AMENDMENT NO. 1 TO CREDIT AGREEMENTCredit Agreement • May 15th, 2024 • B. Riley Financial, Inc. • Investment advice • New York
Contract Type FiledMay 15th, 2024 Company Industry JurisdictionCREDIT AGREEMENT, dated as of August 21, 2023 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time, this “Agreement”), among B. Riley Financial, Inc., a Delaware corporation (“Ultimate Parent”), BR Financial Holdings, LLC, a Delaware limited liability company (the “Borrower”), each of the lenders from time to time parties hereto (the “Lenders”), Nomura Corporate Funding Americas, LLC, as administrative agent for the Lenders (in such capacity, together with its successors and permitted assigns in such capacity, the “Administrative Agent”), and Computershare Trust Company, N.A., as collateral agent for the Secured Parties (in such capacity, together with its successors and permitted assigns in such capacity, the “Collateral Agent”).
AMENDMENT NO. 2 TO CREDIT AGREEMENTCredit Agreement • May 15th, 2024 • B. Riley Financial, Inc. • Investment advice • New York
Contract Type FiledMay 15th, 2024 Company Industry Jurisdiction
600,000,000 CREDIT AGREEMENT, dated as of August 21, 2023, among B. Riley Financial, Inc., as Ultimate Parent, BR Financial Holdings, LLC, as Borrower, THE LENDERS PARTY HERETO FROM TIME TO TIME Nomura Corporate Funding Americas, LLC, as...Credit Agreement • August 25th, 2023 • B. Riley Financial, Inc. • Investment advice • New York
Contract Type FiledAugust 25th, 2023 Company Industry JurisdictionCREDIT AGREEMENT, dated as of August 21, 2023 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time, this “Agreement”), among B. Riley Financial, Inc., a Delaware corporation (“Ultimate Parent”), BR Financial Holdings, LLC, a Delaware limited liability company (the “Borrower”), each of the lenders from time to time parties hereto (the “Lenders”), Nomura Corporate Funding Americas, LLC, as administrative agent for the Lenders (in such capacity, together with its successors and permitted assigns in such capacity, the “Administrative Agent”), and Computershare Trust Company, N.A., as collateral agent for the Secured Parties (in such capacity, together with its successors and permitted assigns in such capacity, the “Collateral Agent”).
SECOND INCREMENTAL AMENDMENT TO CREDIT AGREEMENTCredit Agreement • February 28th, 2022 • B. Riley Financial, Inc. • Investment advice • New York
Contract Type FiledFebruary 28th, 2022 Company Industry JurisdictionCREDIT AGREEMENT, dated as of June 23, 2021 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time, this “Agreement”), among B. Riley Financial, Inc., a Delaware corporation (“Ultimate Parent”), BR Financial Holdings, LLC, a Delaware limited liability company (the “Primary Guarantor”), BR Advisory & Investments, LLC, a Delaware limited liability company (the “Borrower”), each of the lenders from time to time parties hereto (the “Lenders”), Nomura Corporate Funding Americas, LLC, as administrative agent for the Lenders (in such capacity, together with its successors and permitted assigns in such capacity, the “Administrative Agent”), and Wells Fargo Bank, N.A., as collateral agent for the Secured Parties (in such capacity, together with its successors and permitted assigns in such capacity, the “Collateral Agent”).
280,000,0000 CREDIT AGREEMENT, dated as of June 23, 2021, among B. Riley Financial, Inc., as Ultimate Parent, BR Financial Holdings, LLC, as Primary Guarantor, BR Advisory & Investments, LLC, as Borrower, THE LENDERS PARTY HERETO FROM TIME TO TIME...Credit Agreement • June 25th, 2021 • B. Riley Financial, Inc. • Services-business services, nec • New York
Contract Type FiledJune 25th, 2021 Company Industry JurisdictionCREDIT AGREEMENT, dated as of June 23, 2021 (as amended, restated, amended and restated, supplemented or otherwise modified from time to time, this “Agreement”), among B. Riley Financial, Inc., a Delaware corporation ("Ultimate Parent"), BR Financial Holdings, LLC, a Delaware limited liability company (the “Primary Guarantor”), BR Advisory & Investments, LLC, a Delaware limited liability company (the “Borrower"), each of the lenders from time to time parties hereto (the “Lenders”), Nomura Corporate Funding Americas, LLC, as administrative agent for the Lenders (in such capacity, together with its successors and permitted assigns in such capacity, the “Administrative Agent”), and Wells Fargo Bank, N.A., as collateral agent for the Secured Parties (in such capacity, together with its successors and permitted assigns in such capacity, the “Collateral Agent”).