EX-10.4 5 dex104.htm EXECUTIVE AGREEMENT EXECUTION VERSION EXECUTIVE AGREEMENTExecutive Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionTHIS EXECUTIVE AGREEMENT (this “Agreement”) is dated as of May 31, 2011, by and among PrinceRidge Holdings LP (the “Company”), an indirect subsidiary of Institutional Financial Markets, Inc. (the “Parent”), Parent, Daniel G. Cohen (the “Executive”) and IFMI, LLC, a majority-owned subsidiary of Parent (“IFMI”).
EXECUTIVE AGREEMENTExecutive Agreement • August 11th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledAugust 11th, 2011 Company Industry JurisdictionTHIS EXECUTIVE AGREEMENT (this “Agreement”) is dated as of May 31, 2011, by and among PrinceRidge Holdings LP (the “Company”), an indirect subsidiary of Institutional Financial Markets, Inc. (the “Parent”), Parent, John Costas (the “Executive”) and, solely with respect to Section 3.5(a), IFMI, LLC, a majority-owned subsidiary of Parent (“IFMI”) (each a “Party” and, collectively, the “Parties”).
EXECUTIVE AGREEMENTExecutive Agreement • June 6th, 2011 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledJune 6th, 2011 Company Industry JurisdictionTHIS EXECUTIVE AGREEMENT (this “Agreement”) is dated as of May 31, 2011, by and among PrinceRidge Holdings LP (the “Company”), an indirect subsidiary of Institutional Financial Markets, Inc. (the “Parent”), Parent, Daniel G. Cohen (the “Executive”) and IFMI, LLC, a majority-owned subsidiary of Parent (“IFMI”).