SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC. __________ Shares of Common Stock $20.00 per Share UNDERWRITING AGREEMENTUnderwriting Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
Seligman Premium Technology Growth Fund, Inc. (the “Fund”) and RiverSource Investments, LLC (the “Manager”) confirm their respective agreements with Wells Fargo Securities, LLC (“Wells Fargo”) and each of the other Underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Wells Fargo, [REPRESENTATIVES] are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Fund of a total of shares of common stock, $0.01 par value per share (the “Initial Securities”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of Initial Securities set forth in said Exhibit A hereto, and with respect to the grant by the Fund to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase all or any part of additional shares of co
INVESTMENT MANAGEMENT SERVICES AGREEMENT AMENDED AND RESTATEDInvestment Management Services Agreement • March 14th, 2016 • Columbia Seligman Premium Technology Growth Fund, Inc. • Minnesota
This Agreement dated, as of November, 7, 2008, amended and restated June 15, 2009, is by and between RiverSource Investments, LLC (the “Investment Manager”), a Minnesota limited liability company and Tri-Continental Corporation (The “Fund”), a Maryland corporation.
WELLS FARGO SECURITIES, LLC MASTER AGREEMENT AMONG UNDERWRITERS Registered SEC Offerings (Including Multiple Syndicate Offerings), Exempt Offerings and Standby UnderwritingsMaster Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
From time to time Wells Fargo Securities, LLC (“Wells Fargo”) may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale (an “Offering”) to which this Master Agreement Among Underwriters (this “Wells Fargo Master AAU”) shall apply, we will send the information set forth below in Section 1(a) to you by one or more wires, telexes, facsimile or electronic data transmissions or other written communications (each, a “Wire” and, collectively, an “AAU”). Each Wire will indicate that it is a Wire pursuant to the Wells Fargo Master AAU. The Wire inviting you to participate in an Offering is referred to herein as the “Invitation Wire.” You and we hereby agree that by the terms hereof the provisions of this Wells Fargo Master AAU auto
INVESTMENT MANAGEMENT SERVICES AGREEMENTInvestment Management Services Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • Minnesota
This Agreement, dated ___, is by and between RiverSource Investments, LLC (the “Investment Manager”), a Minnesota limited liability company and Seligman Premium Technology Growth Fund, Inc. (the “Fund”), a Maryland corporation.
WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENTMaster Selected Dealers Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 24th, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated [•], 2009 (the “Underwriting Agreement”), by and among Seligman Premium Technology Growth Fund, Inc. (the “Fund”), RiverSource Investments, LLC (the “Investment Manager”) and each of the Underwriters named therein, severally, with respect to the issue and sale of the Fund’s Common Shares (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
MANAGEMENT AGREEMENTManagement Agreement • April 28th, 2016 • Columbia Seligman Premium Technology Growth Fund, Inc. • Minnesota
This Management Agreement (“Agreement”), dated as of May 1, 2016, is by and between Columbia Management Investment Advisers, LLC (the “Investment Manager”), a Minnesota limited liability company, and Columbia Seligman Premium Technology Growth Fund, Inc. (the “Fund”), a Maryland corporation.
JOINT INSURED AGREEMENTJoint Insured Agreement • September 10th, 2012 • Columbia Seligman Premium Technology Growth Fund, Inc.
THIS AGREEMENT effective as of June 1, 2011, by and among each of the Corporations and Trusts listed in Schedule A, each on behalf of their underlying series. The terms “Fund” or “Funds” are used to refer to the corporation or trust and the underlying series as context requires.
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT by and between: SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC Dated: , 2009Transfer Agency and Registrar Services Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of , 2009 is between Seligman Premium Technology Growth Fund, Inc., a Maryland corporation (the “Company”) and American Stock Transfer & Trust Company, a New York corporation (“AST”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • November 24th, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
This agreement is between RiverSource Investments, LLC (the “Company”) and UBS Securities LLC (“UBS”) with respect to the Seligman Premium Technology Growth Fund, Inc. (the “Fund”).
STRUCTURING FEE AGREEMENTFee Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated November 24, 2009 (the “Underwriting Agreement”), by and among Seligman Premium Technology Growth Fund, Inc. (the “Fund”), RiverSource Investments, LLC (the “Investment Manager”) and each of the Underwriters named therein, severally, with respect to the issue and sale of the Fund’s shares of common stock (the “Common Shares”) (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York
This agreement is between RiverSource Investments, LLC (the “Company”) and UBS Securities LLC (“UBS”) with respect to the Seligman Premium Technology Growth Fund, Inc. (the “Fund”).
