RULE 22C-2 AGREEMENT (for use with Insurance Companies) THIS AGREEMENT is made effective as of March 2, 2018 by Delaware Distributors, L.P. ("DDLP") and American United Life Insurance Company ("Intermediary"): WHEREAS, DDLP serves as distributor for...Rule 22c-2 Agreement • April 29th, 2019 • Aul American Unit Trust • Pennsylvania
FIRSTAMENDMENT TO THE RULE 22C-2 AGREEMENTRule 22c-2 Agreement • April 15th, 2016 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
THIS FIRST AMENDMENT (“Amendment”) is made as of July 2, 2015, between the Pax World Funds Series Trust I (“Fund ”), a registered investment company with series of mutual fund portfolios (each a “Fund” and collectively the “Funds”), ALPS Distributors, Inc., (“Distributor”), as principal underwriter on behalf of the of the Funds, Voya Retirement Insurance and Annuity Company (formerly ING Life Insurance and Annuity Company), Security Life of Denver Insurance Company, Voya Institutional Trust Company (formerly ING National Trust), Systematized Benefit Administrators Inc., Voya Insurance and Annuity Company (formerly ING USA Annuity and Life Insurance Company), ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York to the Rule 22c-2 Agreement among the parties, made as of October 15, 2009, as amended from time to time (the “Agreement”). Voya Retirement Insurance and Annuity Company, Security Life of Denver Insurance Company, Voya Institutional Trust Company, Sys
RULE 22c-2 AGREEMENTRule 22c-2 Agreement • June 26th, 2008 • Principal Life Insurance Co Variable Life Sep Account
This Agreement entered into as of April 16, 2007 by and between Principal Life Insurance Company (the Company) and AllianceBernstein Investor Services, Inc. (the Fund) with an effective date of October 16, 2007.
RULE 22c-2 AGREEMENTRule 22c-2 Agreement • July 21st, 2008 • Principal Life Insurance Co Variable Life Sep Account
This Agreement entered into as of April 16,2007 by and between Principal Life Insurance Company (the Company) and Neuberger Berman Advisers Management Trust (the Fund) with an effective date of October 16, 2007.
RULE 22c-2 AGREEMENTRule 22c-2 Agreement • April 27th, 2015 • Principal Life Insurance Co Variable Life Sep Account • New York
This Rule 22c-2 Agreement, dated as of the date set forth below (the "Agreement"), is between Calvert Distributors, Inc. ("CDI"), as principal underwriter for each of the registered investment companies and their series within the Calvert Group of Funds other than any "excepted fund" as defined in Securities and Exchange Commission ("SEC") Rule 22c-2(b) under the Investment Company Act of 1940 (each a "Fund" and, collectively, the "Funds"), and the undersigned Company (the "Company"), a financial intermediary for purposes of Rule 22c-2 under the Investment Company Act of 1940 ("Rule 22c-2") with respect to mutual funds distributed by CDI and serviced by Calvert Shareholder Services, Inc. ("CSSI"). This Agreement supplements and does not supersede any prior agreement between CDI or CSSI and the Company, as amended from time to time, relating to the distribution and/or servicing of Shares (as defined herein) of the Funds. To the extent of any conflict between any such prior agreement and
RULE 22c-2 AGREEMENTRule 22c-2 Agreement • April 25th, 2014 • Principal Life Insurance Co Variable Life Sep Account
This Agreement entered into as of April 16, 2007 by and between Principal Life Insurance Company (the Company) and Wells Fargo Variable Trust and Wells Fargo Funds Distributor, LLC (collectively, the Fund) with an effective date of October 16,
Amended and Restated Rule 22c-2 AgreementRule 22c-2 Agreement • September 27th, 2021 • C M Life Variable Life Separate Account I
This Amended and Restated Rule 22c-2 Agreement (“Agreement”) dated November 13, 2012 is entered into by and among Waddell & Reed, Inc. (“Distributor”), as principal underwriter for the Ivy Funds Variable Insurance Portfolios (the “Trust”), and the intermediary firm which is a signatory to this Agreement below (the “Intermediary”), effective as of October 25, 2012.
RULE 22C-2 AGREEMENTRule 22c-2 Agreement • April 13th, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
This AGREEMENT, dated March 1, 2007, is effective as of the 16th day of October, 2007, between TCW Brokerage Services as principal underwriter for each of the funds listed on the attached Schedule A (collectively, the “Fund”) and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, Security Life of Denver Insurance Company and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”).
RULE 22c-2 AGREEMENT (Janus Aspen Series)Rule 22c-2 Agreement • May 2nd, 2008 • Principal Life Insurance Co Separate Account B
This Agreement entered into as of April 16, 2007 by and between Principal Life Insurance Company (the “Company”) and Janus Services LLC, Janus Distributors LLC, and Janus Aspen Series (collectively the “Fund”) with an effective date of October 16, 2007.
ContractRule 22c-2 Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
This AGREEMENT, dated April 16, 2007, is effective as of the 16th day of October, 2007, between T. Rowe Price Services, Inc. (the “Fund”) as principal underwriter for each of the T. Rowe Price family of funds (the “Funds”) and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, Security Life of Denver Insurance Company and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”). WHEREAS, the Intermediaries have adopted policies and procedures to monitor and deter excessive trading activity within the mutual funds, including the Funds, available through the variable annuity, variable life insurance and variable retirement plan products which they offer (the “Variable Products”); and WHEREAS, the Intermediaries’ policies and procedures to monitor and deter excessive trading ac
RULE 22C-2 AGREEMENTRule 22c-2 Agreement • April 13th, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
This AGREEMENT, made and entered into as of this 11th day of March, 2014, between Schwartz Investment Counsel, Inc. (the “Fund”) as principal underwriter for each of the funds listed on the attached Schedule A (the “Funds”) and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, Security Life of Denver Insurance Company and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”)
RULE 22c-2 AGREEMENTRule 22c-2 Agreement • July 21st, 2008 • Principal Life Insurance Co Variable Life Sep Account • New York
This Agreement entered into as of April 16, 2007 by and between Principal Life Insurance Company (the Company) and American Century Investment Services, Inc. (the Fund Agent) with an effective date of October 16, 2007.
State Farm Investment Management Corp. and State Farm Life and Accident Assurance Company Rule 22c-2 AgreementRule 22c-2 Agreement • April 28th, 2008 • State Farm Life & Accident Assur Co Var Life Sep Acct • Illinois
This agreement, as required pursuant to Rule 22c-2 of the Investment Company Act of 1940 and hereinafter referred to as the “Agreement”, is entered into as of , by and between State Farm Investment Management Corp. (“SFIMC”), on behalf of State Farm Variable Product Trust (the “Trust”), and State Farm Life and Accident Assurance Company (“Assurance Company”).
Rule 22c-2 AgreementRule 22c-2 Agreement • April 21st, 2022 • Talcott Resolution Life Insurance Co Separate Account Three • Maryland
AGREEMENT (this "Agreement") is entered into as of April 16, 2007, by and between Hartford Investor Services Company, LLC ("HISCO") on behalf of Hartford Series Fund, Inc. and Hartford HLS Series Fund II, Inc. (together, collectively, the "HLS Funds"), Hartford Administrative Services Company ("HASCO") on behalf of The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (together, collectively, the "Retail Funds"), and Hartford Life Insurance Company, Hartford Life and Annuity Insurance Company ("Intermediary"). HISCO and HASCO are referred to herein, collectively, as "Fund Agent". The HLS Funds and the Retail Funds are referred to herein, collectively, as the "Funds"). Unless otherwise indicated, capitalized terms used in this Agreement shall have the meanings ascribed to them herein.
Product number or participant account number associated with the primary Shareholder, if known, that would provide acceptable assurances of the identity of each Shareholders of the account and the amount, date, and transaction type (purchase,...Rule 22c-2 Agreement • May 21st, 2015 • VARIABLE ANNUITY ACCT C OF VOYA RETIREMENT INSURANCE & ANNUITY Co
Schedule A ING “Excessive Trading” Policy The ING family of companies (“ING”), as providers of multi-fund variable insurance and retirement products, has adopted this Excessive Trading Policy to respond to the demands of the various fund families which make their funds available through our variable insurance and retirement products to restrict excessive fund trading activity and to ensure compliance with Section 22c-2 of the Investment Company Act of 1940, as amended. ING’s current definition of Excessive Trading and our policy with respect to such trading activity is outlined below. 1. ING actively monitors fund transfer and reallocation activity within its variable insurance and retirement products to identify Excessive Trading. ING currently defines Excessive Trading as: a. More than one purchase and sale of the same fund (including money market funds) within a 60 calendar day period (hereinafter, a purchase and sale of the same fund is referred to as a “round-trip”). This means tw
Rule 22c-2 AgreementRule 22c-2 Agreement • April 29th, 2011 • Phoenix Life Variable Universal Life Account
AGREEMENT entered into as of November 5, 2010 by and among VP Distributors, Inc. (“Fund Agent”), Phoenix Life Insurance Company, PHL Variable Insurance Company, and Phoenix Life and Annuity Company (together “Insurance Company”), and 1851 Securities Inc.(“1851”).
