Common Contracts

SECOND INTERIM SUB-INVESTMENT ADVISORY AGREEMENT

Sub-Investment Advisory Agreement • January 29th, 2024 • Aspiration Funds • Delaware

• Contract Type
  Sub-Investment Advisory Agreement
• Filed
  January 29th, 2024
• Company
  Aspiration Funds
• Jurisdiction
  Delaware

AGREEMENT made as of the December 18, 2023, between Aspiration Fund Adviser, LLC (the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and UBS Asset Management (Americas) Inc. (the “Sub-Adviser”), a Delaware corporation registered as an investment adviser under the Advisers Act, with respect to the Aspiration Redwood Fund (the “Fund”), a series of Aspiration Funds (the “Trust”).

SUB-INVESTMENT ADVISORY AGREEMENT Updated: December 6, 2016

Sub-Investment Advisory Agreement • February 15th, 2022 • InterPrivate III Financial Partners Inc. • Security brokers, dealers & flotation companies • Delaware

• Contract Type
  Sub-Investment Advisory Agreement
• Filed
  February 15th, 2022
• Company
  InterPrivate III Financial Partners Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Delaware

AGREEMENT made this 30th day of March, 2015, between Aspiration Fund Adviser, LLC (the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and UBS Global Asset Management (Americas) Inc. (the “Sub-Adviser”), a Delaware corporation registered as an investment adviser under the Advisers Act, with respect to the Aspiration Redwood Fund (the “Fund”), a series of Aspiration Funds (the “Trust”).

SUB-INVESTMENT ADVISORY AGREEMENT

Sub-Investment Advisory Agreement • November 2nd, 2015 • Aspiration Funds • Delaware

• Contract Type
  Sub-Investment Advisory Agreement
• Filed
  November 2nd, 2015
• Company
  Aspiration Funds
• Jurisdiction
  Delaware

AGREEMENT made this 12th day of August, 2015, between Aspiration Fund Adviser, LLC (the "Investment Adviser"), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and UBS Global Asset Management (Americas) Inc. (the "Sub-Adviser"), a Delaware corporation registered as an investment adviser under the Advisers Act, with respect to the Aspiration Redwood Fund (the "Fund"), a series of Aspiration Funds (the "Trust").

SUB-INVESTMENT ADVISORY AGREEMENT

Sub-Investment Advisory Agreement • March 27th, 2015 • Aspiration Funds • Delaware

• Contract Type
  Sub-Investment Advisory Agreement
• Filed
  March 27th, 2015
• Company
  Aspiration Funds
• Jurisdiction
  Delaware

AGREEMENT made this 30th day of March, 2015, between Aspiration Fund Adviser, LLC (the "Investment Adviser"), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Advisers Act"), and UBS Global Asset Management (Americas) Inc. (the "Sub-Adviser"), a Delaware corporation registered as an investment adviser under the Advisers Act, with respect to the U.S. Equity SRI Fund (the "Fund"), a series of Aspiration Funds (the "Trust").