PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT EYEGATE PHARMACEUTICALS, INC.Eyegate Pharmaceuticals Inc • August 10th, 2021 • Pharmaceutical preparations
Company FiledAugust 10th, 2021 IndustryTHIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on August 9, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from EyeGate Pharmaceuticals, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrants is issued pursuant to that certain engagement letter, dated as of August 5, 2021, by and between the Company
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 10th, 2021 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 10th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of August 9, 2021, between EyeGate Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 6th, 2021 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations
Contract Type FiledJanuary 6th, 2021 Company IndustryThis Registration Rights Agreement (this “Agreement”) is made and entered into as of January 5, 2021, between EyeGate Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
UNDERWRITING AGREEMENT between EYEGATE PHARMACEUTICALS, INC. and AEGIS CAPITAL CORP., as Representative of the Several Underwriters EYEGATE PHARMACEUTICALS, INC.Underwriting Agreement • August 5th, 2015 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 5th, 2015 Company Industry JurisdictionThe undersigned, Eyegate Pharmaceuticals, Inc., a corporation formed under the laws of the State of Delaware (the “Company,” as used herein, the term “Company Group” collectively refers to the Company with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries of the Company), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
CLASS D COMMON STOCK PURCHASE WARRANT KIORA PHARMACEUTICALS, INC.Kiora Pharmaceuticals Inc • June 1st, 2023 • Pharmaceutical preparations • New York
Company FiledJune 1st, 2023 Industry JurisdictionTHIS CLASS D COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _________, 2024 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Kiora Pharmaceuticals, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject
ContractKiora Pharmaceuticals Inc • February 1st, 2024 • Pharmaceutical preparations
Company FiledFebruary 1st, 2024 Industry
CLASS C COMMON STOCK PURCHASE WARRANT KIORA PHARMACEUTICALS, INC.Common Stock Purchase Warrant • June 1st, 2023 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 1st, 2023 Company Industry JurisdictionTHIS CLASS C COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _________, 2028 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Kiora Pharmaceuticals, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 6th, 2021 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • Massachusetts
Contract Type FiledJanuary 6th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of January 5, 2021, between EyeGate Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 3rd, 2023 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations
Contract Type FiledFebruary 3rd, 2023 Company IndustryREGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of February 3, 2023, by and between KIORA PHARMACEUTICALS, INC., a Delaware corporation (the "Company"), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with it permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings set forth in the Purchase Agreement by and between the parties hereto, dated as of the date hereof (as amended, restated, supplemented or otherwise modified from time to time, the "Purchase Agreement").
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 31st, 2019 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledDecember 31st, 2019 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of December 31, 2019, between EyeGate Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
COMMON STOCK PURCHASE WARRANT EYEGATE PHARMACEUTICALS, INC.Eyegate Pharmaceuticals Inc • June 27th, 2016 • Pharmaceutical preparations
Company FiledJune 27th, 2016 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “ Holder ”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after December 30, 2016 (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from EyeGate Pharmaceuticals, Inc., a Delaware corporation (the “Company”), up to shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
KIORA PHARMACEUTICALS, INC. and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of _________, 2022 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • July 13th, 2022 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJuly 13th, 2022 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of __________, 2022 (“Agreement”), by and between Kiora Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
1,447,628 SHARES OF COMMON STOCK, 3,908 SHARES OF SERIES F CONVERTIBLE PREFERRED STOCK (CONVERTIBLE INTO 3,552,372 SHARES OF COMMON STOCK) AND 5,000,000 CLASS C WARRANTS (EXERCISABLE FOR 5,000,000 SHARES OF COMMON STOCK) 5,000,000 CLASS D WARRANTS...Underwriting Agreement • June 6th, 2023 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 6th, 2023 Company Industry Jurisdiction
PURCHASE AGREEMENTPurchase Agreement • February 3rd, 2023 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • Illinois
Contract Type FiledFebruary 3rd, 2023 Company Industry JurisdictionPURCHASE AGREEMENT (the “Agreement”), dated as of February 3, 2023, by and between KIORA PHARMACEUTICALS, INC., a Delaware corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the “Investor”).
