UNDERWRITING AGREEMENTUnderwriting Agreement • December 12th, 2017 • National Storage Affiliates Trust • Real estate investment trusts • New York
Contract Type FiledDecember 12th, 2017 Company Industry Jurisdiction
2,000,000 SHARES VECTOR GROUP LTD. COMMON STOCK PAR VALUE $0.10 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • January 27th, 2017 • Vector Group LTD • Cigarettes • New York
Contract Type FiledJanuary 27th, 2017 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • December 16th, 2016 • National Storage Affiliates Trust • Real estate investment trusts • New York
Contract Type FiledDecember 16th, 2016 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • July 6th, 2016 • National Storage Affiliates Trust • Real estate investment trusts • New York
Contract Type FiledJuly 6th, 2016 Company Industry Jurisdiction
PEEKAY BOUTIQUES, INC. [____________] Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 23rd, 2015 • Peekay Boutiques, Inc. • Retail-retail stores, nec • New York
Contract Type FiledNovember 23rd, 2015 Company Industry Jurisdiction
Manchester United plc 3,000,000 Class A Ordinary Shares UNDERWRITING AGREEMENTUnderwriting Agreement • December 12th, 2014 • Edward S. Glazer Irrevocable Exempt Trust • Services-amusement & recreation services • New York
Contract Type FiledDecember 12th, 2014 Company Industry JurisdictionIntroductory. Edward S. Glazer Irrevocable Exempt Trust (the “Selling Shareholder”), as a shareholder of Manchester United plc, a Cayman Islands exempted company (the “Company”), proposes to sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of 3,000,000 Class A Ordinary Shares, par value $0.0005 per share (the “Shares”), of the Company. The 3,000,000 Shares to be sold by the Selling Shareholder are called the “Firm Shares.” In addition, the Selling Shareholder has granted to the Underwriters an option to purchase up to an additional 450,000 Shares. The additional 450,000 Shares to be sold by the Selling Shareholder pursuant to such option are called the “Optional Shares.” The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the “Offered Shares.” Jefferies LLC has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offeri
Manchester United plc 3,000,000 Class A Ordinary Shares UNDERWRITING AGREEMENTUnderwriting Agreement • December 10th, 2014 • Manchester United PLC • Services-amusement & recreation services • New York
Contract Type FiledDecember 10th, 2014 Company Industry JurisdictionIntroductory. Edward S. Glazer Irrevocable Exempt Trust (the “Selling Shareholder”), as a shareholder of Manchester United plc, a Cayman Islands exempted company (the “Company”), proposes to sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of 3,000,000 Class A Ordinary Shares, par value $0.0005 per share (the “Shares”), of the Company. The 3,000,000 Shares to be sold by the Selling Shareholder are called the “Firm Shares.” In addition, the Selling Shareholder has granted to the Underwriters an option to purchase up to an additional 450,000 Shares. The additional 450,000 Shares to be sold by the Selling Shareholder pursuant to such option are called the “Optional Shares.” The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the “Offered Shares.” Jefferies LLC has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offeri
Number of Shares] PRA Health Sciences, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • October 8th, 2014 • PRA Health Sciences, Inc. • Services-commercial physical & biological research • New York
Contract Type FiledOctober 8th, 2014 Company Industry JurisdictionKKR Capital Markets LLC UBS Securities LLC Credit Suisse Securities (USA) LLC Wells Fargo Securities, LLC Robert W. Baird & Co. Incorporated William Blair & Company, L.L.C.
7,000,000 Shares Celldex Therapeutics, Inc. Common Stock, $0.001 Par Value per Share UNDERWRITING AGREEMENTUnderwriting Agreement • December 5th, 2013 • Celldex Therapeutics, Inc. • In vitro & in vivo diagnostic substances • New York
Contract Type FiledDecember 5th, 2013 Company Industry Jurisdiction
3,400,000 Shares Aegerion Pharmaceuticals, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 15th, 2012 • Aegerion Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 15th, 2012 Company Industry Jurisdiction
8,800,000 Shares SOMAXON PHARMACEUTICALS, INC. Common Stock ($0.0001 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • November 24th, 2010 • Somaxon Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 24th, 2010 Company Industry JurisdictionIntroductory. Somaxon Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to you (the “Underwriter”) an aggregate of 8,800,000 shares of its common stock, par value $0.0001 per share (the “Shares”). The 8,800,000 Shares to be sold by the Company are collectively called the “Firm Shares.” In addition, the Company has granted to the Underwriter an option to purchase up to an additional 1,320,000 Shares. The additional 1,320,000 Shares to be sold by the Company pursuant to such option are collectively called the “Optional Shares.” The Firm Shares and, if and to the extent such option is exercised, the Optional Shares are collectively called the “Offered Shares.”
7,368,422 Units, Each Unit Consisting of One Share of Common Stock and A Warrant to Purchase 0.5 of a Share of Common Stock Cerus Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • November 12th, 2010 • Cerus Corp • Surgical & medical instruments & apparatus • New York
Contract Type FiledNovember 12th, 2010 Company Industry Jurisdictionrelating to the Company occurs or (ii) prior to the expiration of the Lock-up Period, the Company announces that it will release earnings results during the 16-day period beginning on the last day of the Lock-up Period, then in each case the Lock-up Period will be extended until the expiration of the 18-day period beginning on the date of the issuance of the earnings release or the occurrence of the material news or material event, as applicable, unless Jefferies & Company, Inc. waives, in writing, such extension, except that such extension will not apply if, (i) the Common Stock is an “actively traded security” (as defined in Regulation M under the Exchange Act), (ii) the Company meets the applicable requirements of Rule 139(a)(1) under the Securities Act if 1933, as amended (the “Securities Act”) in the manner contemplated by Conduct Rule 2711(f)(4) of the National Association of Securities Dealers, Inc. (the “NASD”), and (iii) the provisions of NASD Conduct Rule 2711(f)(4) do not re
4,000,000 Shares iGATE Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 23rd, 2010 • Igate Corp • Services-computer programming services • New York
Contract Type FiledApril 23rd, 2010 Company Industry Jurisdiction
5,750,000 Shares ATP Oil & Gas Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 20th, 2007 • Atp Oil & Gas Corp • Crude petroleum & natural gas • New York
Contract Type FiledNovember 20th, 2007 Company Industry Jurisdiction
Richardson Electronics, Ltd. Common Stock, par value $.05 per share UNDERWRITING AGREEMENTUnderwriting Agreement • June 14th, 2004 • Richardson Electronics LTD/De • Wholesale-electronic parts & equipment, nec • New York
Contract Type FiledJune 14th, 2004 Company Industry JurisdictionJEFFERIES & COMPANY, INC. WILLIAM BLAIR & COMPANY, L.L.C. KEYBANC CAPITAL MARKETS As Representatives of the several Underwriters c/o JEFFERIES & COMPANY, INC. 520 Madison Avenue, 12th Floor New York, New York 10022