MANUFACTURED HOUSING PROPERTIES INC. MANAGING BROKER DEALER AGREEMENTManaging Broker Dealer Agreement • October 14th, 2021 • Manufactured Housing Properties Inc. • Real estate • Illinois
As of June 11, 2021 (the “Effective Date”), this MANAGING BROKER DEALER AGREEMENT (the “Agreement”) is made by and between Manufactured Housing Properties Inc., a Nevada corporation (the “Issuer”), and Arete Wealth Management, LLC, an Illinois limited liability company (the “Managing Broker Dealer”), in connection with the offering and sale by the Issuer of up to 47,000 shares of Series C Preferred Stock of the Issuer (the “Securities”) for a maximum offering of up to $47,000,000. Capitalized terms not otherwise defined herein shall have the meanings given to such terms in the Issuer’s offering circular, including the exhibits thereto and as may be supplemented or amended from time to time (the “Offering Circular” with therein referenced securities offering constituting the “Offering”).
MANAGING BROKER-DEALER AGREEMENTManaging Broker-Dealer Agreement • October 13th, 2023 • Cottonwood Communities, Inc. • Real estate investment trusts • Utah
This Managing Broker-Dealer Agreement (this “Agreement”) is entered into by and between Cottonwood Communities, Inc., a Maryland corporation (the “Issuer”), and [***], a Utah limited liability company (the “Managing Broker-Dealer”), effective September 19, 2023 (the “Effective Date”) regarding the offering and sale by the Issuer of up to $150,000,000 in shares of Series A Convertible Preferred Stock (the “Securities”) in the Issuer (the “Offering”). Capitalized terms used herein and not otherwise defined herein shall have the same meaning as set forth in the Cottonwood Communities, Inc. Confidential Private Placement Memorandum dated September 19, 2023, including the Exhibits, as may be amended or supplemented (the “Memorandum”).
TRILOGY MULTIFAMILY INCOME & GROWTH HOLDINGS I, LLC MANAGING BROKER DEALER AGREEMENTManaging Broker Dealer Agreement • January 8th, 2021 • Trilogy Multifamily Income & Growth Holdings I, LLC • Real estate • Illinois
As of {EFFECTIVE DATE} (the “Effective Date”), this MANAGING BROKER DEALER AGREEMENT (the “Agreement”) is made by and between Trilogy Multifamily Income & Growth Holdings I, LLC, a Delaware limited liability company (the “Issuer”), and Arete Wealth Management, LLC, an Illinois limited liability company (the “Managing Broker Dealer”), in connection with the offering and sale by the Issuer of up to 50,000 Bonds of the Issuer (the “Securities”) for a maximum offering of up to $50,000,000. Capitalized terms not otherwise defined herein shall have the meanings given to such terms in the Issuer’s offering circular dated {OFFERING CIRCULAR DATE}, including the exhibits thereto and as may be supplemented or amended from time to time (the “Offering Circular” with therein referenced securities offering constituting the “Offering”).
