MASTER AGREEMENT AMONG UNDERWRITERS Registered SEC Offerings (including Multiple Syndicate Offerings), Standby Underwritings and Exempt Offerings (other than Offerings of Municipal Securities)Master Agreement Among Underwriters • January 26th, 2010 • ING Infrastructure, Industrials & Materials Fund • New York
Contract Type FiledJanuary 26th, 2010 Company JurisdictionFrom time to time Salomon Smith Barney Inc. (“Salomon Smith Barney”) may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an “Offering”) to which this Master Agreement Among Underwriters (the “Salomon Smith Barney Master AAU”) shall apply, we will send the information set forth below in Section 1.1 to you by one or more wires, telexes, facsimile or electronic data transmissions or other written communications (each a “Wire” and collectively, an “AAU”). Each Wire will indicate that it is a Wire pursuant to the Salomon Smith Barney Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the “Invitation Wire”. You and we hereby agree that by the terms hereof the provisions of this Salomo
WELLS FARGO SECURITIES, LLC MASTER AGREEMENT AMONG UNDERWRITERS Registered SEC Offerings (Including Multiple Syndicate Offerings), Exempt Offerings and Standby UnderwritingsMaster Agreement Among Underwriters • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
Contract Type FiledOctober 22nd, 2009 Company JurisdictionFrom time to time Wells Fargo Securities, LLC (“Wells Fargo”) may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an “Offering”) to which this Master Agreement Among Underwriters (this “Wells Fargo Master AAU”) shall apply, we will send the information set forth below in Section 1(a) to you by one or more wires, telexes, facsimile or electronic data transmissions or other written communications (each, a “Wire” and, collectively, an “AAU”). Each Wire will indicate that it is a Wire pursuant to the Wells Fargo Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the “Invitation Wire.” You and we hereby agree that by the terms hereof the provisions of this Wells Fargo Master AAU auto
WACHOVIA CAPITAL MARKETS, LLC MASTER AGREEMENT AMONG UNDERWRITERS Registered SEC Offerings (Including Multiple Syndicate Offerings), Exempt Offerings and Standby UnderwritingsMaster Agreement Among Underwriters • February 24th, 2009 • Western Asset Municipal Defined Opportunity Trust Inc. • New York
Contract Type FiledFebruary 24th, 2009 Company JurisdictionFrom time to time Wachovia Capital Markets, LLC (“Wachovia”) may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an “Offering”) to which this Master Agreement Among Underwriters (this “Wachovia Master AAU”) shall apply, we will send the information set forth below in Section 1(a) to you by one or more wires, telexes, facsimile or electronic data transmissions or other written communications (each, a “Wire” and, collectively, an “AAU”). Each Wire will indicate that it is a Wire pursuant to the Wachovia Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the “Invitation Wire.” You and we hereby agree that by the terms hereof the provisions of this Wachovia Master AAU automatically
WACHOVIA CAPITAL MARKETS, LLC MASTER AGREEMENT AMONG UNDERWRITERS Registered SEC Offerings (Including Multiple Syndicate Offerings), Exempt Offerings and Standby UnderwritingsMaster Agreement Among Underwriters • June 26th, 2007 • Dividend Capital Strategic Global Realty Fund • New York
Contract Type FiledJune 26th, 2007 Company JurisdictionFrom time to time Wachovia Capital Markets, LLC (“Wachovia”) may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an “Offering”) to which this Master Agreement Among Underwriters (this “Wachovia Master AAU”) shall apply, we will send the information set forth below in Section 1(a) to you by one or more wires, telexes, facsimile or electronic data transmissions or other written communications (each, a “Wire” and, collectively, an “AAU”). Each Wire will indicate that it is a Wire pursuant to the Wachovia Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the “Invitation Wire.” You and we hereby agree that by the terms hereof the provisions of this Wachovia Master AAU automatically
RBC CAPITAL MARKETS CORPORATION FORM OF MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) December 1, 2005Master Agreement Among Underwriters • May 22nd, 2007 • RMR Asia Real Estate Fund • New York
Contract Type FiledMay 22nd, 2007 Company Jurisdiction
MASTER AGREEMENT AMONG UNDERWRITERS Registered SEC Offerings (including Multiple Syndicate Offerings), Standby Underwritings and Exempt Offerings (other than Offerings of Municipal Securities)Master Agreement Among Underwriters • July 25th, 2005 • Macquarie Global Infrastructure Total Return Fund Inc. • New York
Contract Type FiledJuly 25th, 2005 Company JurisdictionFrom time to time Salomon Smith Barney Inc. (“Salomon Smith Barney”) may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an “Offering”) to which this Master Agreement Among Underwriters (the “Salomon Smith Barney Master AAU”) shall apply, we will send the information set forth below in Section 1.1 to you by one or more wires, telexes, facsimile or electronic data transmissions or other written communications (each a “Wire” and collectively, an “AAU”). Each Wire will indicate that it is a Wire pursuant to the Salomon Smith Barney Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the “Invitation Wire”. You and we hereby agree that by the terms hereof the provisions of this Salomo
MASTER AGREEMENT AMONG UNDERWRITERS Registered SEC Offerings (including Multiple Syndicate Offerings), Standby Underwritings and Exempt Offerings (other than Offerings of Municipal Securities)Master Agreement Among Underwriters • April 25th, 2005 • Madison Strategic Sector Premium Fund • New York
Contract Type FiledApril 25th, 2005 Company JurisdictionFrom time to time Salomon Smith Barney Inc. (“Salomon Smith Barney”) may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an “Offering”) to which this Master Agreement Among Underwriters (the “Salomon Smith Barney Master AAU”) shall apply, we will send the information set forth below in Section 1.1 to you by one or more wires, telexes, facsimile or electronic data transmissions or other written communications (each a “Wire” and collectively, an “AAU”). Each Wire will indicate that it is a Wire pursuant to the Salomon Smith Barney Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the “Invitation Wire”. You and we hereby agree that by the terms hereof the provisions of this Salomo
MASTER AGREEMENT AMONG UNDERWRITERS Registered SEC Offerings (including Multiple Syndicate Offerings), Standby Underwritings and Exempt Offerings (other than Offerings of Municipal Securities)Master Agreement Among Underwriters • March 9th, 2001 • Prospect Street High Income Portfolio Inc • New York
Contract Type FiledMarch 9th, 2001 Company JurisdictionFrom time to time Salomon Smith Barney Inc. ("Salomon Smith Barney") may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an "Offering") to which this Master Agreement Among Underwriters (the "Salomon Smith Barney Master AAU") shall apply, we will send the information set forth below in Section 1.1 to you by one or more wires, telexes, facsimile or electronic data transmissions or other written communications (each a "Wire" and collectively, an "AAU"). Each Wire will indicate that it is a Wire pursuant to the Salomon Smith Barney Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the "Invitation Wire". You and we hereby agree that by the terms hereof the provisions of this Salomo