Common Contracts
2 similar Broker Appointment Agreement contracts
DEDICATED TO FINANCIAL BROKERSBroker Appointment Agreement • November 22nd, 2022
Financial Broker (1) An investment firm authorised by the CBI under the MiFID Regulations; or (2) An investment business firm authorised or deemed authorised by the CBI under the Investment Intermediaries Act 1995 (IIA); or (3) An investment product intermediary as defined in the IIA.
DEDICATED TO FINANCIAL BROKERSBroker Appointment Agreement • January 27th, 2017
Financial Broker (1) An investment firm authorised by the CBI under the MiFID Regulations; or (2) An investment business firm authorised or deemed authorised by the CBI under the Investment Intermediaries Act 1995 (IIA); or (3) An investment product intermediary as defined in the IIA.
