EXHIBIT 10.1 SALES AGENCY AGREEMENT The Agreement was made and concluded by and between Shaanxi Chaoying Biotech Co., Ltd (referred to as "Chaoying Biotech" hereinafter) -located in Shaanxi, China, and American BIOMAX Co., Ltd (referred to as...Sales Agency Agreement • December 21st, 2007 • Cybrdi, Inc. • Biological products, (no disgnostic substances)
a Washington corporation) Common Stock SALES AGENCY AGREEMENTSales Agency Agreement • May 7th, 2024 • Avista Corp • Electric & other services combined • New York
Avista Corporation, a Washington corporation (the “Company”), confirms its agreement (the “Agreement”) with KeyBanc Capital Markets Inc. (the “Sales Agent”), whereby the Company, subject to the terms and conditions set forth herein, may from time to time offer shares (“Shares”) of its Common Stock, without nominal or par value (“Common Stock”), and the Sales Agent, subject to such terms and conditions, shall offer Shares for sale as the Company’s sales agent or, in limited circumstances with the agreement of both the Company and the Sales Agent, may purchase Shares as principal.
FIRST MID-ILLINOIS BANCSHARES, INC. Common Stock, $4.00 Par Value Per Share Sales Agency AgreementSales Agency Agreement • August 17th, 2017 • First Mid Illinois Bancshares Inc • State commercial banks • New York
First Mid-Illinois Bancshares, Inc., a Delaware corporation (the “Company”), the holding company for First Mid-Illinois Bank & Trust, N.A., a national bank (the “Bank”), proposes, subject to the terms and conditions stated herein, to sell from time to time through Sandler O’Neill & Partners, L.P. (“Sandler”) and FIG Partners, LLC (“FIG”), as sales agent and/or principal (each, an “Agent” and collectively, the “Agents”) shares of the common stock, $4.00 par value per share (“Common Stock”), of the Company, having an aggregate gross sales price of up to $20.0 million (the “Shares”) on the terms set forth in this agreement (the “Agreement”). The Company agrees that whenever it determines to sell the Common Stock directly to the Agents, as principal or otherwise other than as set forth in Section 2 hereof, it will enter into a separate agreement, which will include customary terms and conditions consistent with the representations, warranties and provisions in this Agreement and which will
Exhibit 10.4 CORPORATE PROPERTY ASSOCIATES 16 - GLOBAL INCORPORATED 50 ROCKEFELLER PLAZA NEW YORK, NY 10020 AMENDED AND RESTATED SALES AGENCY AGREEMENT March 27, 2006 Carey Financial LLC 50 Rockefeller Plaza New York, NY 10020 Ladies and Gentlemen:...Sales Agency Agreement • March 30th, 2006 • Corporate Property Associates 16 Global Inc • Lessors of real property, nec • New York
Exhibit 10.4 CORPORATE PROPERTY ASSOCIATES 16 - GLOBAL INCORPORATED 50 ROCKEFELLER PLAZA NEW YORK, NY 10020 SALES AGENCY AGREEMENTSales Agency Agreement • December 23rd, 2003 • Corporate Property Associates 16 Global Inc • Lessors of real property, nec • New York
BETWEEN BIOPURE CORPORATION "BIOPURE" AND (ABAZALI BIO VENTURES (PTY) LTD) "ABAZALI"Sales Agency Agreement • January 17th, 2006 • Biopure Corp • Biological products, (no disgnostic substances)
SALES AGENCY AGREEMENTSales Agency Agreement • May 8th, 2019 • Southwest Gas Holdings, Inc. • Natural gas transmisison & distribution • New York
This Sales Agency Agreement (this “Agreement”) is dated May 8, 2019, by and among SOUTHWEST GAS HOLDINGS, INC., a California corporation (“SWX California”), and BNY MELLON CAPITAL MARKETS, LLC, a registered broker-dealer organized under the laws of Delaware (“BNYMCM”).
ContractSales Agency Agreement • May 8th, 2006 • Alphatec Holdings, Inc. • Surgical & medical instruments & apparatus
Portions of this Exhibit were omitted and have been filed separately with the Secretary of the Commission pursuant to the Company's application requesting confidential treatment under Rule 406 of the Securities Act. Asterisks denote omissions.
SALES AGENCY AGREEMENTSales Agency Agreement • August 27th, 2010 • Zhong Wen International Holding Co., Ltd. • General industrial machinery & equipment, nec
Public Offering of Units Maximum: 2,000,000 Units Minimum: 1,200,000 Units SALES AGENCY AGREEMENTSales Agency Agreement • October 23rd, 2015 • Lm Funding America, Inc. • Finance services • Delaware
The undersigned, LM Funding America, Inc., a Delaware corporation, and its wholly owned subsidiary, LM Funding, LLC, a Florida limited liability company, (the “Company”), hereby confirms its agreement with you (unless otherwise defined herein, the term “you” shall collectively refer to the Sales Agents) as follows:
DOMINION ENERGY, INC. Common Stock (without par value) SALES AGENCY AGREEMENTSales Agency Agreement • June 30th, 2017 • Dominion Energy Inc /Va/ • Electric services • New York
Dominion Energy, Inc., a Virginia corporation (the Company), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through [NAME], as sales agent (the Agent), shares (the Shares) of the Company’s common stock, without par value (the Common Stock), having an aggregate offering price of up to $500,000,000 on the terms set forth in Section 2 of this Sales Agency Agreement (the Agreement).