MANAGING BROKER-DEALER AGREEMENTManaging Broker-Dealer Agreement • November 30th, 2021 • Cantor Fitzgerald Income Trust, Inc. • Real estate investment trusts • New York
This Managing Broker-Dealer Agreement (this “Agreement”) is entered into by and among CF NET LEASE PORTFOLIO IV DST, a Delaware statutory trust (the “Issuer”), CANTOR FITZGERALD INCOME TRUST OPERATING PARTNERSHIP, L.P., a Delaware limited partnership (in such capacity, the “Depositor”), CANTOR FITZGERALD & CO., a New York general partnership (the “Managing Broker-Dealer”), and, solely with respect to Section 6.6, CANTOR FITZGERALD INCOME TRUST OPERATING PARTNERSHIP, L.P., a Delaware limited partnership (in such capacity, the “Operating Partnership”), and CANTOR FITZGERALD INCOME TRUST, INC., a Maryland corporation (“CF Income Trust”), effective November 23, 2021 (the “Effective Date”) regarding the offering and sale by the Issuer of up to $21,620,000 in beneficial interests (the “Securities”) in the Issuer (the “Offering”). Capitalized terms used herein and not otherwise defined herein shall have the same meaning as set forth in the Confidential Private Placement Memorandum for Benefic
MANAGING BROKER DEALER AGREEMENTManaging Broker Dealer Agreement • March 20th, 2020 • Legion Capital Corp • Investment advice • South Carolina
This Agreement (the “Agreement”) is entered into on March 13, 2020, by and between LEGION CAPITAL CORPORATION, a Florida corporation (the “Company”), and SEQUENCE FINANCIAL SPECIALISTS LLC, a [South Carolina] limited liability company (the “Managing Broker-Dealer”), regarding the offering and sale (the “Offering”) of up to $40,000,000 of Corporate Bonds and Redeemable Products Stock (collectively, the “Products”) of the Company to be sold pursuant to an offering statement on Form 1/A (File No. 024-11123), filed with the United States Securities and Exchange Commission (the “SEC”), as the same is later declared qualified by the SEC and as it may be amended and supplemented (including documents incorporated by reference, any Preliminary Offering Circular, Final Offering Circular and all exhibits to such offering statement) from time to time (collectively, “Offering Statement”).
BLUEROCK Homes Trust, INC. MANAGING BROKER DEALER AGREEMENTManaging Broker Dealer Agreement • December 5th, 2022 • Bluerock Homes Trust, Inc. • Real estate investment trusts • New York
As of November 1, 2022 (the “Effective Date”), this MANAGING BROKER DEALER AGREEMENT (the “Agreement”) is made by and between Bluerock Homes Trust, Inc., a Maryland corporation (the “Issuer”), and Bluerock Capital Markets, LLC, a Massachusetts limited liability company (the “Managing Broker Dealer”), in connection with the offering and sale by the Issuer of its (A) 6.0% Series A Redeemable Preferred Stock (the “Series A Preferred Stock”) for a maximum offering of up to $250,000,000 (the “Offering”). In connection with the Offering, the Issuer has prepared a Confidential Private Placement Memorandum, dated November 1, 2022, which may be supplemented or amended from time to time (as so supplemented or amended, the “Memorandum”).
MANAGING BROKER DEALER AGREEMENTManaging Broker Dealer Agreement • January 27th, 2021 • MCI Income Fund V, LLC • Real estate • Florida
As of [DATE] (the “Effective Date”), this MANAGING BROKER DEALER AGREEMENT (the “Agreement”) is made by and between MCI INCOME FUND V, LLC, a Delaware limited liability company (the “Company”), and INTERNATIONAL ASSETS ADVISORY, LLC, a Florida limited liability company (the “Managing Broker Dealer”), in connection with the offering and sale by the Company of preferred limited liability company interests in the Company (“Securities”) in the Company (“the “Offering”). The Securities will be offered during a period commencing and ending on such dates as set forth in the Offering Statement and Offering Circular (the “Offering Period”) for the Offering that shall be prepared by the Company, as either may be supplemented and amended (together with all exhibits or schedules thereto, the “Offering Document”). Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Offering Document.
Re: Managing Broker-Dealer Agreement for White River Energy Partners I, LPManaging Broker-Dealer Agreement • July 19th, 2023 • White River Energy Corp. • Transportation services • California
This Managing Broker-Dealer Agreement (this “Agreement”) is entered into by and among White River Private Capital Management, White River Energy Partners I, LP (a Delaware limited partnership, hereinafter the “Issuer”), and Emerson Equity LLC, a California limited liability company (the “Managing Broker-Dealer”), effective July 12, 2023 (the “Effective Date”) regarding the offering and sale by the Issuer of up to $50,000,000.00 in partnership units (the “Securities”) in the Issuer (the “Offering”) as described in a related confidential private placement memorandum (“Memorandum”).
