FIRST MID-ILLINOIS BANCSHARES, INC. Common Stock, $4.00 Par Value Per Share Sales Agency AgreementSales Agency Agreement • August 17th, 2017 • First Mid Illinois Bancshares Inc • State commercial banks • New York
Contract Type FiledAugust 17th, 2017 Company Industry JurisdictionFirst Mid-Illinois Bancshares, Inc., a Delaware corporation (the “Company”), the holding company for First Mid-Illinois Bank & Trust, N.A., a national bank (the “Bank”), proposes, subject to the terms and conditions stated herein, to sell from time to time through Sandler O’Neill & Partners, L.P. (“Sandler”) and FIG Partners, LLC (“FIG”), as sales agent and/or principal (each, an “Agent” and collectively, the “Agents”) shares of the common stock, $4.00 par value per share (“Common Stock”), of the Company, having an aggregate gross sales price of up to $20.0 million (the “Shares”) on the terms set forth in this agreement (the “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agents, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will
FINANCIAL INSTITUTIONS, INC. Common Stock, $0.01 Par Value Per Share Sales Agency AgreementSales Agency Agreement • May 30th, 2017 • Financial Institutions Inc • National commercial banks • New York
Contract Type FiledMay 30th, 2017 Company Industry JurisdictionFinancial Institutions, Inc., a New York corporation (the “Company”), the holding company for Five Star Bank, a New York chartered bank (the “Bank”), proposes, subject to the terms and conditions stated herein, to sell from time to time through Sandler O’Neill & Partners, L.P., as sales agent and/or principal (the “Agent”) shares of the common stock, $.01 par value per share (“Common Stock”), of the Company, having an aggregate gross sales price of up to $40.0 million (the “Shares”) on the terms set forth in this agreement (the “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agent, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will be agreed upon by the parties thereto (each, a “Terms Agreement”).
BANC OF CALIFORNIA, INC. COMMON STOCK $.01 PAR VALUE PER SHARE SALES AGENCY AGREEMENTSales Agency Agreement • August 4th, 2016 • Banc of California, Inc. • National commercial banks • New York
Contract Type FiledAugust 4th, 2016 Company Industry JurisdictionBanc of California, Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell from time to time to or through Sandler O’Neill & Partners, L.P., as sales agent (the “Agent” or “you”), shares of voting common stock, $.01 par value per share (“Common Stock”) of the Company, having an aggregate gross sales price not to exceed $500,000,000.00 (the “Shares”) on the terms set forth in this agreement (this “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agent, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will be agreed upon by the parties thereto (each, a “Terms Agreement”).
FIRST INTERNET BANCORP Common Stock, no par value per share SALES AGENCY AGREEMENTSales Agency Agreement • May 6th, 2016 • First Internet Bancorp • State commercial banks • New York
Contract Type FiledMay 6th, 2016 Company Industry JurisdictionFirst Internet Bancorp, an Indiana corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell from time to time through Sandler O’Neill & Partners, L.P., as sales agent and/or principal (the “Agent”) shares of the common stock, no par value (“Common Stock”), of the Company, having an aggregate gross sales price of up to $25 million (the “Shares”) on the terms set forth in this agreement (the “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agent, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will be agreed upon by the parties thereto (each, a “Terms Agreement”).
META FINANCIAL GROUP, INC. COMMON STOCK PAR VALUE $0.01 PER SHARE SALES AGENCY AGREEMENTSales Agency Agreement • December 17th, 2014 • Meta Financial Group Inc • Savings institution, federally chartered • New York
Contract Type FiledDecember 17th, 2014 Company Industry JurisdictionMeta Financial Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell from time to time through Sandler O’Neill & Partners, L.P., as sales agent (the “Agent” or “you”), shares of the common stock, par value $0.01 per share (“Common Stock”) of the Company, having an aggregate gross sales price of up to $26.0 million (the “Shares”) on the terms set forth in this agreement (this “Agreement”). The Company agrees that whenever it determines to sell the Shares directly to the Agent, as principal or otherwise, other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will be agreed upon by the parties thereto (each, a “Terms Agreement”).
