Common Contracts

2 similar 2 Agreement contracts by Variable Annuity Acct C of Ing Life Insurance & Annuity Co, VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co

Product number or participant account number associated with the primary Shareholder, if known, that would provide acceptable assurances of the identity of each Shareholders of the account and the amount, date, and transaction type (purchase,...
2 Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co

Schedule A ING “Excessive Trading” Policy The ING family of companies (“ING”), as providers of multi-fund variable insurance and retirement products, has adopted this Excessive Trading Policy to respond to the demands of the various fund families which make their funds available through our variable insurance and retirement products to restrict excessive fund trading activity and to ensure compliance with Section 22c-2 of the Investment Company Act of 1940, as amended. ING’s current definition of Excessive Trading and our policy with respect to such trading activity is outlined below. 1. ING actively monitors fund transfer and reallocation activity within its variable insurance and retirement products to identify Excessive Trading. ING currently defines Excessive Trading as: a. More than one purchase and sale of the same fund (including money market funds) within a 60 calendar day period (hereinafter, a purchase and sale of the same fund is referred to as a “round-trip”). This means tw

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2 Agreement • August 15th, 2012 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co

This AGREEMENT (this “Agreement”), made and entered into as of this 17th day of MARCH, 2009, between Delaware Service Company, Inc. (“Delaware”) as transfer agent for the registered open-end management investment companies (the “Funds” ) and ING Life Insurance and Annuity Company and ING National Trust. (individually, an “Intermediary” and collectively the “Intermediaries”)

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