Common Contracts

32 similar Operating Expenses Limitation Agreement contracts by Northern Lights Fund Trust Iii, Northern Lights Fund Trust

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT THE TEBERG FUND
Operating Expenses Limitation Agreement • November 22nd, 2023 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 21st day of November, 2023, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of The Teberg Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Absolute Capital Management, LLC (the “Advisor”).

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NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT HCM DYNAMIC INCOME FUND
Operating Expenses Limitation Agreement • June 14th, 2022 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 25th day of May, 2022, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the HCM Dynamic Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Howard Capital Management, Inc., a Delaware Corporation (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT Persimmon Long/Short Fund
Operating Expenses Limitation Agreement • July 22nd, 2021 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of June, 2021, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Persimmon Long/Short Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, DAKOTA WEALTH, LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT Centerstone Investors Fund Centerstone International Fund
Operating Expenses Limitation Agreement • March 3rd, 2021 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 23rd day of November, 2020, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Centerstone Investors Fund and Centerstone International Fund (collectively, the “Funds”) a series of the Trust, and the Advisor of the Funds, CENTERSTONE INVESTORS, LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT HCM INCOME PLUS FUND
Operating Expenses Limitation Agreement • July 9th, 2019 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 10th day of May, 2019, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the HCM Income Plus Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Howard Capital Management, Inc., a Delaware Corporation (the “Advisor”).

NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT
Operating Expenses Limitation Agreement • December 26th, 2018 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the "Agreement") is effective as of the 14th day of November, 2018 between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), on behalf of the Sierra Tactical All Asset Fund, Sierra Tactical Core Income Fund, and Sierra Tactical Municipal Fund (each a “Fund” and collectively the "Funds") a series of the Trust and the Advisor of such Funds, Wright Fund Management, LLC (the "Advisor").

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT ACM TACTICAL INCOME FUND
Operating Expenses Limitation Agreement • December 21st, 2018 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of November, 2018, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the ACM Tactical Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Ascendant Capital Management, LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT SWAN DEFINED RISK ENHANCED FUND
Operating Expenses Limitation Agreement • November 16th, 2018 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 22nd day of August, 2018, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Swan Defined Risk Enhanced Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Swan Capital Management, LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COUNTERPOINT TACTICAL HY MUNICIPAL FUND
Operating Expenses Limitation Agreement • May 1st, 2018 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 20th day of February, 2018, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Counterpoint Tactical HY Municipal Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Counterpoint Mutual Funds, LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COUNTERPOINT LONG-SHORT EQUITY FUND
Operating Expenses Limitation Agreement • July 14th, 2017 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 31st day of May, 2017, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Counterpoint Long-Short Equity Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Counterpoint Mutual Funds, LLC, (the “Advisor”).

AND SECURITY AGREEMENT
Operating Expenses Limitation Agreement • March 10th, 2017 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 18th day of November, 2011, as revised December 14, 2011, December 9, 2014, and February 1, 2017 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Sierra Strategic Income Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, Wright Fund Management, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT HCM INCOME PLUS FUND
Operating Expenses Limitation Agreement • January 23rd, 2017 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 19th day of August, 2016, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the HCM Income Plus Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Howard Capital Management, Inc., a Delaware Corporation (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT BOYD WATTERSON LIMITED DURATION ENHANCED INCOME FUND
Operating Expenses Limitation Agreement • June 17th, 2016 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 24th day of May, 2016, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Boyd Watterson Limited Duration Enhanced Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Boyd Watterson Asset Management, LLC, an Ohio limited liability company (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT SWAN DEFINED RISK FOREIGN DEVELOPED FUND SWAN DEFINED RISK U.S. SMALL CAP FUND
Operating Expenses Limitation Agreement • October 27th, 2015 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 27th day of August, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Swan Defined Risk Foreign Developed Fund and Swan Defined Risk U.S. Small Cap Fund (each the “Fund”, together the “Funds”) series of the Trust, and the Advisor of the Fund, Swan Capital Management, LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COUNTERPOINT TACTICAL EQUITY FUND
Operating Expenses Limitation Agreement • October 19th, 2015 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 27th day of August, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Counterpoint Tactical Equity Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Counterpoint Mutual Funds, LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COUNTERPOINT TACTICAL INCOME FUND
Operating Expenses Limitation Agreement • September 24th, 2015 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 3rd day of February, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Counterpoint Tactical Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Counterpoint Mutual Funds, LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT PINNACLE SHERMAN MULTI-STRATEGY CORE FUND
Operating Expenses Limitation Agreement • September 3rd, 2015 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 27th day of August, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Pinnacle Sherman Multi-Strategy Core Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Pinnacle Family Advisors, LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT NEWFOUND RISK MANAGED U.S. SECTORS FUND
Operating Expenses Limitation Agreement • June 2nd, 2015 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of May, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Newfound Risk Managed U.S. Sectors Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Newfound Research LLC, (the “Advisor”).

OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT
Operating Expenses Limitation Agreement • March 9th, 2015 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 15th day of November, 2007, as amended on December 15, 2008, December 14, 2009 November 10, 2010 March 28, 2012, and December 9, 2014 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Sierra Core Retirement Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, Wright Fund Management, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT HCM Dividend Sector Plus Fund
Operating Expenses Limitation Agreement • March 3rd, 2015 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 3rd day of February, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the HCM Dividend Sector Plus Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Howard Capital Management, Inc., (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT RAYLOR MANAGED FUTURES STRATEGY FUND
Operating Expenses Limitation Agreement • February 26th, 2015 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of January, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Raylor Managed Futures Strategy Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Raylor Investments, LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III FORM OF OPERATING EXPENSES LIMITATION AGREEMENT RAYLOR MANAGED FUTURES STRATEGY FUND
Operating Expenses Limitation Agreement • February 2nd, 2015 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of January, 2015, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Raylor Managed Futures Strategy Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Raylor Investments, LLC, (the “Advisor”).

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OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT
Operating Expenses Limitation Agreement • January 23rd, 2015 • Northern Lights Fund Trust • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 15th day of November, 2007, as amended on December 15, 2008, December 14, 2009 November 10, 2010 March 28, 2012, and December 9, 2014 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Sierra Core Retirement Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, Wright Fund Management, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT ACM DYNAMIC OPPORTUNITY FUND
Operating Expenses Limitation Agreement • January 13th, 2015 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 19th day of November, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the ACM Dynamic Opportunity Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Ascendant Capital Management, LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COUNTERPOINT TACTICAL INCOME FUND
Operating Expenses Limitation Agreement • October 7th, 2014 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of August, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Counterpoint Tactical Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Counterpoint Mutual Funds, LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT NEWFOUND TOTAL RETURN FUND
Operating Expenses Limitation Agreement • September 3rd, 2014 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of August, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Newfound Total Return Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Newfound Research LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT NEWFOUND MULTI-ASSET INCOME FUND
Operating Expenses Limitation Agreement • September 3rd, 2014 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 28th day of August, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Newfound Multi-Asset Income Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Newfound Research LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT HCM Tactical Growth Fund
Operating Expenses Limitation Agreement • July 8th, 2014 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 7th day of May, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the HCM Tactical Growth Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Howard Capital Management, Inc., (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT GOOD HARBOR TACTICAL CURRENCY STRATEGY FUND
Operating Expenses Limitation Agreement • May 29th, 2014 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 12th day of February, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Good Harbor Tactical Currency Strategy Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Good Harbor Financial, LLC (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COZAD SMALL CAP VALUE FUND
Operating Expenses Limitation Agreement • April 29th, 2014 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 12th day of February, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Cozad Small Cap Value Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Cozad Asset Management, Inc., (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT NEWFOUND RISK MANAGED GLOBAL SECTORS FUND
Operating Expenses Limitation Agreement • April 25th, 2014 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 12th day of February, 2014, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Newfound Risk Managed Global Sectors Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Newfound Research LLC, (the “Advisor”).

NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT GOOD HARBOR TACTICAL CORE INTERNATIONAL EMERGING MARKETS FUND
Operating Expenses Limitation Agreement • December 11th, 2013 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 21st day of November, 2013, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Good Harbor Tactical Core International Emerging Markets Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Good Harbor Financial, LLC (the “Advisor”).

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