Emcore Corp Sample Contracts
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 15th, 2023 • Emcore Corp • Semiconductors & related devices • New York
Contract Type FiledFebruary 15th, 2023 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of February 15, 2023, between EMCORE Corporation, a New Jersey corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Standard Contracts
2. Agreements to Sell and Purchase. On the basis of the ------------------------------- representations and warranties contained in this Agreement, and subject to its terms and conditions, the Company agrees to issue and sell, and each Underwriter...Underwriting Agreement • February 24th, 1997 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledFebruary 24th, 1997 Company Industry Jurisdiction
EXHIBIT 99.2 MICROOPTICAL DEVICES, INC. STOCK OPTION AGREEMENT ---------------------- RECITALS -------- A. The Board has adopted the Plan for the purpose of retaining the services of selected Employees, non-employee members of the Board or the board...Stock Option Agreement • February 6th, 1998 • Emcore Corp • Electronic components & accessories • Delaware
Contract Type FiledFebruary 6th, 1998 Company Industry Jurisdiction
1 Exhibit 10.16 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the "Agreement") is made and entered into as of November 30, 1998 by and between EMCORE Corporation, a New Jersey corporation (the "Company"), and Hakuto Co. Ltd.,...Registration Rights Agreement • December 29th, 1998 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledDecember 29th, 1998 Company Industry Jurisdiction
Re: The Drew Building 394 Elizabeth Avenue a/k/a 720 Elizabeth Avenue a/k/a 394 Elizabeth Avenue Somerset, New Jersey Franklin Township, Somerset County Block 528.05, Lot 19.25Lease Agreement • February 6th, 1997 • Emcore Corp • Electronic components & accessories
Contract Type FiledFebruary 6th, 1997 Company Industry
EXHIBIT 2.1 ASSET PURCHASE AGREEMENTAsset Purchase Agreement • February 21st, 2002 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledFebruary 21st, 2002 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the "Agreement") is made and entered into as of August 2, 2001 by and between UNIROYAL TECHNOLOGY CORPORATION, a Delaware corporation (the "Company"), and EMCORE CORPORATION, a New...Registration Rights Agreement • August 13th, 2001 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledAugust 13th, 2001 Company Industry Jurisdiction
EMCORE CORPORATION 5% CONVERTIBLE SENIOR SUBORDINATED NOTES DUE 2011Indenture • December 29th, 2003 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledDecember 29th, 2003 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • February 25th, 2000 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledFebruary 25th, 2000 Company Industry Jurisdiction
As Seller AndAsset Purchase Agreement • February 4th, 2003 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledFebruary 4th, 2003 Company Industry Jurisdiction
RECITALS --------Stock Pledge Agreement • August 14th, 2002 • Emcore Corp • Special industry machinery, nec • New Jersey
Contract Type FiledAugust 14th, 2002 Company Industry Jurisdiction
1 Exhibit 10.1 EMCORE CORPORATION 5% CONVERTIBLE SUBORDINATED NOTES DUE 2006 REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • May 15th, 2001 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledMay 15th, 2001 Company Industry Jurisdiction
EXECUTION VERSION CREDIT AGREEMENTCredit Agreement • August 13th, 2001 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledAugust 13th, 2001 Company Industry Jurisdiction
AMONGMerger Agreement • December 22nd, 1997 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledDecember 22nd, 1997 Company Industry Jurisdiction
1 Exhibit 10.15 EMCORE CORPORATION PURCHASE AGREEMENTPurchase Agreement • December 29th, 1998 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledDecember 29th, 1998 Company Industry Jurisdiction
EMCORE Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 11th, 2021 • Emcore Corp • Semiconductors & related devices • New York
Contract Type FiledFebruary 11th, 2021 Company Industry Jurisdiction
INDENTUREIndenture • May 15th, 2001 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledMay 15th, 2001 Company Industry Jurisdiction
EXIHIBIT 99.3 EMCORE CORPORATION STOCK OPTION ASSUMPTION AGREEMENT OPTIONEE: 1 STOCK OPTION ASSUMPTION AGREEMENT issued as of the 5th day of December, 1997 by Emcore Corporation, a New Jersey corporation ("EMCORE"). WHEREAS, the undersigned individual...Stock Option Assumption Agreement • February 6th, 1998 • Emcore Corp • Electronic components & accessories
Contract Type FiledFebruary 6th, 1998 Company Industry
BPH DRAFT 11/25/97 REGISTRATION RIGHTS AGREEMENT December 5, 1997 TABLE OF CONTENTSRegistration Rights Agreement • December 22nd, 1997 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledDecember 22nd, 1997 Company Industry Jurisdiction
JOINT FILING AGREEMENTJoint Filing Agreement • January 18th, 2006 • Emcore Corp • Semiconductors & related devices
Contract Type FiledJanuary 18th, 2006 Company IndustryThis will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Common Stock, no par value, of EMCORE Corporation, a New Jersey corporation, is being filed, and all amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
THE STATE OF NEW JERSEY EMCORE CORPORATION COMMON STOCK, NO PAR VALUE [ S P E C I M E N ]Stock Certificate • February 6th, 1997 • Emcore Corp • Electronic components & accessories
Contract Type FiledFebruary 6th, 1997 Company IndustryThis Certifies that ____________________________________ is the owner of ___________________________________ fully paid and non-assessable Shares of the Capital Stock of the above named Corporation transferable only on the books of the Corporation by the holder hereof in person or by duly authorized Attorney upon surrender of this Certificate properly endorsed.
February 15, 2023Placement Agent Agreement • February 15th, 2023 • Emcore Corp • Semiconductors & related devices • New York
Contract Type FiledFebruary 15th, 2023 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • April 26th, 2011 • Emcore Corp • Semiconductors & related devices • New Jersey
Contract Type FiledApril 26th, 2011 Company Industry JurisdictionThis Registration Rights Agreement (this “Agreement”) is made and entered into as of April 26, 2011, by and among EMCORE Corporation, a New Jersey corporation (the “Company”), and the purchaser signatory hereto (the “Purchaser”).
EXHIBIT 2.1 ------------------------------------------------------------------- ------------- MEMBERSHIP INTEREST PURCHASE AGREEMENT Dated as of August 2, 2001 By and Among Uniroyal Technology Corporation Uniroyal Optoelectronics, LLCMembership Interest Purchase Agreement • August 14th, 2001 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledAugust 14th, 2001 Company Industry Jurisdiction
RECITALS:Revolving Loan and Security Agreement • December 29th, 1999 • Emcore Corp • Electronic components & accessories • New Jersey
Contract Type FiledDecember 29th, 1999 Company Industry Jurisdiction
ESCROW AGREEMENT This Escrow Agreement (this "Agreement") is entered into as of December 5, 1997, by and among Emcore Corporation, a New Jersey corporation ("Emcore"), the stockholders of MicroOptical Devices, Inc., a Delaware corporation ("MODE"),...Escrow Agreement • December 22nd, 1997 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledDecember 22nd, 1997 Company Industry Jurisdiction
JOINT FILING AGREEMENTJoint Filing Agreement • February 14th, 2007 • Emcore Corp • Semiconductors & related devices
Contract Type FiledFebruary 14th, 2007 Company IndustryThis will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Common Stock, no par value, of EMCORE Corporation, a New Jersey corporation, is being filed, and all amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
Warrant No. ____ Number of Shares: ______ (subject to adjustment) Date of Issuance: August 10, 1992 EMCORE CORPORATION Class III Preferred Stock Purchase Warrant EMCORE CORPORATION, a New Jersey corporation (the "Company"), for value received, hereby...Warrant Agreement • February 6th, 1997 • Emcore Corp • Electronic components & accessories • New Jersey
Contract Type FiledFebruary 6th, 1997 Company Industry Jurisdiction
Appendix A Definitions Appendix Appendix B Assigned Software Appendix C Licensed Software Appendix D Assigned Technical Information Appendix E Licensed Technical Information Appendix F Trademark and Domain Name Assignment Schedule A - Trademark...Intellectual Property Agreement • February 4th, 2003 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledFebruary 4th, 2003 Company Industry Jurisdiction
1 EXHIBIT 10.4 SECOND AMENDED AND RESTATED DISTRIBUTORSHIP AGREEMENT THIS SECOND AMENDED AND RESTATED DISTRIBUTORSHIP AGREEMENT, effective as of March 31, 1998 (as amended, modified or supplemented from time to time, the "Agreement"), by and between...Distributorship Agreement • May 17th, 1999 • Emcore Corp • Electronic components & accessories • Tokyo
Contract Type FiledMay 17th, 1999 Company Industry Jurisdiction
Exhibit 10.19 REGISTRATION RIGHTS AGREEMENT Registration Rights Agreement, dated as of May 26, 1999, by and between Emcore Corporation, a New Jersey corporation ("Company"), and GE Capital Equity Investments, Inc. ("GE Capital" or "Purchaser"). W I T...Registration Rights Agreement • June 9th, 1999 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledJune 9th, 1999 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is entered into as of December 5, 1997 by and between EMCORE CORPORATION, a New Jersey corporation ("Emcore"), and Robert P. Bryan (the "Executive") Emcore and the Executive shall...Employment Agreement • December 22nd, 1997 • Emcore Corp • Electronic components & accessories • New Mexico
Contract Type FiledDecember 22nd, 1997 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is entered into as of December 5, 1997 by and between EMCORE CORPORATION, a New Jersey corporation ("Emcore"), and Thomas Brennan (the "Executive") Emcore and the Executive shall...Employment Agreement • December 22nd, 1997 • Emcore Corp • Electronic components & accessories • New Mexico
Contract Type FiledDecember 22nd, 1997 Company Industry Jurisdiction
ContractRegistration Rights Agreement • August 16th, 2011 • Emcore Corp • Semiconductors & related devices • New York
Contract Type FiledAugust 16th, 2011 Company Industry Jurisdiction
TAX BENEFITS PRESERVATION PLAN dated as of September 17, 2014 between EMCORE Corporation and American Stock Transfer & Trust Company, LLC, Rights AgentTax Benefits Preservation Plan • September 18th, 2014 • Emcore Corp • Semiconductors & related devices • New Jersey
Contract Type FiledSeptember 18th, 2014 Company Industry JurisdictionTAX BENEFITS PRESERVATION PLAN, dated as of September 17, 2014 (the “Agreement”), between EMCORE Corporation, a New Jersey corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as Rights Agent (the “Rights Agent”).