STRICTLY CONFIDENTIAL EyeGate Pharmaceuticals, Inc.Letter Agreement • August 10th, 2021 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 10th, 2021 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 30th, 2019 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • Massachusetts
Contract Type FiledSeptember 30th, 2019 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of September 29, 2019, between EyeGate Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Form of Underwriters’ Warrant AgreementEyegate Pharmaceuticals Inc • February 4th, 2015 • Pharmaceutical preparations • New York
Company FiledFebruary 4th, 2015 Industry JurisdictionTHIS PURCHASE WARRANT IS NOT EXERCISABLE PRIOR TO [________________] [DATE THAT IS ONE YEAR FROM THE EFFECTIVE DATE OF THE OFFERING]. VOID AFTER 5:00 P.M., EASTERN TIME, [___________________] [DATE THAT IS FIVE YEARS FROM THE EFFECTIVE DATE OF THE OFFERING].
19,770,172 SHARES of Common Stock, 1,280 SHARES OF SERIES E CONVERTIBLE PREFERRED STOCK (CONVERTIBLE INTO 6,400,000 SHARES OF COMMON STOCK) 26,170,172 Class A Warrants (EXERCISABLE FOR 26,170,172 SHARES OF COMMON STOCK) and 26,170,172 class B Warrants...Underwriting Agreement • July 26th, 2022 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJuly 26th, 2022 Company Industry JurisdictionThe undersigned, Kiora Pharmaceuticals, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Kiora Pharmaceuticals, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Ladenburg Thalmann & Co. Inc. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
SHARES OF COMMON STOCK, _____ SHARES OF SERIES F CONVERTIBLE PREFERRED STOCK (CONVERTIBLE INTO _____ SHARES OF COMMON STOCK) AND __________ CLASS C WARRANTS (EXERCISABLE FOR ________ SHARES OF COMMON STOCK) __________ CLASS D WARRANTS (EXERCISABLE FOR...Kiora Pharmaceuticals Inc • June 1st, 2023 • Pharmaceutical preparations • New York
Company FiledJune 1st, 2023 Industry Jurisdiction
AT THE MARKET OFFERING AGREEMENT May 24, 2016The Market Offering Agreement • May 25th, 2016 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMay 25th, 2016 Company Industry JurisdictionEyeGate Pharmaceuticals, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows:
STRICTLY CONFIDENTIALLetter Agreement • June 5th, 2017 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 5th, 2017 Company Industry Jurisdiction
EYEGATE PHARMACEUTICALS, INC. FORM OF WARRANT AGENCY AGREEMENTWarrant Agreement • July 30th, 2015 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJuly 30th, 2015 Company Industry JurisdictionWARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of [●], 2015 (the “Issuance Date”), between Eyegate Pharmaceuticals, Inc., a Delaware corporation, with offices at 271 Waverley Oaks Road, Suite 108, Waltham, Massachusetts 02452 (“Company”), and VStock Transfer, LLC, with offices at 18 Lafayette Place, Woodmere, NY 11598 (“Warrant Agent”).
KIORA PHARMACEUTICALS, INC. and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of _________, 2023Warrant Agency Agreement • June 1st, 2023 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 1st, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of __________, 2023 (“Agreement”), by and between Kiora Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 21st, 2020 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations
Contract Type FiledDecember 21st, 2020 Company IndustryThis Registration Rights Agreement (this “Agreement”) is made and entered into as of December 18, 2020, between EyeGate Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each of the several parties signatory hereto (each such party, a “Seller” and, collectively, the “Sellers”).
INDEMNIFICATION AGREEMENTIndemnification Agreement • July 30th, 2014 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • Delaware
Contract Type FiledJuly 30th, 2014 Company Industry JurisdictionThis Indemnification Agreement (“Agreement”) is made and entered into this ____ day of ______ 2014, by and between Eyegate Pharmaceuticals, Inc., a Delaware corporation (the “Company,” which term shall include, where appropriate, any Entity (as hereinafter defined) controlled directly or indirectly by the Company) and ____________ (“Indemnitee”):
KIORA PHARMACEUTICALS, INC. and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of June 6, 2023Warrant Agency Agreement • June 6th, 2023 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 6th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of June 6, 2023 (“Agreement”), by and between Kiora Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
EYEGATE PHARMACEUTICALS, INC. SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • March 30th, 2016 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • Massachusetts
Contract Type FiledMarch 30th, 2016 Company Industry JurisdictionTHIS SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT, entered into as of February 25, 2016 (this “Agreement”), is made by and between EyeGate Pharmaceuticals, Inc., a Delaware corporation (the “Employer”), and Stephen From (the “Employee”).
