DEDICATED TO FINANCIAL BROKERSFinancial Broker Appointment Agreement • November 22nd, 2022
Financial Broker (1) An investment firm authorised by the CBI under the MiFID Regulations; or (2) An investment business firm authorised or deemed authorised by the CBI under the Investment Intermediaries Act 1995 (IIA); or (3) An investment product intermediary as defined in the IIA.
DEDICATED TO FINANCIAL BROKERSFinancial Broker Appointment Agreement • July 24th, 2020
In this Agreement and in the Schedule unless the context otherwise requires or unless otherwise specified the following words and expressions shall have the following meanings:
