SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 15th, 2023 • Emcore Corp • Semiconductors & related devices • New York
Contract Type FiledFebruary 15th, 2023 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of February 15, 2023, between EMCORE Corporation, a New Jersey corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
1 Exhibit 10.16 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the "Agreement") is made and entered into as of November 30, 1998 by and between EMCORE Corporation, a New Jersey corporation (the "Company"), and Hakuto Co. Ltd.,...Registration Rights Agreement • December 29th, 1998 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledDecember 29th, 1998 Company Industry Jurisdiction
EXECUTION VERSION CREDIT AGREEMENTSecurity Agreement • August 13th, 2001 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledAugust 13th, 2001 Company Industry Jurisdiction
EMCORE CORPORATION 5% CONVERTIBLE SENIOR SUBORDINATED NOTES DUE 2011Emcore Corp • December 29th, 2003 • Special industry machinery, nec • New York
Company FiledDecember 29th, 2003 Industry Jurisdiction
As Seller AndAsset Purchase Agreement • February 4th, 2003 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledFebruary 4th, 2003 Company Industry Jurisdiction
Exhibit 10.18 NOTE PURCHASE AGREEMENT NOTE PURCHASE AGREEMENT, dated as of May 26, 1999, by and between Emcore Corporation, a New Jersey corporation ("Company"), and GE Capital Equity Investments, Inc., a Delaware corporation ("GE Capital" or...Note Purchase Agreement • June 9th, 1999 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledJune 9th, 1999 Company Industry Jurisdiction
EXHIBIT 99.2 MICROOPTICAL DEVICES, INC. STOCK OPTION AGREEMENT ---------------------- RECITALS -------- A. The Board has adopted the Plan for the purpose of retaining the services of selected Employees, non-employee members of the Board or the board...Stock Option Agreement • February 6th, 1998 • Emcore Corp • Electronic components & accessories • Delaware
Contract Type FiledFebruary 6th, 1998 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the "Agreement") is made and entered into as of August 2, 2001 by and between UNIROYAL TECHNOLOGY CORPORATION, a Delaware corporation (the "Company"), and EMCORE CORPORATION, a New...Registration Rights Agreement • August 13th, 2001 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledAugust 13th, 2001 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • May 21st, 1999 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledMay 21st, 1999 Company Industry Jurisdiction
2. Agreements to Sell and Purchase. On the basis of the ------------------------------- representations and warranties contained in this Agreement, and subject to its terms and conditions, the Company agrees to issue and sell, and each Underwriter...Underwriting Agreement • February 24th, 1997 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledFebruary 24th, 1997 Company Industry Jurisdiction
RECITALS --------Stock Pledge Agreement • August 14th, 2002 • Emcore Corp • Special industry machinery, nec • New Jersey
Contract Type FiledAugust 14th, 2002 Company Industry Jurisdiction
UNDERWRITING AGREEMENTEmcore Corp • February 25th, 2000 • Electronic components & accessories • New York
Company FiledFebruary 25th, 2000 Industry Jurisdiction
JOINT FILING AGREEMENTJoint Filing Agreement • January 18th, 2006 • Emcore Corp • Semiconductors & related devices
Contract Type FiledJanuary 18th, 2006 Company IndustryThis will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Common Stock, no par value, of EMCORE Corporation, a New Jersey corporation, is being filed, and all amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
INDENTUREIndenture • May 15th, 2001 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledMay 15th, 2001 Company Industry Jurisdiction
WARRANT to Purchase Common Shares of EMCORE CORPORATION Warrant No. 1Emcore Corp • June 9th, 1999 • Electronic components & accessories • New York
Company FiledJune 9th, 1999 Industry Jurisdiction
EMCORE Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 11th, 2021 • Emcore Corp • Semiconductors & related devices • New York
Contract Type FiledFebruary 11th, 2021 Company Industry Jurisdiction
SCHEDULEEmcore Corp • May 17th, 1999 • Electronic components & accessories
Company FiledMay 17th, 1999 Industry
AMONGAgreement and Plan of Merger • December 22nd, 1997 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledDecember 22nd, 1997 Company Industry Jurisdiction
1 Exhibit 10.1 EMCORE CORPORATION 5% CONVERTIBLE SUBORDINATED NOTES DUE 2006 REGISTRATION RIGHTS AGREEMENTEmcore Corp • May 15th, 2001 • Special industry machinery, nec • New York
Company FiledMay 15th, 2001 Industry Jurisdiction
BPH DRAFT 11/25/97 REGISTRATION RIGHTS AGREEMENT December 5, 1997 TABLE OF CONTENTSRegistration Rights Agreement • December 22nd, 1997 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledDecember 22nd, 1997 Company Industry Jurisdiction
EXIHIBIT 99.3 EMCORE CORPORATION STOCK OPTION ASSUMPTION AGREEMENT OPTIONEE: 1 STOCK OPTION ASSUMPTION AGREEMENT issued as of the 5th day of December, 1997 by Emcore Corporation, a New Jersey corporation ("EMCORE"). WHEREAS, the undersigned individual...Stock Option Assumption Agreement • February 6th, 1998 • Emcore Corp • Electronic components & accessories
Contract Type FiledFebruary 6th, 1998 Company Industry
and -Emcore Corp • December 28th, 2000 • Electronic components & accessories • New York
Company FiledDecember 28th, 2000 Industry Jurisdiction
February 15, 2023Emcore Corp • February 15th, 2023 • Semiconductors & related devices • New York
Company FiledFebruary 15th, 2023 Industry Jurisdiction
ESCROW AGREEMENT This Escrow Agreement (this "Agreement") is entered into as of December 5, 1997, by and among Emcore Corporation, a New Jersey corporation ("Emcore"), the stockholders of MicroOptical Devices, Inc., a Delaware corporation ("MODE"),...Escrow Agreement • December 22nd, 1997 • Emcore Corp • Electronic components & accessories • New York
Contract Type FiledDecember 22nd, 1997 Company Industry Jurisdiction
1 EXHIBIT 10.4 SECOND AMENDED AND RESTATED DISTRIBUTORSHIP AGREEMENT THIS SECOND AMENDED AND RESTATED DISTRIBUTORSHIP AGREEMENT, effective as of March 31, 1998 (as amended, modified or supplemented from time to time, the "Agreement"), by and between...Distributorship Agreement • May 17th, 1999 • Emcore Corp • Electronic components & accessories • Tokyo
Contract Type FiledMay 17th, 1999 Company Industry Jurisdiction
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • April 26th, 2011 • Emcore Corp • Semiconductors & related devices • New Jersey
Contract Type FiledApril 26th, 2011 Company Industry JurisdictionThis Registration Rights Agreement (this “Agreement”) is made and entered into as of April 26, 2011, by and among EMCORE Corporation, a New Jersey corporation (the “Company”), and the purchaser signatory hereto (the “Purchaser”).
EXHIBIT 2.1 ------------------------------------------------------------------- ------------- MEMBERSHIP INTEREST PURCHASE AGREEMENT Dated as of August 2, 2001 By and Among Uniroyal Technology Corporation Uniroyal Optoelectronics, LLCMembership Interest Purchase Agreement • August 14th, 2001 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledAugust 14th, 2001 Company Industry Jurisdiction
Warrant No. ____ Number of Shares: ______ (subject to adjustment) Date of Issuance: August 10, 1992 EMCORE CORPORATION Class III Preferred Stock Purchase Warrant EMCORE CORPORATION, a New Jersey corporation (the "Company"), for value received, hereby...Emcore Corp • February 6th, 1997 • Electronic components & accessories • New Jersey
Company FiledFebruary 6th, 1997 Industry Jurisdiction
JOINT FILING AGREEMENTJoint Filing Agreement • February 14th, 2007 • Emcore Corp • Semiconductors & related devices
Contract Type FiledFebruary 14th, 2007 Company IndustryThis will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Common Stock, no par value, of EMCORE Corporation, a New Jersey corporation, is being filed, and all amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument.
Appendix A Definitions Appendix Appendix B Assigned Software Appendix C Licensed Software Appendix D Assigned Technical Information Appendix E Licensed Technical Information Appendix F Trademark and Domain Name Assignment Schedule A - Trademark...Intellectual Property Agreement • February 4th, 2003 • Emcore Corp • Special industry machinery, nec • New York
Contract Type FiledFebruary 4th, 2003 Company Industry Jurisdiction
Exhibit 10.19 REGISTRATION RIGHTS AGREEMENT Registration Rights Agreement, dated as of May 26, 1999, by and between Emcore Corporation, a New Jersey corporation ("Company"), and GE Capital Equity Investments, Inc. ("GE Capital" or "Purchaser"). W I T...Registration Rights Agreement • June 9th, 1999 • Emcore Corp • Electronic components & accessories • New York
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RECITALS:Revolving Loan and Security Agreement • December 29th, 1999 • Emcore Corp • Electronic components & accessories • New Jersey
Contract Type FiledDecember 29th, 1999 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is entered into as of December 5, 1997 by and between EMCORE CORPORATION, a New Jersey corporation ("Emcore"), and Robert P. Bryan (the "Executive") Emcore and the Executive shall...Employment Agreement • December 22nd, 1997 • Emcore Corp • Electronic components & accessories • New Mexico
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ContractRegistration Rights Agreement • August 16th, 2011 • Emcore Corp • Semiconductors & related devices • New York
Contract Type FiledAugust 16th, 2011 Company Industry Jurisdiction
Re: The Drew Building 394 Elizabeth Avenue a/k/a 720 Elizabeth Avenue a/k/a 394 Elizabeth Avenue Somerset, New Jersey Franklin Township, Somerset County Block 528.05, Lot 19.25Emcore Corp • February 6th, 1997 • Electronic components & accessories
Company FiledFebruary 6th, 1997 Industry