Parker Drilling Company 500,000 Shares of 7.25% Series A Mandatory Convertible Preferred Stock (initial liquidation preference of $100 per share) UNDERWRITING AGREEMENTUnderwriting Agreement • February 27th, 2017 • Parker Drilling Co /De/ • Drilling oil & gas wells • New York
Contract Type FiledFebruary 27th, 2017 Company Industry JurisdictionParker Drilling Company, a Delaware corporation (the “Company”), proposes to sell to Barclays Capital Inc. (the “Underwriter”) 500,000 shares (the “Firm Stock”) of the Company’s 7.25% Series A Mandatory Convertible Preferred Stock, with an initial liquidation preference of $100 per share (“Mandatory Convertible Preferred Stock”). In addition, the Company proposes to grant to the Underwriter an option to purchase up to 75,000 additional shares of Mandatory Convertible Preferred Stock on the terms set forth in Section 2 (the “Option Stock”) of this agreement (this “Agreement”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. The Stock will be convertible into a variable number of shares of the Company’s common stock (the “Conversion Shares”), par value $0.16 2/3 per share (the “Common Stock”). This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriter.
SemGroup Corporation 7,500,000 of Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2016 • SemGroup Corp • Oil & gas field services, nec • New York
Contract Type FiledJune 21st, 2016 Company Industry JurisdictionSemGroup Corporation, a Delaware corporation (the “Company”), proposes to sell to Barclays Capital Inc. (the “Underwriter”) 7,500,000 shares (the “Firm Shares”) of the Company’s Class A Common Stock, par value $0.01 per share (the “Common Stock”). In addition, the Company proposes to grant the Underwriter an option to purchase up to 1,125,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Shares”). The Firm Shares and the Option Shares, if purchased, are hereinafter collectively called the “Shares.” This Agreement is to confirm the agreement concerning the purchase of the Shares from the Company by the Underwriter.
Avatar Holdings Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • February 4th, 2011 • Avatar Holdings Inc • Operative builders • New York
Contract Type FiledFebruary 4th, 2011 Company Industry JurisdictionAvatar Holdings Inc., a Delaware corporation (the “Company”), proposes to issue and sell to you, as the sole underwriter (the “Underwriter”), $100,000,000 principal amount of the Company’s 7.50% Senior Convertible Notes due 2016 (the “Securities”) on the terms set forth in Section 2 of this agreement (this “Agreement”). The Securities will be convertible into shares of the Company’s common stock, par value $1.00 per share (the “Underlying Securities”). The Securities will (i) have the terms and provisions that are summarized in the Pricing Disclosure Package (as defined below) and the Prospectus (as defined below) and (ii) be issued pursuant to an indenture, dated as of February 4, 2011 (the “Base Indenture”), between the Company and Wilmington Trust FSB, as trustee (the “Trustee”). Certain terms of the Securities will be established pursuant to a first supplemental indenture to the Base Indenture (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). Th
11,000,000 Shares EAST WEST BANCORP, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 24th, 2009 • East West Bancorp Inc • State commercial banks • New York
Contract Type FiledJuly 24th, 2009 Company Industry JurisdictionEast West Bancorp, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to you as the sole underwriter (the “Underwriter”), 11,000,000 shares (the “Firm Securities”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, the Company proposes to grant to the Underwriter an option to purchase up to 1,650,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Securities”). The Firm Securities and the Option Securities, if purchased, are hereinafter collectively called the “Securities.” This is to confirm the agreement concerning the purchase of the Securities from the Company by the Underwriter.
5,000,000 Shares Tercica, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 24th, 2006 • Tercica Inc • Pharmaceutical preparations • New York
Contract Type FiledJanuary 24th, 2006 Company Industry JurisdictionTercica, Inc., a Delaware corporation (the “Company”), proposes to sell 5,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, the Company proposes to grant to you as underwriter (the “Underwriter”) an option to purchase up to 750,000 additional shares of the Common Stock (the “Option Stock”) on the terms set forth in Section 2 of this agreement (this “Agreement”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriter.
UNDERWRITING AGREEMENTUnderwriting Agreement • January 20th, 2006 • Parker Drilling Co /De/ • Drilling oil & gas wells • New York
Contract Type FiledJanuary 20th, 2006 Company Industry JurisdictionParker Drilling Company, a Delaware corporation (the “Company”), proposes to sell 8,900,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.16? per share (the “Common Stock”). In addition, the Company proposes to grant to you as underwriter (the “Underwriter”) an option to purchase up to 1,335,000 additional shares of the Common Stock (the “Option Stock”) on the terms set forth in Section 2 of this agreement (this “Agreement”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriter.