Common Contracts
18 similar Principal Underwriting Agreement contracts by Amcap Fund Inc, American High Income Trust, American Mutual Fund Inc, others
EXHIBIT 28(e) PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 9th, 2012 • Lincoln Variable Insurance Products Trust • Delaware
EXHIBIT 3 (a) PRINCIPAL UNDERWRITING AGREEMENT UNDERWRITING AGREEMENT, to be effective as of September 20, 2006, by and between OLD MUTUAL FINANCIAL NETWORK SECURITIES, INC., (hereinafter the "UNDERWRITER") and FIDELITY AND GUARANTY LIFE INSURANCE...Principal Underwriting Agreement • September 22nd, 2006 • Old Mutual Financial Network Separate Account VA of Fidelity & Guaranty Life Insurance CO • Maryland
PRINCIPAL UNDERWRITING AGREEMENT THIS UNDERWRITING AGREEMENT ("Agreement") is effective as of the 17th day of November, 2000, by and between Aetna Life Insurance and Annuity Company ("ALIAC"), on its own behalf and on behalf of its nonunitized...Principal Underwriting Agreement • March 27th, 2003 • Ing Life Insurance & Annuity Co • Life insurance • Connecticut
EX-99-B.3.2 PRINCIPAL UNDERWRITING AGREEMENT THIS UNDERWRITING AGREEMENT ("Agreement") is effective as of the 17th day of November, 2000, by and between Aetna Insurance Company of America ("AICA"), on its own behalf and on behalf of its nonunitized...Principal Underwriting Agreement • December 13th, 2000 • Variable Annuity Account I of Aetna Insurance Co of America • Connecticut
WITNESSETH:Principal Underwriting Agreement • December 23rd, 1999 • PFL Variable Life Account A • Iowa
PRINCIPAL UNDERWRITING AGREEMENT EVERGREEN MONEY MARKET TRUST CLASS B SHARES AGREEMENT, made as of the 18th day of September, 1997, by and between Evergreen Money Market Trust (the "Trust") and Evergreen Distributor, Inc. ("EDI") WHEREAS, The Trust,...Principal Underwriting Agreement • May 29th, 1998 • Evergreen Money Market Trust • Massachusetts
PRINCIPAL UNDERWRITING AGREEMENT EVERGREEN EQUITY TRUST CLASS B SHARESPrincipal Underwriting Agreement • March 12th, 1998 • Evergreen Equity Trust /De/ • Massachusetts
With respect to sales of shares of any tax-exempt fund, the commission schedule for sales of shares to retirement plans of organizations with assets of $100 million or more is inapplicable. 4. On sales of shares of Companies listed in Category 3 on...Principal Underwriting Agreement • December 30th, 1997 • American Mutual Fund Inc • Hawaii
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between AMERICAN MUTUAL FUND, INC. a Maryland corporation (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S S E T H: WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end investment company and it is a part of the business of the Fund, and affirmatively in the interest of the Fund, to offer its shares for sale, either continuously, or from time to time by means of such arrangements as are determined by its Directors to be appropriate; and WHEREAS, AFD is engaged in the business of promoting the distribution of shares of investment companies through securities dealers; and WHEREAS, the Fund and AFD wish to enter into an agreement with each other to promote the distribution of the shares of the Fund; NOW, THEREFORE, the parties agree as follows: 1. (a) AFD shall be the exclusive principal underwriter for t
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between THE TAX-EXEMPT MONEY FUND OF AMERICA, a Massachusetts business trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S S E...Principal Underwriting Agreement • November 26th, 1997 • Tax Exempt Money Fund of America • California
If you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between THE U.S. TREASURY MONEY FUND OF AMERICA, a Massachusetts business trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S...Principal Underwriting Agreement • November 26th, 1997 • U S Treasury Money Fund of America • California
If you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
With respect to sales of shares of any tax-exempt fund, the commission schedule for sales of shares to retirement plans of organizations with assets of $100 million or more is inapplicable. 4. On sales of shares of Companies listed in Category 3 on...Principal Underwriting Agreement • November 26th, 1997 • Cash Management Trust of America • California
PRINCIPAL UNDERWRITING AGREEMENT This PRINCIPAL UNDERWRITING AGREEMENT, between THE CASH MANAGEMENT TRUST OF AMERICA, a Massachusetts business trust (the "Trust"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"); W I T N E S S E T H: WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended to date (the "1940 Act"), as an open-end investment company and it is a part of the business of the Trust, and affirmatively in the interest of the Trust, to offer its shares for sale, either continuously, or from time to time by means of such arrangements as are determined by its Trustees to be appropriate; and WHEREAS, AFD is engaged in the business of promoting the distribution of shares of investment companies through securities dealers; and WHEREAS, the Trust and AFD wish to enter into an Agreement with each other to promote the distribution of the Trust's shares; NOW, THEREFORE, the parties agree as follows: 1. (a) AFD shall be the exclusive
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between AMERICAN HIGH-INCOME TRUST, a Massachusetts business trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S S E T H:...Principal Underwriting Agreement • November 25th, 1997 • American High Income Trust • California
If you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between INTERMEDIATE BOND FUND OF AMERICA, a Massachusetts business trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S S E T...Principal Underwriting Agreement • October 29th, 1997 • Intermediate Bond Fund of America • California
If you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between LIMITED TERM TAX-EXEMPT BOND FUND OF AMERICA, a Massachusetts business trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N...Principal Underwriting Agreement • September 30th, 1997 • Limited Term Tax Exempt Bond Fund of America • California
If you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
PRINCIPAL UNDERWRITING AGREEMENT FOR CLASS B-1 SHARES OF KEYSTONE FLORIDA TAX FREE FUND, A SERIES OF KEYSTONE STATE TAX FREE FUNDPrincipal Underwriting Agreement • July 11th, 1997 • Keystone State Tax Free Fund • Massachusetts
With respect to sales of shares of any tax-exempt fund, the commission schedule for sales of shares to retirement plans of organizations with assets of $100 million or more is inapplicable. 4. On sales of shares of Companies listed in Category 3 on...Principal Underwriting Agreement • May 6th, 1997 • Europacific Growth Fund • Hawaii
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between EUROPACIFIC GROWTH FUND, a Massachusetts business trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"); W I T N E S S E T H: WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end investment company which offers shares of beneficial interest and it is a part of the business of the Fund, and affirmatively in the interest of the Fund, to offer shares of the Fund for sale, either continuously, or from time to time by means of such arrangements as are determined by its Trustees to be appropriate; and WHEREAS, AFD is engaged in the business of promoting the distribution of shares of investment companies through broker-securities dealers; and WHEREAS, the Fund and AFD wish to enter into an agreement with each other to promote the distribution of the shares of the Fund; NOW, THEREFORE, the parties agree as follows
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between AMCAP FUND, INC., a Maryland corporation (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"); W I T N E S S E T H: WHEREAS, the Fund is...Principal Underwriting Agreement • April 23rd, 1997 • Amcap Fund Inc • Hawaii
If you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
WITNESSETH:Principal Underwriting Agreement • March 31st, 1997 • Lincoln National Variable Annuity Account H
