SECOND INTERIM SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • January 29th, 2024 • Aspiration Funds • Delaware
Contract Type FiledJanuary 29th, 2024 Company JurisdictionAGREEMENT made as of the December 18, 2023, between Aspiration Fund Adviser, LLC (the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and UBS Asset Management (Americas) Inc. (the “Sub-Adviser”), a Delaware corporation registered as an investment adviser under the Advisers Act, with respect to the Aspiration Redwood Fund (the “Fund”), a series of Aspiration Funds (the “Trust”).
SUB-INVESTMENT ADVISORY AGREEMENT Updated: December 6, 2016Sub-Investment Advisory Agreement • February 15th, 2022 • InterPrivate III Financial Partners Inc. • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledFebruary 15th, 2022 Company Industry JurisdictionAGREEMENT made this 30th day of March, 2015, between Aspiration Fund Adviser, LLC (the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and UBS Global Asset Management (Americas) Inc. (the “Sub-Adviser”), a Delaware corporation registered as an investment adviser under the Advisers Act, with respect to the Aspiration Redwood Fund (the “Fund”), a series of Aspiration Funds (the “Trust”).
SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • November 2nd, 2015 • Aspiration Funds • Delaware
Contract Type FiledNovember 2nd, 2015 Company JurisdictionAGREEMENT made this 12th day of August, 2015, between Aspiration Fund Adviser, LLC (the "Investment Adviser"), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and UBS Global Asset Management (Americas) Inc. (the "Sub-Adviser"), a Delaware corporation registered as an investment adviser under the Advisers Act, with respect to the Aspiration Redwood Fund (the "Fund"), a series of Aspiration Funds (the "Trust").
SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • March 27th, 2015 • Aspiration Funds • Delaware
Contract Type FiledMarch 27th, 2015 Company JurisdictionAGREEMENT made this 30th day of March, 2015, between Aspiration Fund Adviser, LLC (the "Investment Adviser"), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and UBS Global Asset Management (Americas) Inc. (the "Sub-Adviser"), a Delaware corporation registered as an investment adviser under the Advisers Act, with respect to the U.S. Equity SRI Fund (the "Fund"), a series of Aspiration Funds (the "Trust").