Common Contracts
6 similar Warrant Agreement contracts by Qumu Corp, Emcore Corp, Numerex Corp /Pa/, Radisys Corp
ContractWarrant Agreement • May 2nd, 2024 • Emcore Corp • Semiconductors & related devices • New York
NEITHER THIS WARRANT NOR THE SECURITIES FOR WHICH THIS WARRANT IS EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT (AS DEFINED HEREIN) OR THE SECURITIES LAWS OF ANY STATE, AND, ACCORDINGLY, MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN COMPLIANCE WITH APPLICABLE STATE SECURITIES OR BLUE SKY LAWS. NOTWITHSTANDING THE FOREGOING, THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN OR FINANCING ARRANGEMENT SECURED BY THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT.
QUMU CORPORATION AMENDED AND RESTATED WARRANTWarrant Agreement • March 2nd, 2018 • Qumu Corp • Services-prepackaged software • New York
QUMU CORPORATION, a Minnesota corporation (the “Company”), hereby certifies that, for value received, ESW Holdings, Inc. or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of 925,000 (subject to adjustment as provided herein) fully paid and non-assessable shares of common stock, $0.01 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $1.96 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date set forth above (the “Issuance Date”) and through and including January 12, 2028 (the “Expiration Date”), and subject to the following terms and conditions. This Amended and Restated Warrant (this “Warrant”) is an amendment and restatement of and supersedes in its entirety effective as of February 28, 2018 that certain Warrant No. 2 dated January
QUMU CORPORATION WARRANTWarrant Agreement • January 16th, 2018 • Qumu Corp • Services-prepackaged software • New York
QUMU CORPORATION, a Minnesota corporation (the “Company”), hereby certifies that, for value received, ESW Holdings, Inc. or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of 925,000 (subject to adjustment as provided herein) fully paid and non-assessable shares of common stock, $0.01 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $1.96 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof (the “Issuance Date”) and through and including January 12, 2028 (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is being issued pursuant to Section 12.1.20 of that certain Term Loan Credit Agreement, dated as of January 12, 2018 (the “Credit Agreement”), by and among the Company, a
RADISYS CORP. WARRANTWarrant Agreement • January 4th, 2018 • Radisys Corp • Computer peripheral equipment, nec • Oregon
RADISYS CORP, an Oregon corporation (the “Company”), hereby certifies that, for value received, __________ or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of __________ (subject to adjustment as provided herein) fully paid and non-assessable shares of common stock, no par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $1.00 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof (the “Issuance Date”) and through and including January 3, 2025 (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is being issued pursuant to Section 3.7 of that certain Note Purchase Agreement, dated as of January 3, 2018 (the “Note Purchase Agreement”), by and among the Company, as borrower, the
NUMEREX CORP. WARRANTWarrant Agreement • August 8th, 2017 • Numerex Corp /Pa/ • Communications equipment, nec
NUMEREX CORP, a Pennsylvania corporation (the “Company”), hereby certifies that, for value received, HCP-FVF, LLC or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of 895,944 (subject to adjustment as provided herein) fully paid and non-assessable shares of common stock, no par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $4.14 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof (the “Issuance Date”) and through and including June 7, 2027 (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is being issued pursuant to Section 3.6 of that certain Note Purchase Agreement, dated as of the date hereof (as amended, amended and restated, supplemented, or otherwise modified from
QUMU CORPORATION WARRANTWarrant Agreement • October 25th, 2016 • Qumu Corp • Services-prepackaged software • Minnesota
QUMU CORPORATION, a Minnesota corporation (the “Company”), hereby certifies that, for value received, HCP-FVD, LLC or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of 314,286 (subject to adjustment as provided herein) fully paid and non-assessable shares of common stock, $0.01 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $2.80 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof (the “Issuance Date”) and through and including October 21, 2026 (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is being issued pursuant to Section 12.1.20 of that certain Term Loan Credit Agreement, dated as of October 21, 2016 (the “Credit Agreement”), by and among the Company, as borr