FIRST AMENDMENT TO THE RULE 22c-2 AGREEMENT BETWEEN PRINCIPAL LIFE INSURANCE COMPANYRule 22c-2 Agreement • April 27th, 2015 • Principal Life Insurance Co Variable Life Sep Account
THIS FIRST AMENDMENT TO THE RULE 22c-2 AGREEMENT (the "Amendment") is made and entered into as of the 26th day of October, 2012, by and among Goldman, Sachs & Co. (the "Fund Agent"), Principal Life Insurance Company ("Principal") and Principal National Life Insurance Company ("PNLIC").
RULE 22c-2 AGREEMENTRule 22c-2 Agreement • April 29th, 2009 • KILICO Variable Annuity Separate Account - 3
This Agreement is entered into effective as of August 26, 2008 by and between Kemper Investors Life Insurance Company (the Company) and Summit Mutual Funds, Inc. (the Fund).
Rule 22c-2 AgreementRule 22c-2 Agreement • July 27th, 2012 • Allianz Life Variable Account B
This Rule 22c-2 Agreement (“Agreement”) is entered into by and among Waddell & Reed, Inc. (“Distributor”), as principal underwriter for the Ivy Funds Variable Insurance Portfolios (the “Portfolios”), and the intermediary firm which is a signatory to this Agreement below (the “Intermediary”), effective as of June 11, 2012.
ContractRule 22c-2 Agreement • April 12th, 2010 • Variable Annuity Account I of Ing Life Insurance & Annuity Co
This Rule 22c-2 AGREEMENT (“22c-2 Agreement”), made and entered into as of this 19th day of March, 2010, between Aston Funds, (“Trust” or “Funds”)), Aston Asset Management, LLC (“Advisor”), PFPC Distributors, Inc. (the “Distributor”) as principal underwriter for the Funds, and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, Security Life of Denver Insurance Company and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”) WHEREAS, the Distributor, the Funds and the Intermediary have entered into a fund participation and/or selling and service agreement dated 19th of March, 2010; WHEREAS, the Intermediaries have adopted policies and procedures to monitor and deter excessive trading activity within the mutual funds, including the Funds, available through the variable annuity, varia
Nuveen Funds Rule 22c-2 AgreementRule 22c-2 Agreement • April 30th, 2009 • Nuveen Investment Trust V
AGREEMENT effective as of October 16, 2006 or the compliance date of SEC Rule 22c-2 under the Investment Company Act of 1940, whichever is later, by and between Nuveen Investments, LLC (“Fund Agent”), on behalf of the Nuveen Funds (each a “Fund” and collectively the “Funds”) and the undersigned firm (“Intermediary”).
WITNESSETH:Rule 22c-2 Agreement • April 30th, 2007 • WRL Series Life Corporate Account
RULE 22c-2 AGREEMENTRule 22c-2 Agreement • April 29th, 2009 • KILICO Variable Annuity Separate Account - 3
This Rule 22c-2 Agreement is entered into by and between Putnam Fiduciary Trust Company (“PFTC”), transfer agent, dividend-disbursing agent and shareholder servicing agent for the Fund, Putnam Retail Management Limited Partnership (“PRM”), underwriter and distributor of the Fund, and Kemper Investors Life Insurance Company (“Intermediary”).
State Farm Investment Management Corp. and State Farm Life Insurance Company Rule 22c-2 AgreementRule 22c-2 Agreement • April 28th, 2008 • State Farm Life Insurance Co Variable Life Separate Account • Illinois
This agreement, as required pursuant to Rule 22c-2 of the Investment Company Act of 1940 and hereinafter referred to as the “Agreement”, is entered into as of , by and between State Farm Investment Management Corp. (“SFIMC”), on behalf of State Farm Variable Product Trust (the “Trust”), and State Farm Life Insurance Company (“Life Company”).
FIRST AMENDMENT AND JOINDERRule 22c-2 Agreement • February 23rd, 2015 • Principal Life Insurance Co Separate Account B
PRINCIPAL LIFE INSURANCE COMPANY (the "Company") and AIM INVESTMENT SERVICES, INC. (the "Fund") (as amended from time to time, the "Agreement").
RULE 22c-2 AGREEMENTRule 22c-2 Agreement • April 21st, 2022 • Talcott Resolution Life Insurance Co Separate Account Three
This Rule 22c-2 Agreement is entered into by and between Putnam Fiduciary Trust Company ("PFTC"), transfer agent, dividend-disbursing agent and shareholder servicing agent for the Fund, Putnam Retail Management Limited Partnership ("PRM"), underwriter and distributor of the Fund, and Hartford Life Insurance Company and Hartford Life and Annuity Insurance Company (together the "Intermediary").
