East West Bancorp Inc Sample Contracts

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WITNESSETH:
Registration Rights Agreement • September 17th, 1998 • East West Bancorp Inc • California
SECURITIES PURCHASE AGREEMENT
Securities Purchase Agreement • March 2nd, 2004 • East West Bancorp Inc • State commercial banks • Delaware

This Securities Purchase Agreement (this “Agreement”) is dated as of March 1, 2004, among East West Bancorp, Inc., a Delaware corporation (the “Company”), and the investors identified on the signature pages hereto (each, an “Investor” and collectively, the “Investors”).

REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreement • March 2nd, 2004 • East West Bancorp Inc • State commercial banks • Delaware

This Registration Rights Agreement (this “Agreement”) is made and entered into as of March 1, 2004, by and among East West Bancorp, Inc., a Delaware corporation (the “Company”), and the investors signatory hereto (each a “Investor” and collectively, the “Investors”).

PURCHASE AND ASSUMPTION AGREEMENT WHOLE BANK ALL DEPOSITS AMONG FEDERAL DEPOSIT INSURANCE CORPORATION, RECEIVER OF UNITED COMMERCIAL BANK, SAN FRANCISCO, CALIFORNIA FEDERAL DEPOSIT INSURANCE CORPORATION and EAST WEST BANK DATED AS OF November 6, 2009
Purchase and Assumption Agreement • November 12th, 2009 • East West Bancorp Inc • State commercial banks • New York

THIS AGREEMENT, made and entered into as of the 6th day of November, 2009, by and among the FEDERAL DEPOSIT INSURANCE CORPORATION, RECEIVER of UNITED COMMERCIAL BANK, SAN FRANCISCO, CALIFORNIA (the “Receiver”), EAST WEST BANK, organized under the laws of California, and having its principal place of business in PASADENA, CALIFORNIA (the “Assuming Bank”), and the FEDERAL DEPOSIT INSURANCE CORPORATION, organized under the laws of the United States of America and having its principal office in Washington, D.C., acting in its corporate capacity (the “Corporation”).

11,000,000 Shares EAST WEST BANCORP, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • July 24th, 2009 • East West Bancorp Inc • State commercial banks • New York

East West Bancorp, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to you as the sole underwriter (the “Underwriter”), 11,000,000 shares (the “Firm Securities”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, the Company proposes to grant to the Underwriter an option to purchase up to 1,650,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Securities”). The Firm Securities and the Option Securities, if purchased, are hereinafter collectively called the “Securities.” This is to confirm the agreement concerning the purchase of the Securities from the Company by the Underwriter.

175,000 Shares of 8.00% Non-Cumulative Perpetual Convertible Preferred Stock, Series A EAST WEST BANCORP, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • April 30th, 2008 • East West Bancorp Inc • State commercial banks • New York

East West Bancorp, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to you as the sole underwriter (the “Underwriter”), 175,000 shares (the “Firm Securities”) of the Company’s convertible preferred stock, par value $0.001 per share (the “Preferred Stock”). The terms of the Preferred Stock will be set forth in a certificate of designations (the “Certificate of Designations”) to be filed by the Company with the Secretary of State of the State of Delaware. The Securities will be convertible into shares of common stock, par value $0.001 per share (the “Common Stock”), of the Company (the shares of Common Stock into which the Securities are convertible, the “Conversion Shares”), plus cash in lieu of fractional shares on the terms set forth in the Certificate of Designations. In addition, the Company proposes to grant to the Underwriter an option to purchase up to 25,000 additional shares of the Preferred Stock on the terms set forth in Section 2 (the “Option Securiti

AGREEMENT REGARDING GRANTS OF INCENTIVE SHARES AND CLAWBACKS
Agreement Regarding Grants of Incentive Shares and Clawbacks • April 10th, 2012 • East West Bancorp Inc • State commercial banks

This Agreement between East West Bancorp, Inc. (“Company”) and the employee referenced below (“Employee”) is entered into as of this 9th day of April, 2012 by and between Company and Employee.