Peapack-Gladstone Financial Corporation COMMON STOCK NO PAR VALUE PER SHARE SALES AGENCY AGREEMENTSales Agency Agreement • October 23rd, 2014 • Peapack Gladstone Financial Corp • Commercial banks, nec • New York
Contract Type FiledOctober 23rd, 2014 Company Industry JurisdictionPeapack-Gladstone Financial Corporation, a bank holding company organized under the laws of the State of New Jersey (the “Company”) confirms its agreement (this “Agreement”) with Sandler O’Neill & Partners, L.P. (the “Agent” or “you”), as follows:
UP TO 640,000 SHARES UNITED COMMUNITY BANKS, INC. COMMON STOCK PAR VALUE $1.00 PER SHARE SALES AGENCY AGREEMENTSales Agency Agreement • March 25th, 2014 • United Community Banks Inc • State commercial banks • New York
Contract Type FiledMarch 25th, 2014 Company Industry JurisdictionUnited Community Banks, Inc., a Georgia corporation (the “Company”), proposes to sell from time to time through Sandler O’Neill & Partners, L.P., as sales agent (the “Agent” or “you”), 640,000 shares (the “Shares”) of the common stock, par value $1.00 per share (“Common Stock”) of the Company, subject to the terms and conditions set forth in this Sales Agency Agreement (this “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agent, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will be agreed upon by the parties thereto (each, a “Terms Agreement”). United Community Bank, a wholly-owned subsidiary of the Company (the “Bank”), is also a party to this Agreement.
UP TO $10,000,000 PULASKI FINANCIAL CORP. COMMON STOCK PAR VALUE $0.01 PER SHARE SALES AGENCY AGREEMENTSales Agency Agreement • May 7th, 2013 • Pulaski Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledMay 7th, 2013 Company Industry JurisdictionPulaski Financial Corp., a Missouri corporation (the “Company”), proposes to sell from time to time through Sandler O’Neill & Partners, L.P., as sales agent (the “Agent” or “you”), shares of the common stock, par value $0.01 per share (“Common Stock”) of the Company, having an aggregate gross sales price of up to $10,000,000 (the “Shares”), subject to the terms and conditions set forth in this agreement (this “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agent, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will be agreed upon by the parties thereto (each, a “Terms Agreement”). Pulaski Bank, a wholly-owned subsidiary of the Company (the “Bank”), is also a party to this Agreement.
EAGLE BANCORP, INC. COMMON STOCK PAR VALUE $0.01 PER SHARE SALES AGENCY AGREEMENTSales Agency Agreement • May 1st, 2012 • Eagle Bancorp Inc • State commercial banks • New York
Contract Type FiledMay 1st, 2012 Company Industry JurisdictionEagle Bancorp, Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell from time to time through Sandler O’Neill & Partners, L.P., as sales agent (the “Agent” or “you”), shares of the common stock, par value $0.01 per share (“Common Stock”) of the Company, having an aggregate gross sales price of up to $35 million (the “Shares”) on the terms set forth in this agreement (this “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agent, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will be agreed upon by the parties thereto (each, a “Terms Agreement”).
BRIDGE BANCORP, INC. COMMON STOCK PAR VALUE $0.01 PER SHARE SALES AGENCY AGREEMENTSales Agency Agreement • November 21st, 2011 • Bridge Bancorp Inc • National commercial banks • New York
Contract Type FiledNovember 21st, 2011 Company Industry JurisdictionBridge Bancorp, Inc., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell from time to time through Sandler O’Neill & Partners, L.P., as sales agent (the “Agent” or “you”), shares of the common stock, par value $0.01 per share (“Common Stock”) of the Company, having an aggregate gross sales price of up to $10 million (the “Shares”) on the terms set forth in this agreement (this “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agent, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will be agreed upon by the parties thereto (each, a “Terms Agreement”).
West Coast Bancorp Common Stock no par value per share Sales Agency AgreementSales Agency Agreement • June 24th, 2010 • West Coast Bancorp /New/Or/ • State commercial banks • New York
Contract Type FiledJune 24th, 2010 Company Industry JurisdictionWest Coast Bancorp, an Oregon corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to sell from time to time through Sandler O’Neill & Partners, L.P., as sales agent (the “Agent”), shares of the common stock, no par value per share (“Common Stock”) of the Company, having an aggregate gross sales price of up to $30,000,000 (the “Shares”) on the terms set forth in Section 2 of this agreement (this “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agent, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will be agreed upon by the parties thereto (each, a “Terms Agreement”). Notwithstanding the foregoing, in no event shall the aggregate gross sales price of the Shares sold pursuant to this Agreement and