ACADEMIC CORPORATE BOND TRACE DATA AGREEMENTAcademic Corporate Bond Trace Data Agreement • July 7th, 2023 • New York
Contract Type FiledJuly 7th, 2023 JurisdictionThis Academic Corporate Bond TRACE Data Agreement (together with all Attachments hereto, this “Agreement”), is made by and between the undersigned Academic Institution and Financial Industry Regulatory Authority, Inc. (“FINRA”), a Delaware nonstock corporation that is a self-regulatory organization subject to oversight by the United States Securities and Exchange Commission (“SEC”), whose principal place of business is located at 1735 K Street NW, Washington, DC 20006, and the undersigned Academic Institution.
ACADEMIC CORPORATE BOND TRACE DATA AGREEMENTAcademic Corporate Bond Trace Data Agreement • July 15th, 2019 • New York
Contract Type FiledJuly 15th, 2019 JurisdictionThis ACADEMIC CORPORATE BOND TRACE DATA AGREEMENT (together with all Attachments hereto, this “Agreement”), is made by and between Financial Industry Regulatory Authority, Inc. (“FINRA”), a Delaware nonstock corporation that is a self-regulatory organization subject to oversight by the United States Securities and Exchange Commission (“SEC”), whose principal place of business is located at 1735 K Street NW, Washington, DC 20006, and the undersigned Academic Institution.