Common Contracts

3 similar Financial Broker Appointment Agreement contracts

DEDICATED TO FINANCIAL BROKERS
Financial Broker Appointment Agreement • November 22nd, 2022

Financial Broker (1) An investment firm authorised by the CBI under the MiFID Regulations; or (2) An investment business firm authorised or deemed authorised by the CBI under the Investment Intermediaries Act 1995 (IIA); or (3) An investment product intermediary as defined in the IIA.

AutoNDA by SimpleDocs
DEDICATED TO FINANCIAL BROKERS
Financial Broker Appointment Agreement • January 27th, 2017

Financial Broker (1) An investment firm authorised by the CBI under the MiFID Regulations; or (2) An investment business firm authorised or deemed authorised by the CBI under the Investment Intermediaries Act 1995 (IIA); or (3) An investment product intermediary as defined in the IIA.

DEDICATED TO FINANCIAL BROKERS
Financial Broker Appointment Agreement • January 27th, 2017

Financial Broker (1) An investment firm authorised by the CBI under the MiFID Regulations; or (2) An investment business firm authorised or deemed authorised by the CBI under the Investment Intermediaries Act 1995 (IIA); or (3) An investment product intermediary as defined in the IIA.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!