Sales agency agreement: sale of servicesSales Agency Agreement • October 5th, 2018
This agreement is dated: [date] The principal is: [principal’s name] (“the Principal”) The principal’s address is: [principal’s address] The agent is: [agent’s name] (“the Agent”) The agent’s address is: [agent’s address]
15,000,000 of Shares of DISCOVERY LABORATORIES, INC. Common Stock ($0.001 par value) SALES AGENCY AGREEMENTSales Agency Agreement • December 14th, 2011 • Discovery Laboratories Inc /De/ • Biological products, (no disgnostic substances) • New York
1 DRAFT OCTOBER 25, 1999 VERITAS DGC INC. 2,000,000 SHARES OF COMMON STOCK (PAR VALUE $0.01 PER SHARE) SALES AGENCY AGREEMENTSales Agency Agreement • October 26th, 1999 • Veritas DGC Inc • Oil & gas field exploration services • New York
Common Stock (Par Value $0.10 Per Share)Sales Agency Agreement • November 2nd, 1998 • Greene County Bancorp Inc • Savings institutions, not federally chartered • New York
CAMBRIDGE HEART, INC. A minimum of 1,428,571 Shares and a maximum of 2,142,857 Shares. SALES AGENCY AGREEMENT ----------------------Sales Agency Agreement • November 30th, 1999 • Cambridge Heart Inc • Electromedical & electrotherapeutic apparatus • Delaware
EX-1.1 2 d393927dex11.htm SALES AGENCY AGREEMENT BETWEEN AVISTA CORPORATION AND BNY MELLON CAPITAL MARKETS SALES AGENCY AGREEMENTSales Agency Agreement • May 5th, 2020 • New York
Sales Agency Agreement, dated as of August 9, 2012 (this “Agreement”), between AVISTA CORPORATION, a Washington corporation (the “Company”), and BNY Mellon Capital Markets, LLC, a registered broker-dealer (the “Sales Agent”).
ARTICLE I DEFINITIONSSales Agency Agreement • December 15th, 2005 • Idacorp Inc • Electric services • New York
ANNALY MORTGAGE MANAGEMENT, INC. 9,353,990 Shares of Common Stock (par value $.01 per share) AMENDED AND RESTATED SALES AGENCY AGREEMENT August 12, 2003 UBS SECURITIES LLC 299 Park Avenue New York, New York 10171 Ladies and Gentlemen: Annaly Mortgage...Sales Agency Agreement • August 12th, 2003 • Annaly Mortgage Management Inc • Real estate investment trusts • New York
EX-10.26 8 dex1026.htm SALES AGENCY AGREEMENT BY AND BETWEEN ALPHATEC SPINE INC. AND FUSION MEDICAL INC CONFIDENTIAL TREATMENT REQUESTED ALPHATEC SPINE, INC. SALES AGENCY AGREEMENTSales Agency Agreement • May 5th, 2020
This Sales Agency Agreement (the “Agreement”) is between Alphatec Spine, Inc., a California corporation (the “Company”) and Fusion Medical, Inc. (Employer Identification Number ) (hereinafter referred to as “Sales Agent”) is made as of January 4, 2007 (the “Effective Date”).
Jumia Technologies AG American Depositary Shares Each Representing Two Ordinary Shares, no par value SALES AGENCY AGREEMENTSales Agency Agreement • August 6th, 2024 • Jumia Technologies AG • Retail-catalog & mail-order houses • New York
Jumia Technologies AG, a stock corporation (Aktiengesellschaft) incorporated under the laws of the Federal Republic of Germany and registered with the commercial register (Handelsregister) of the local court (Amtsgericht) in Berlin, Germany, under number HRB 203542 (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell an aggregate of 40,455,472 ordinary bearer shares with no par value (auf den Inhaber lautende Stammaktien ohne Nennwert (Stückaktien)) and a notional attributable value (rechnerischer Nennwert) of €1.00 (the “Shares”) to RBC Capital Markets, LLC (“RBC”) and Berenberg Capital Markets LLC (“Berenberg”), as sales agents (the “Agents”), in the form of American Depositary Shares (the “Placement ADSs”), each representing two Shares (the “Underlying Shares”) on the terms set forth in this Agreement. The Placement ADSs will be evidenced by American Depositary Receipts (“ADRs”) to be issued pursuant to the Deposit Agreement dated April 11,
Exhibit 1.1 Cornerstone Ministries Investments, Inc. "Series F" Bonds and Common Stock SALES AGENCY AGREEMENT Date _________ __, 2004 Ladies and Gentlemen: Cornerstone Ministries Investments, Inc., a Georgia corporation ("Company"), hereby confirms...Sales Agency Agreement • August 27th, 2004 • Cornerstone Ministries Investments Inc • Finance services • Georgia
EX-1.1 2 dex11.htm SALES AGENCY AGREEMENT SALES AGENCY AGREEMENTSales Agency Agreement • May 5th, 2020 • New York
Sales Agency Agreement, dated as of December 22, 2006 (this “Agreement”), between AVISTA CORPORATION, a Washington corporation (the “Company”), and BNY CAPITAL MARKETS, INC., a registered broker-dealer organized under the laws of New York (“BNYCMI”).
