Common Contracts

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FULCRUM ASSET MANAGEMENT LLP

Operating Expenses Limitation and Security Agreement • October 24th, 2024 • Northern Lights Fund Trust IV • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  October 24th, 2024
• Company
  Northern Lights Fund Trust IV
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 16th day of October, 2024, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of Funds listed on Appendix A to this Agreement (each a “Fund” and together, the “Fund”), each a series of the Trust, and the advisor of the Funds, FULCRUM ASSET MANAGEMENT LLP (the “Advisor”).

NORTHERN LIGHTS FUND TRUST IV AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT MAIN MANAGEMENT ETF ADVISORS, LLC THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND

Operating Expenses Limitation and Security Agreement • February 27th, 2024 • Northern Lights Fund Trust IV • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  February 27th, 2024
• Company
  Northern Lights Fund Trust IV
• Jurisdiction
  New York

WHEREAS, the Advisor renders advice and services to the Funds pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 27th day of April, 2017 (the “Advisory Agreement”); and

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FULCRUM ASSET MANAGEMENT LLP THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the RECITALS:

Operating Expenses Limitation and Security Agreement • March 10th, 2023 • Northern Lights Fund Trust IV • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  March 10th, 2023
• Company
  Northern Lights Fund Trust IV
• Jurisdiction
  New York

WHEREAS, the Advisor renders advice and services to the Funds pursuant to the terms and provisions of an Investment Advisory Agreement between the Trust and the Advisor dated as of the 25h day of October, 2022 (the “Advisory Agreement”); and

NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT KINGSVIEW WEALTH MANAGEMENT, LLC

Operating Expenses Limitation and Security Agreement • March 12th, 2021 • Northern Lights Fund Trust IV • New York

• Contract Type
  Operating Expenses Limitation and Security Agreement
• Filed
  March 12th, 2021
• Company
  Northern Lights Fund Trust IV
• Jurisdiction
  New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 21st day of January 2021, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of each of the series set forth in Appendix A (each a “Fund” collectively the “Funds”), and the advisor of the Fund, KINGSVIEW WEALTH MANAGEMENT, LLC.