2,018,153 Units CELSION CORPORATION PLACEMENT AGENCY AGREEMENTAgency Agreement • September 28th, 2009 • Celsion CORP • Pharmaceutical preparations • New York
Contract Type FiledSeptember 28th, 2009 Company Industry Jurisdictioneighteen (18)-day period beginning on the issuance of the earnings release or the occurrence of the material news or material event.
5,800,000 Shares PHOENIX TECHNOLOGIES LTD. Common Stock, par value $0.001 per share PLACEMENT AGENCY AGREEMENTAgency Agreement • June 29th, 2009 • Phoenix Technologies LTD • Services-prepackaged software • New York
Contract Type FiledJune 29th, 2009 Company Industry JurisdictionPhoenix Technologies Ltd., a Delaware corporation (the “Company”), proposes to issue and sell to the purchasers, pursuant to the terms of this Placement Agency Agreement (this “Agreement”) and the Subscription Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”) entered into with the purchasers identified therein (each a “Purchaser” and collectively, the “Purchasers”), up to an aggregate of 5,800,000 shares of common stock, $0.001 par value per share (the “Common Stock”) of the Company. The aggregate of 5,800,000 shares so proposed to be sold is hereinafter referred to as the “Shares.” The Company hereby confirms its agreement with Needham & Company, LLC to act as Placement Agent (“Needham”, or the “Placement Agent”) in accordance with the terms and conditions hereof.