PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 11th, 2024 • Jet.AI Inc. • Air transportation, nonscheduled • New York
Contract Type FiledOctober 11th, 2024 Company Industry JurisdictionThis agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Jet.AI Inc., Inc., a Delaware corporation (the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “commercially reasonable efforts” basis, in connection with the proposed placement (the “Placement”) of certain securities of the Company (the “Securities”). The terms of the Placement shall be mutually agreed upon by the Company, Maxim and the purchasers of the Securities (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that Maxim would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed and delivered by the Company and the Purchasers in connection with the Placement, including the Purchase Agreement (as hereinafter defined) shall be collectively referred
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 28th, 2024 • 5E Advanced Materials, Inc. • Mining & quarrying of nonmetallic minerals (no fuels) • New York
Contract Type FiledAugust 28th, 2024 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 9th, 2024 • SRIVARU Holding LTD • Motor vehicles & passenger car bodies • New York
Contract Type FiledJuly 9th, 2024 Company Industry JurisdictionThis agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and SRIVARU Holding Limited, a Cayman Islands exempted company (the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “commercially reasonable efforts” basis, in connection with the proposed placement (the “Placement”) of certain securities of the Company, hereinafter referred to as the “Securities.” The terms of the Placement shall be mutually agreed upon by the Company, Maxim and the purchasers of the Securities (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that Maxim would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed and delivered by the Company and the Purchasers in connection with the Placement, including the Purchase Agreement (as hereinaft
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 19th, 2024 • Jet.AI Inc. • Air transportation, nonscheduled • New York
Contract Type FiledApril 19th, 2024 Company Industry JurisdictionThis agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Jet.AI Inc., Inc., a Delaware corporation (the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “commercially reasonable efforts” basis, in connection with the proposed placement (the “Placement”) of certain securities of the Company (the “Securities”). The terms of the Placement shall be mutually agreed upon by the Company, Maxim and the purchasers of the Securities (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that Maxim would have the power or authority to bind the Company or any Purchaser or an obligation for the Company to issue any Securities or complete the Placement. This Agreement and the documents executed and delivered by the Company and the Purchasers in connection with the Placement, including the Purchase Agreement (as hereinafter defined) shall be collectively referred
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 12th, 2024 • Aprea Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 12th, 2024 Company Industry JurisdictionThis agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) Aprea Therapeutics, Inc., Inc., a Delaware corporation (the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “commercially reasonable efforts” basis, in connection with the proposed placement (the “Placement”) of unregistered (i) shares (the “Shares”) of the Company’s common stock, $0.001 par value per share (the “Common Stock”), (ii) pre-funded Common Stock purchase warrants to purchase shares of Common Stock (the “Pre-Funded Warrants), and (iii) Common Stock purchase warrants to purchase shares of Common Stock (the “Common Warrants”). The Shares, the Prefunded Warrants, and the Common Warrants are hereinafter referred to as the “Securities.” The terms of the Placement shall be mutually agreed upon by the Company, Maxim and the purchasers of the Securities (each, a “Purchaser” and collectively, the “Purchasers”) and nothing here
EXECUTION VERSION PLACEMENT AGENCY AGREEMENT January 31, 2024 Brian M. Strem, Ph.D. Chief Executive Officer Kiora Pharmaceuticals, Inc. 332 Encinitas, California 92024 Dear Dr. Strem: This agreement (the “Agreement”) constitutes the agreement between...Placement Agency Agreement • February 1st, 2024 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 1st, 2024 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 16th, 2023 • Inpixon • Services-computer programming services • New York
Contract Type FiledMay 16th, 2023 Company Industry Jurisdiction