COMMON STOCK PURCHASE WARRANT EYEGATE PHARMACEUTICALS, INC.Eyegate Pharmaceuticals Inc • January 6th, 2021 • Pharmaceutical preparations
Company FiledJanuary 6th, 2021 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Armistice Capital Master Fund Ltd. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the six (6) month anniversary of the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on January 6, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from EyeGate Pharmaceuticals, Inc., a Delaware corporation (the “Company”), up to 1,531,101 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 3rd, 2023 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations
Contract Type FiledFebruary 3rd, 2023 Company IndustryREGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of February 2, 2023, by and between KIORA PHARMACEUTICALS, INC., a Delaware corporation (the "Company"), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the “Buyer”).
EXECUTION VERSION SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is dated as of January 31, 2024, between Kiora Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the...Execution Version Securities Purchase Agreement • February 1st, 2024 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 1st, 2024 Company Industry Jurisdiction
INTELLECTUAL PROPERTY LICENSE AGREEMENTIntellectual Property License Agreement • October 2nd, 2018 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • Utah
Contract Type FiledOctober 2nd, 2018 Company Industry JurisdictionThis INTELLECTUAL PROPERTY LICENSE AGREEMENT (this “Agreement”) is effective as of September 26, 2018 (the “Effective Date”) by and between SentrX Animal Care, Inc., a Delaware corporation with an address at 391 Chipeta Way, Suite G, Salt Lake City, Utah 84108, Attn: Brian Segebrecht (“Licensor”), and EyeGate Pharmaceuticals, Inc., a Delaware corporation with an address at 271 Waverley Oaks Road, Suite 108, Waltham, MA 02452, Attn: Stephen From (“Licensee”). Licensee and Licensor are sometimes individually referred to herein as a “Party” and collectively as the “Parties.”
EYEGATE PHARMACEUTICALS, INC. Amendment to Amended and Restated Employment AgreementEmployment Agreement • May 15th, 2015 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations
Contract Type FiledMay 15th, 2015 Company IndustryThis Amendment (this “Amendment”) to the Agreement (as such term is defined below) is made by and between Eyegate Pharmaceuticals, Inc., a Delaware corporation (the “Employer”), and Stephen From (the “Employee”), as of March 31, 2015. Capitalized terms used but not defined in this Amendment shall have the meanings given to such terms in the Agreement.
SHARE PURCHASE AGREEMENTShare Purchase Agreement • December 21st, 2020 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations • Massachusetts
Contract Type FiledDecember 21st, 2020 Company Industry JurisdictionThis Share Purchase Agreement (this "Agreement"), dated as of December 18, 2020, is entered into among the parties listed on Exhibit A-1 hereto (each, a "Seller" and collectively, the “Sellers”) and EyeGate Pharmaceuticals, Inc., a Delaware corporation ("Buyer").
ContractLicense and Development Agreement • January 31st, 2024 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations
Contract Type FiledJanuary 31st, 2024 Company Industry
Amended and Restated License AgreementLicense Agreement • July 30th, 2014 • Eyegate Pharmaceuticals Inc • Pharmaceutical preparations
Contract Type FiledJuly 30th, 2014 Company IndustryThis Amended and Restated License Agreement (this “Agreement”) is entered into and made effective the 16th day of December 2005 (the “Effective Date”) between UNIVERSITY OF MIAMI and its School of Medicine, whose principal place of business is at 1600 N.W. 10th Avenue, Miami, Florida 33 136 (hereinafter referred to as “LICENSOR”) and EYEGATE PHARMA SA, a French corporation whose principal place of business is at Tour de l’Horloge 4, place Louis Armand, 75012 PARIS, France and formerly known as Optis France SA (hereinafter referred to as “LICENSEE”).