INCENTIVE FEE AGREEMENTIncentive Fee Agreement • November 24th, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
WHEREAS, Seligman Premium Technology Growth Fund, Inc. (including any successor by merger or otherwise, the “Fund”) is a diversified, closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and its common shares are registered under the Securities Act of 1933, as amended;
INVESTMENT LETTER SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC.Seligman Premium Technology Growth Fund, Inc. • October 22nd, 2009
Seligman Premium Technology Growth Fund, Inc. (the “Fund”), a closed-end management investment company, and RiverSource Investments, LLC (“Purchaser”), intending to be legally bound, hereby agree as follows:
FORM OF MASTER GLOBAL CUSTODY AGREEMENT BETWEEN EACH OF THE RIVERSOURCE FUNDS LISTED ON SCHEDULE A HERETO, SEVERALLY AND NOT JOINTLY, AND JPMORGAN CHASE BANK, N.A.Master Global Custody Agreement • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
This Agreement, dated June 24, 2008, is between JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“Bank”), with a place of business at 1 Chase Manhattan Plaza, New York, NY 10005; and each entity listed on Schedule A hereto that signs this Agreement or a separate addendum in the form attached to this Agreement on behalf of each of the series listed under its name on Schedule A, severally and not jointly, with a place of business at 50606 Ameriprise Financial Center, Minneapolis, MN 55474 (each such series hereinafter, a separate and distinct “Customer”).
INCENTIVE FEE AGREEMENTIncentive Fee Agreement • November 24th, 2009 • Seligman Premium Technology Growth Fund, Inc. • New York
WHEREAS, Seligman Premium Technology Growth Fund, Inc. (including any successor by merger or otherwise, the “Fund”) is a non-diversified, closed-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and its common shares are registered under the Securities Act of 1933, as amended;
ADMINISTRATIVE SERVICES AGREEMENT AMENDED AND RESTATEDAdministrative Services Agreement Amended And • October 22nd, 2009 • Seligman Premium Technology Growth Fund, Inc. • Minnesota
This Administrative Services Agreement (“Agreement”), effective as of ___, 2009, is by and between Ameriprise Financial, Inc. (“Administrator”), a Delaware corporation, and the Corporations and Trusts (“Funds”) listed in Schedule A.
DISTRIBUTION AGREEMENTDistribution Agreement • June 26th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York
This DISTRIBUTION AGREEMENT (this “Agreement”) made as of June 20, 2024 by and between the Columbia Seligman Premium Technology Growth Fund, Inc., a Maryland corporation (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).
SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC. 13,100,000 Shares of Common Stock $20.00 per Share UNDERWRITING AGREEMENTUnderwriting Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York
In addition to the opinions set forth above, such counsel shall also include a statement to the effect that such counsel has no reason to believe that (i) the Registration Statement and the Prospectus (except for the financial statements and financial schedules and other financial and statistical data included or incorporated by reference therein, or omitted therefrom, as to which such counsel does not express any belief) appear on their face to be appropriately responsive in all material respects to the requirements of the 1933 Act, the 1940 Act and the applicable Rules and Regulations, and (ii) nothing has come to such counsel’s attention that causes such counsel to believe that (A) the Registration Statement or the prospectus included therein (except for the financial statements and financial schedules and other financial and statistical data included therein, as to which such counsel does not express any belief) as of the date the Registration Statement became effective contained a
American Stock Transfer & Trust Company, LLC Transfer Agency and Registrant Services Agreement by and between: Seligman Premium Technology Growth Fund, Inc. and American Stock Transfer & Trust Company, LLC Dated November 12, 2009Agency and Registrar Services Agreement • March 14th, 2016 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York
This Transfer Agency and Registrar Services Agreement (the “Agreement”), dated as of November 12, 2009 is between Seligman Premium Technology Growth Fund, Inc., a Maryland corporation (the “Company”) and American Stock Transfer & Trust Company, a New York corporation (“AST”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York
Reference is made to the Underwriting Agreement dated November 24, 2009 (the “Underwriting Agreement”), by and among Seligman Premium Technology Growth Fund, Inc. (the “Fund”), RiverSource Investments, LLC (the “Investment Manager”) and each of the Underwriters named therein, severally, with respect to the issue and sale of the Fund’s shares of common stock (the “Common Shares”) (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
AMENDMENT 11 • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc.
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of July 24, 2024 (the “Effective Date”):
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT by and between: SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC Dated: November 12, 2009Transfer Agency and Registrar Services • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc. • New York
This Transfer Agency and Registrar Services Agreement (the “Agreement’’), dated as of November 12, 2009 is between Seligman Premiwn Technology Growth Fund, Inc., a Maryland corporation (the “Company’’) and American Stock Transfer & Trust Company, a New York corporation (“AST’’).
INCENTIVE FEE AGREEMENTIncentive Fee Agreement • October 30th, 2024 • Columbia Seligman Premium Technology Growth Fund, Inc.
INCENTIVE FEE AGREEMENT (the “Agreement”), dated as of November 30, 2009, between Raymond James & Associates, Inc. (“Qualifying Underwriter”) and RiverSource Investments, LLC (“RiverSource”).
