Common Contracts

TWO ROADS SHARED TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT BELVEDERE ASSET MANAGEMENT, LLC

Operating Expenses Limitation and Security Agreement • October 26th, 2012 • Two Roads Shared Trust • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  October 26th, 2012
• Company
  Two Roads Shared Trust
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 29th day of August, 2012, as amended October 15, 2012, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of Belvedere Alternative Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Belvedere Asset Management, Ltd. (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ASCENDANT ADVISORS, LLC

Operating Expenses Limitation and Security Agreement • March 19th, 2012 • Northern Lights Fund Trust • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  March 19th, 2012
• Company
  Northern Lights Fund Trust
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 17th day of May, 2011, as revised the 18th day of November, 2011, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ascendant Balanced Fund, Ascendant Natural Resources Fund, Ascendant MultiCap Equity Fund and Ascendant Patriot Fund (each a “Fund”, collectively the “Funds”) each series of the Trust, and the Advisor of the Fund, Ascendant Advisors, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ASCENDANT ADVISORS, LLC

Operating Expenses Limitation and Security Agreement • January 9th, 2012 • Northern Lights Fund Trust • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  January 9th, 2012
• Company
  Northern Lights Fund Trust
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 17th day of May, 2011, as revised the 18th day of November, 2011, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ascendant Balanced Fund, Ascendant Natural Resources Fund, Ascendant MultiCap Equity Fund and Ascendant Patriot Fund (each a “Fund”, collectively the “Funds”) each series of the Trust, and the Advisor of the Fund, Ascendant Advisors, LLC (the “Advisor”).