7,400,000 Shares DURECT CORPORATION COMMON STOCK (PAR VALUE $0.0001 PER SHARE) UNDERWRITING AGREEMENTUnderwriting Agreement • November 2nd, 2005 • Durect Corp • Pharmaceutical preparations • New York
Contract Type FiledNovember 2nd, 2005 Company Industry JurisdictionDURECT CORPORATION, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule II hereto (the “Underwriters”), and certain shareholders of the Company (the “Selling Shareholders”) named in Schedule I hereto severally propose to sell to the several Underwriters, an aggregate of 7,400,000 shares of the Common Stock (par value $0.0001 per share) of the Company (the “Firm Shares”), of which 7,367,744 shares are to be issued and sold by the Company and 32,256 shares are to be sold by the Selling Shareholders, each Selling Shareholder selling the amount set forth opposite such Selling Shareholder’s name under the heading “Firm Shares” in Schedule I hereto.
6,250,000] Shares THRESHOLD PHARMACEUTICALS, INC. COMMON STOCK ($0.001 PAR VALUE) UNDERWRITING AGREEMENTUnderwriting Agreement • October 7th, 2005 • Threshold Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledOctober 7th, 2005 Company Industry JurisdictionThe undersigned understands that Morgan Stanley & Co. Incorporated (“Morgan Stanley”) proposes to enter into an Underwriting Agreement (the “Underwriting Agreement”) with Threshold Pharmaceuticals, Inc., a Delaware corporation (the “Company”), providing for the public offering (the “Public Offering”) by the several Underwriters, including Morgan Stanley, CIBC World Markets Corp. and Lazard Capital Markets LLC (the “Underwriters”), of shares of the Common Stock (par value $0.001) of the Company (the “Common Stock”).
Shares NEUSTAR, INC. CLASS A COMMON STOCK, $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • June 28th, 2005 • Neustar Inc • Communications services, nec • New York
Contract Type FiledJune 28th, 2005 Company Industry Jurisdiction
6,600,000 Shares RIGHTNOW TECHNOLOGIES, INC. COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • July 30th, 2004 • Rightnow Technologies Inc • Services-prepackaged software • New York
Contract Type FiledJuly 30th, 2004 Company Industry JurisdictionMorgan Stanley & Co. Incorporated Thomas Weisel Partners LLC Adams, Harkness & Hill, Inc. D.A. Davidson & Co. c/o Morgan Stanley & Co. Incorporated 1585 Broadway New York, New York 10036