UNDERWRITING AGREEMENTUnderwriting Agreement • November 22nd, 2017 • JMP Group LLC • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 22nd, 2017 Company Industry JurisdictionJMP Group Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A attached hereto (collectively, the “Underwriters”) $50,000,000 aggregate principal amount of the Company’s 7.25% Senior Notes due 2027 (the “Firm Offered Notes”) in accordance with the terms and conditions of this Underwriting Agreement (this “Agreement”). In addition, the Company has granted to the Underwriters an option to purchase up to an additional $7,500,000 aggregate principal amount of the Company’s 7.25% Senior Notes due 2027 (the “Optional Notes”), all as provided in Section 2 hereof. The Firm Offered Notes and, if and to the extent such option is exercised, the Optional Notes, together with the Guarantee described below, are collectively called the “Notes.” UBS Securities LLC (“UBS”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) agreed to act as Representatives of the several Underwriters (in such capacity, the “Representatives”) in connection
Underwriting AgreementUnderwriting Agreement • January 23rd, 2013 • JMP Group Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 23rd, 2013 Company Industry Jurisdiction