Common Contracts
2 similar Placement Agency Agreement contracts by Madison Harbor Balanced Strategies Inc
PLACEMENT AGENCY AGREEMENT MADISON HARBOR BALANCED STRATEGIES, INC.Placement Agency Agreement • November 29th, 2006 • Madison Harbor Balanced Strategies Inc • New York
This Placement Agreement (the “Agreement”) dated as of September 26, 2006, by and among Madison Harbor Balanced Strategies, Inc. (the “Fund”), a Maryland corporation operating (or intending to operate) as a closed-end, non-diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and Greenbook Investment Management and Greenbook Securities, Inc. (the “Placement Agent”), a California company operating as a broker-dealer and registered as such with the Securities and Exchange Commission (“SEC”) and which is a member of NASD, Inc. (“NASD”).
PLACEMENT AGENCY AGREEMENT MADISON HARBOR BALANCED STRATEGIES, INC.Placement Agency Agreement • February 23rd, 2006 • Madison Harbor Balanced Strategies Inc • New York
This Placement Agreement (the “Agreement”) dated as of October 25, 2004, by and among Madison Harbor Balanced Strategies, Inc. (the “Fund”), a Maryland corporation operating (or intending to operate) as a closed-end, non-diversified management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and Wells Fargo Investments, LLC (the “Placement Agent”), a Delaware limited liability company operating as a broker-dealer and registered as such with the Securities and Exchange Commission (“SEC”) and which is a member of NASD, Inc. (“NASD”).