Up to 1,051,866 Shares Village Bank and Trust Financial Corp. (a Virginia corporation) Common Stock (par value $4.00 per share) SALES AGENCY AGREEMENT January __, 2015Sales Agency Agreement • January 15th, 2015 • Village Bank & Trust Financial Corp. • State commercial banks • Virginia
Village Bank and Trust Financial Corp., a Virginia corporation (the “Company”) and the bank holding company for Village Bank, a Virginia chartered bank (the “Bank”), hereby confirms their agreement with Compass Point Research & Trading, LLC (“Compass Point”) and Boenning & Scattergood, Inc. (“Boenning” and, together with Compass Point, the “Sales Agents”) to assist the Company, on a best-efforts basis, in the proposed public offering (as described herein, the “Offering”) of up to 1,051,866 shares of the Company’s common stock, par value $4.00 per share (the “Common Stock”). The shares of Common Stock to be sold in the Offering are hereinafter called the “Shares.”
SALES AGENCY AGREEMENT by and among Alcentra Capital Corporation, Alcentra NY, LLC and Incapital LLC February 8, 2016Sales Agency Agreement • February 19th, 2016 • Alcentra Capital Corp • New York
If this Agreement is executed by or on behalf of any party, such person hereby states that at the time of the execution of this Agreement he has no notice of revocation of the power of attorney by which he has executed this Agreement as such attorney.
ALPHATEC SPINE, INC. SALES AGENCY AGREEMENTSales Agency Agreement • May 8th, 2006 • Alphatec Holdings, Inc. • Surgical & medical instruments & apparatus
This Sales Agency Agreement (the "Agreement") is between Alphatec Spine, Inc., a California corporation (the "Company") and Keystone Surgical, LLC (hereinafter referred to as "Sales Agent") is made as of the 1st day of October, 2005 (the "Effective Date").
EXHIBIT 10.4 CORPORATE PROPERTY ASSOCIATES 16 INCORPORATED 50 ROCKEFELLER PLAZA NEW YORK, NY 10020 SALES AGENCY AGREEMENTSales Agency Agreement • July 3rd, 2003 • Corporate Property Associates 16 Inc • New York
Amended and Restated Sales Agency Agreement on Promotion of Shanda Games Pre- paid Cards and Sheng-fu-tong System MarketingSales Agency Agreement • September 14th, 2009 • Shanda Games LTD • Services-business services, nec
Shanghai Sheng-fu-tong E-commerce Co., Ltd., located at 208 Juli Road, Pudong New Area, Shanghai, hereinafter referred to as “Party A”; and
SALES AGENCY AGREEMENTSales Agency Agreement • March 16th, 2015 • SFX Entertainment, INC • Services-amusement & recreation services • New York
This Sales Agency Agreement (this “Agreement”) is made and entered into by and between SFX-94 LLC, a Delaware limited liability company (“Agent”), and Viggle Inc., a Delaware corporation (“Viggle”), as of this 22nd day of January, 2015 (“Commencement Date”).
Sales Agency Agreement This Sales Agency Agreement (the "Agreement") is entered with effect from, by and among the following parties:Sales Agency Agreement • May 5th, 2020 • Nevada
GD Glottech International Ltd. ("Glottech"), a company formed under Irish law, whose principal office address is 36 Dame Street, Dublin 2, Ireland;
Wellbrook Properties, Inc. 2,000,000 shares of Common Stock SALES AGENCY AGREEMENT Date: , 2004Sales Agency Agreement • November 2nd, 2004 • Wellbrook Properties, Inc. • Operators of apartment buildings • Georgia
Wellbrook Properties, Inc., a Georgia corporation ("the Company"), hereby confirms its respective agreements with ("Agent"), a broker-dealer registered with the Securities and Exchange Commission ("Commission") and a member of the National Association of Securities Dealers, Inc. ("NASD"), as follows:
RECITALSSales Agency Agreement • November 17th, 2005 • Commerce Energy Group Inc • Electric services
UWHARRIE CAPITAL CORP SALES AGENCY AGREEMENTSales Agency Agreement • July 29th, 2002 • Uwharrie Capital Corp • State commercial banks • North Carolina
SALES AGENCY AGREEMENTSales Agency Agreement • June 7th, 2019 • Biotest Divestiture Trust • Biological products, (no disgnostic substances) • New York
Sales Agency AgreementSales Agency Agreement • March 18th, 2004
This Sales Agency Agreement (“Agreement”) is entered into on the date written below by and between Adeline and Associates, 134 South Creek Hollow, Sunnyvale, California 94087 (“Seller”) and (“Agent”).
