Common Contracts
4 similar Managing Broker-Dealer Agreement contracts by Cottonwood Communities, Inc., Usa Opportunity Income Fund, Inc.
MANAGING BROKER-DEALER AGREEMENTManaging Broker-Dealer Agreement • October 13th, 2023 • Cottonwood Communities, Inc. • Real estate investment trusts • Utah
This Managing Broker-Dealer Agreement (this “Agreement”) is entered into by and between Cottonwood Communities, Inc., a Maryland corporation (the “Issuer”), and [***], a Utah limited liability company (the “Managing Broker-Dealer”), effective September 19, 2023 (the “Effective Date”) regarding the offering and sale by the Issuer of up to $150,000,000 in shares of Series A Convertible Preferred Stock (the “Securities”) in the Issuer (the “Offering”). Capitalized terms used herein and not otherwise defined herein shall have the same meaning as set forth in the Cottonwood Communities, Inc. Confidential Private Placement Memorandum dated September 19, 2023, including the Exhibits, as may be amended or supplemented (the “Memorandum”).
MANAGING BROKER-DEALER AGREEMENTManaging Broker-Dealer Agreement • March 24th, 2023 • Cottonwood Communities, Inc. • Real estate investment trusts • Utah
This Managing Broker-Dealer Agreement (this “Agreement”) is entered into by and between Cottonwood Communities, Inc., a Maryland corporation (the “Issuer”), and [***], a Utah limited liability company (the “Managing Broker-Dealer”), effective December 1, 2022 (the “Effective Date”) regarding the offering and sale by the Issuer of up to $100,000,000 in shares of Series 2023 Preferred Stock (the “Securities”) in the Issuer (the “Offering”). Capitalized terms used herein and not otherwise defined herein shall have the same meaning as set forth in the Cottonwood Communities, Inc. Confidential Private Placement Memorandum dated December 1, 2022, including the Exhibits, as may be amended or supplemented (the “Memorandum”).
Managing Broker-Dealer AgreementManaging Broker-Dealer Agreement • November 2nd, 2021 • Usa Opportunity Income Fund, Inc. • Delaware
This Managing Broker-Dealer Agreement (this “Agreement”) is entered into by and between USA Opportunity Income Fund, Inc., a Puerto Rico corporation (the “Issuer”), and Coastal Equities, Inc., an Ohio corporation (the “Managing Broker-Dealer”), effective October 22, 2021 (the “Effective Date”) regarding the offering and sale by the Issuer of up to $75,000,000 in 10 year maturity unsecured bonds with a 7% interest rate (the “Securities”) in the Issuer (the “Offering”). Capitalized terms used herein and not otherwise defined herein shall have the same meaning as set forth in the USA Opportunity Income Fund, Inc. Regulation A Offering Circular when declared effective, as supplemented or amended (the “Offering Circular”).
MANAGING BROKER-DEALER AGREEMENTManaging Broker-Dealer Agreement • November 13th, 2019 • Cottonwood Communities, Inc. • Real estate investment trusts • Utah
This Managing Broker-Dealer Agreement (this “Agreement”) is entered into by and between Cottonwood Communities, Inc., a Maryland corporation (the “Issuer”), and [***], a Utah limited liability company (the “Managing Broker-Dealer”), effective October 1, 2019 (the “Effective Date”) regarding the offering and sale by the Issuer of up to $50,000,000 in Series 2019 Preferred Shares (the “Securities”) in the Issuer (the “Offering”). Capitalized terms used herein and not otherwise defined herein shall have the same meaning as set forth in the Series 2019 Preferred Shares in Cottonwood Communities, Inc. Confidential Private Placement Memorandum dated November 1, 2019, as supplemented or amended (the “Memorandum”).