EMPLOYMENT AGREEMENT
Employment Agreement • December 31st, 2008 • East West Bancorp Inc • State commercial banks • California

THIS EMPLOYMENT AGREEMENT (the “Agreement”) is amended and restated effective as of , 2008, by and between EAST WEST BANK, a California banking corporation (the “Company”), and DOMINIC NG (the “Employee”), with respect to the following facts:

AGREEMENT AND PLAN OF MERGER by and between EAST WEST BANCORP, INC. and METROCORP BANCSHARES, INC. Dated as of September 18, 2013
Merger Agreement • September 18th, 2013 • East West Bancorp Inc • State commercial banks • California

This Agreement and Plan of Merger (“Agreement”), dated as of September 18, 2013, is by and between East West Bancorp, Inc. (“East West”), a Delaware corporation, and MetroCorp Bancshares, Inc. (“MetroCorp”), a Texas corporation.

EAST WEST BANCORP, INC. EMPLOYMENT AGREEMENT
Employment Agreement • December 22nd, 2016 • East West Bancorp Inc • State commercial banks • California

This Executive Employment Agreement, dated December 21, 2016 (the “Agreement”), is between East West Bank, a California banking corporation (the “Bank”) and Irene Oh (“Executive”).

EMPLOYMENT AGREEMENT
Employment Agreement • March 11th, 2005 • East West Bancorp Inc • State commercial banks

This Employment Agreement is entered into as of the date set forth below by and between EAST-WEST BANK, (hereinafter referred to as "Company"), and William J. Lewis hereinafter referred to as "Executive").

Contract
Securities Agreement • March 2nd, 2004 • East West Bancorp Inc • State commercial banks

NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. THESE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT SECURED BY SUCH SECURITIES IN A MANNER THAT COMPLIES WITH THE SECURITIES ACT.

AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreement • November 8th, 2022 • East West Bancorp Inc • State commercial banks

This Amendment is dated as of December 21, 2022 (the “Amendment Effective Date”) and amends that certain Employment Agreement dated as of December 21, 2016 (as amended from time to time, the “Employment Agreement”) by and between East West Bancorp, Inc. (“Company”) and Irene Oh (“Employee”).

AGREEMENT REGARDING GRANTS OF INCENTIVE SHARES AND CLAWBACKS
Agreement Regarding Grants of Incentive Shares and Clawbacks • April 10th, 2012 • East West Bancorp Inc • State commercial banks

This Agreement between East West Bancorp, Inc. (“Company”) and the employee referenced below (“Employee”) is entered into as of this 9th day of April, 2012 by and between Company and Employee.

AGREEMENT AND PLAN OF MERGER BY AND AMONG EAST WEST BANCORP, INC., EAST WEST BANK AND STANDARD BANK Effective as of December 23, 2005
Merger Agreement • March 14th, 2006 • East West Bancorp Inc • State commercial banks • California

AGREEMENT AND PLAN OF MERGER effective as of December 23, 2005, and as amended (“Agreement”), by and among East West Bancorp, Inc. (“EWBC”), East West Bank (“EWB”) and Standard Bank (“SB”).

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COMMON STOCK PURCHASE WARRANT
Warrant Agreement • March 28th, 2002 • East West Bancorp Inc • State commercial banks • California

THIS WARRANT (THE "WARRANT") HAS BEEN, AND THE SHARES OF COMMON STOCK WHICH MAY BE PURCHASED PURSUANT TO THE EXERCISE OF THIS WARRANT (THE "SHARES") WILL BE, ACQUIRED SOLELY FOR INVESTMENT AND NOT WITH A VIEW TO, OR FOR RESALE IN CONNECTION WITH, ANY DISTRIBUTION THEREOF. NEITHER THIS WARRANT NOR THE SHARES (TOGETHER, THE "SECURITIES") HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR ANY STATE SECURITIES LAWS. SUCH SECURITIES MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF SUCH REGISTRATION OR AN EXEMPTION FROM THE REGISTRATION AND PROSPECTUS DELIVERY REQUIREMENTS OF THE ACT AND OF ANY APPLICABLE STATE SECURITIES LAWS.

AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreement • May 9th, 2022 • East West Bancorp Inc • State commercial banks

This Amendment Agreement is dated as of March 4, 2022 (the "Amendment Effective Date") and amends that certain Employment Agreement dated as of June 25, 1998 (as amended from time to time, the "Employment Agreement") by and between East West Bancorp, Inc. ("Company") and Dominic Ng ("Employee").

AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreement • February 27th, 2017 • East West Bancorp Inc • State commercial banks

This Amendment to the June 25, 1998 Employment Agreement (as amended from time to time, the “Employment Agreement”) between East West Bancorp, Inc. (“Company”) and Dominic Ng (“Employee”) is entered into as of this 1st day of March, 2016 by and between Company and Employee.

AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreement • February 26th, 2016 • East West Bancorp Inc • State commercial banks

This Amendment to the September 17, 1999 Employment Agreement (as amended from time to time, the “Employment Agreement”) between East West Bancorp, Inc. (“Company”) and Douglas Krause (“Employee”) is entered into as of this 27th day of February, 2015 by and between Company and Employee.

AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreement • November 8th, 2021 • East West Bancorp Inc • State commercial banks

This Amendment to the December 21, 2016 Employment Agreement (as amended from time to time, the “Employment Agreement”) between East West Bancorp, Inc. (“Company”) and Irene Oh (“Employee”) is effective on 21st of December, 2021 by and between Company and Employee.

EMPLOYMENT AGREEMENT
Employment Agreement • March 11th, 2005 • East West Bancorp Inc • State commercial banks • California

THIS EMPLOYMENT AGREEMENT (the "Agreement") is made and effective as of September 17, 1999, by and between EAST-WEST BANK, a California banking corporation (the "Company"), and Douglas P. Krause (the "Employee"), with respect to the following facts:

AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreement • February 27th, 2017 • East West Bancorp Inc • State commercial banks

This Amendment to the September 17, 1999 Employment Agreement (as amended from time to time, the “Employment Agreement”) between East West Bancorp, Inc. (“Company”) and Douglas Krause (“Employee”) is entered into as of this 1st day of March, 2016 by and between Company and Employee.

AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreement • April 10th, 2012 • East West Bancorp Inc • State commercial banks

This Amendment to the July 26, 2011 Employment Agreement (the “Employment Agreement”) between East West Bank (“Company”) and James T. Schuler (“Employee”) is entered into as of this 9th day of April, 2012 by and between Company and Employee.

Form of JULY 2011 EXECUTIVE COMPENSATION AGREEMENT - Mr. Ng
Executive Compensation Agreement • July 29th, 2011 • East West Bancorp Inc • State commercial banks • California

THIS COMPENSATION AGREEMENT (the “Agreement”) is made and effective as of July 26, 2011, by East West Bank, a California banking corporation (the “Company”) with respect to Dominic Ng (the “Employee”) and with reference to the following facts:

EMPLOYMENT AGREEMENT
Employment Agreement • February 29th, 2012 • East West Bancorp Inc • State commercial banks • California

This Employment Agreement (Severance Agreement) is entered into as of the date set forth below by and between East West Bank (hereinafter referred to as "Company"), and James Terry Schuler (hereinafter referred to as "Executive").

AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreement • February 27th, 2019 • East West Bancorp Inc • State commercial banks

This Amendment to the December 21, 2016 Employment Agreement (as amended from time to time, the “Employment Agreement”) between East West Bancorp, Inc. (“Company”) and Irene Oh (“Employee”) is entered into as of this 21st day of December, 2018 by and between Company and Employee.

AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreement • November 8th, 2019 • East West Bancorp Inc • State commercial banks

This Amendment to the September 1, 2017 Employment Agreement (as amended from time to time, the “Employment Agreement”) between East West Bancorp, Inc. (“Company”) and Catherine Zhou (“Employee”) is entered into as of this 2nd of October, 2019 by and between Company and Employee.

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