RULE 22c-2 AGREEMENTRule 22c-2 Agreement • July 21st, 2008 • Principal Life Insurance Co Variable Life Sep Account
This Agreement entered into as of April 16, 2007 by and between Principal Life Insurance Company (the “Company”) and AIM Investment Services, Inc. (“AIS”), transfer agent for the AIM Variable Insurance Funds (the “Fund”) with an effective date of October 16, 2007.
RULE 22C-2 AGREEMENTRule 22c-2 Agreement • June 25th, 2021 • Massachusetts Mutual Variable Annuity Separate Account 4
This AGREEMENT, dated April 2 2007, is effective as of the 16th day of October, 2007, between ING Funds Services, LLC (the “IFS”) as administrator for each of the funds listed on the attached Schedule A (the “ING Funds”), Massachusetts Mutual Life Insurance Company and C.M. Life Insurance Company(collectively, the “Intermediary”).
This AGREEMENT, made and entered into as of this 13th day of September, 2010, between ALPS Distributors, Inc. (the "Fund") as principal underwriter for each of the funds (the "CRM Funds") and ING Life Insurance and Annuity Company, ING National Trust,...Rule 22c-2 Agreement • April 6th, 2012 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
RULE 22C-2 AGREEMENTRule 22c-2 Agreement • April 11th, 2008 • Variable Annuity Account I of Ing Life Insurance & Annuity Co
This AGREEMENT, dated as of April 16, 2007, is effective as of the 16th day of October, 2007, between Artisan Distributors LLC (the “Fund Agent”) as principal underwriter for each of the mutual fund series offered by Artisan Funds, Inc. (the “Funds”) and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, Security Life of Denver Insurance Company and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”), WHEREAS, the Intermediaries have adopted policies and procedures to monitor and deter excessive trading activity within the mutual funds, including the Funds, available through the variable annuity, variable life insurance and variable retirement plan products which they offer (the “Variable Products”); and WHEREAS, the Intermediaries’ policies and procedures to monitor and dete
ContractRule 22c-2 Agreement • December 18th, 2009 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
This AGREEMENT, effective October 10, 2007, will become operational as of the 16th day of October, 2007, between Thornburg Securities Corporation (the “Underwriter”) as principal underwriter for each of the funds listed on the attached Schedule A (the “Funds”) and [ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”). WHEREAS, the Underwriter and the Intermediary have entered into a fund participation and/or selling and service agreement dated [______________________]; WHEREAS, the Intermediaries have adopted policies and procedures to monitor and deter excessive trading activity with in the mutual funds, including the Funds, available through the variable annuity, variable life insurance and variable retirement plan products wh
RULE 22C-2 AGREEMENTRule 22c-2 Agreement • April 21st, 2022 • Separate Account a of Union Security Life Ins Co of New York
This AGREEMENT, dated March 15, 2007, is effective as of the 16th day of October, 2007, between ING Funds Services, LLC (the "IFS") as administrator for each of the funds listed on the attached Schedule A (the "ING Funds") and Hartford Life Insurance Company and Hartford Life and Annuity Insurance Company (individually an "Intermediary" and collectively the "Intermediaries").
RULE 22C-2 AGREEMENTRule 22c-2 Agreement • February 15th, 2008 • Variable Annuity Acct C of Ing Life Insurance & Annuity Co
This AGREEMENT, dated April 9, 2007, is effective as of the 16th day of October, 2007, between Capital One Funds (the “Fund”) an investment company with separate portfolios listed on the attached Schedule A (the “Funds”) and ING Life Insurance and Annuity Company, ING National Trust, ING USA Annuity and Life Insurance Company, ReliaStar Life Insurance Company, ReliaStar Life Insurance Company of New York, Security Life of Denver Insurance Company and Systematized Benefits Administrators Inc. (individually an “Intermediary” and collectively the “Intermediaries”). This Agreement is only binding with respect to the Intermediary that Capital One Funds has a dealer or selling agreement with. WHEREAS, the Intermediaries have adopted policies and procedures to monitor and deter excessive trading activity within the mutual funds, including the Funds, available through the variable annuity, variable life insurance and variable retirement plan products which they offer (the “Variabl
RULE 22~-2 AGREEMENTRule 22c-2 Agreement • October 19th, 2011 • Principal National Life Insurance Co Variable Life Separate Account
This Agreement entered into as of April 16,2007by and between Principal Life InsuranceCompany (the Company) and Neuberger Berman Advisers ManagementTrust (the Fund) with an effective date of October 16,2007.
RULE 22c-2 AGREEMENT This Rule 22c-2 Agreement ("Agreement") is entered into by and between Lord Abbett Distributor LLC (the "Distributor"), on its own behalf and/or on behalf of one or more of the Lord Abbett Family of Funds (the "Funds"), and RBC...Rule 22c-2 Agreement • April 30th, 2007 • RBC Variable Annuity Account A
