of the __ day of _____ 2012, by and among Harvest Capital Strategies LLC, a Delaware limited liability company located at 600 Montgomery Street, 20th Floor, San Francisco, CA 94111 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 550, La Jolla, CA 92037 (the “Adviser”).