CHERRY HILL MORTGAGE INVESTMENT CORPORATIONAt Market Issuance Sales Agreement • August 9th, 2024 • Cherry Hill Mortgage Investment Corp • Real estate investment trusts • New York
Contract Type FiledAugust 9th, 2024 Company Industry JurisdictionCherry Hill Mortgage Investment Corporation, a Maryland corporation (the “Company”), confirms its agreement (this “Agreement”), with BTIG, LLC (the “Agent”), as follows:
SONIM TECHNOLOGIES, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • September 24th, 2021 • Sonim Technologies Inc • Telephone & telegraph apparatus • New York
Contract Type FiledSeptember 24th, 2021 Company Industry JurisdictionSonim Technologies, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with B. Riley Securities, Inc. (the “Agent”) as follows:
AT MARKET ISSUANCE SALES AGREEMENTAt Market Issuance Sales Agreement • June 15th, 2021 • Novavax Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJune 15th, 2021 Company Industry Jurisdiction
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • January 27th, 2021 • Aemetis, Inc • Industrial organic chemicals • New York
Contract Type FiledJanuary 27th, 2021 Company Industry JurisdictionAemetis, Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (“Distribution Agent” and “HCW”) as follows:
AT MARKET ISSUANCE SALES AGREEMENTAt Market Issuance Sales Agreement • January 22nd, 2021 • Novavax Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledJanuary 22nd, 2021 Company Industry Jurisdiction
SEQUANS COMMUNICATIONS S.A. American Depositary Shares each representing four fully paid Ordinary Shares, Nominal Value €0.02 Per Share At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • March 31st, 2020 • Sequans Communications • Semiconductors & related devices • New York
Contract Type FiledMarch 31st, 2020 Company Industry Jurisdiction
GLOBAL SHIP LEASE, INC. At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • November 27th, 2019 • Global Ship Lease, Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledNovember 27th, 2019 Company Industry Jurisdiction
ContractAt Market Issuance Sales Agreement • September 23rd, 2019 • B. Riley Financial, Inc. • Services-business services, nec • New York
Contract Type FiledSeptember 23rd, 2019 Company Industry Jurisdiction
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • September 9th, 2019 • Stellus Capital Investment Corp • New York
Contract Type FiledSeptember 9th, 2019 Company Jurisdiction
SACHEM CAPITAL CORP. Common Stock ($0.001 par value per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • November 9th, 2018 • Sachem Capital Corp. • Real estate investment trusts • New York
Contract Type FiledNovember 9th, 2018 Company Industry JurisdictionSachem Capital Corp., a New York corporation (the “Company”), confirms its agreement (this “Agreement”), with B. Riley FBR, Inc. (the “Agent”), as follows:
SACHEM CAPITAL CORP. Common Stock ($0.001 par value per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • October 19th, 2018 • Sachem Capital Corp. • Real estate investment trusts • New York
Contract Type FiledOctober 19th, 2018 Company Industry JurisdictionSachem Capital Corp., a New York corporation (the “Company”), confirms its agreement (this “Agreement”), with B. Riley FBR, Inc. (the “Agent”), as follows:
CHERRY HILL MORTGAGE INVESTMENT CORPORATIONAt Market Issuance Sales Agreement • August 31st, 2018 • Cherry Hill Mortgage Investment Corp • Real estate investment trusts • New York
Contract Type FiledAugust 31st, 2018 Company Industry JurisdictionCherry Hill Mortgage Investment Corporation, a Maryland corporation (the “Company”), confirms its agreement (this “Agreement”), with JMP Securities LLC (the “Agent”), as follows:
CHERRY HILL MORTGAGE INVESTMENT CORPORATIONAt Market Issuance Sales Agreement • August 31st, 2018 • Cherry Hill Mortgage Investment Corp • Real estate investment trusts • New York
Contract Type FiledAugust 31st, 2018 Company Industry JurisdictionCherry Hill Mortgage Investment Corporation, a Maryland corporation (the “Company”), confirms its agreement (this “Agreement”), with B. Riley FBR, Inc. (the “Agent”), as follows:
CHERRY HILL MORTGAGE INVESTMENT CORPORATION At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • April 5th, 2018 • Cherry Hill Mortgage Investment Corp • Real estate investment trusts • New York
Contract Type FiledApril 5th, 2018 Company Industry JurisdictionCherry Hill Mortgage Investment Corporation, a Maryland corporation (the “Company”), confirms its agreement (this “Agreement”), with B. Riley FBR, Inc. (the “Agent”), as follows:
CHERRY HILL MORTGAGE INVESTMENT CORPORATION At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • April 5th, 2018 • Cherry Hill Mortgage Investment Corp • Real estate investment trusts • New York
Contract Type FiledApril 5th, 2018 Company Industry JurisdictionCherry Hill Mortgage Investment Corporation, a Maryland corporation (the “Company”), confirms its agreement (this “Agreement”), with JMP Securities LLC (the “Agent”), as follows:
Common Stock ($0.001 par value per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • February 27th, 2018 • DPW Holdings, Inc. • Electronic components, nec • New York
Contract Type FiledFebruary 27th, 2018 Company Industry JurisdictionDPW Holdings, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Agent”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 31st, 2017 • Armour Residential REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 31st, 2017 Company Industry JurisdictionARMOUR Residential REIT, Inc., a Maryland corporation (the “Company”), and ARMOUR Capital Management, LP (the “Manager”) confirm their agreement (this “Agreement”) with FBR Capital Markets & Co. (“FBR” or the “Agent”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • August 23rd, 2017 • Stellus Capital Investment Corp • New York
Contract Type FiledAugust 23rd, 2017 Company Jurisdiction
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • June 9th, 2017 • Southern Missouri Bancorp, Inc. • Savings institutions, not federally chartered • New York
Contract Type FiledJune 9th, 2017 Company Industry JurisdictionSouthern Missouri Bancorp, Inc., a Missouri corporation (the "Company"), confirms its agreement (this "Agreement"), with Keefe, Bruyette & Woods, Inc. ("KBW") or (the "Distribution Agent") as follows:
Amended and Restated At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • May 12th, 2017 • MONROE CAPITAL Corp • New York
Contract Type FiledMay 12th, 2017 Company Jurisdiction
Amended and Restated At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • May 12th, 2017 • MONROE CAPITAL Corp • New York
Contract Type FiledMay 12th, 2017 Company Jurisdiction
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • February 6th, 2015 • MONROE CAPITAL Corp • New York
Contract Type FiledFebruary 6th, 2015 Company JurisdictionEach of Monroe Capital Corporation, a Maryland corporation (the “Company”), Monroe Capital BDC Advisors, LLC, a Delaware limited liability company (the “Adviser”), registered as an investment advisor under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (the “Advisers Act”), and Monroe Capital Management Advisors, LLC, a Delaware limited liability company (the “Administrator”) confirms its agreement (this “Agreement”) with JMP Securities LLC (the “Agent”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • February 6th, 2015 • MONROE CAPITAL Corp • New York
Contract Type FiledFebruary 6th, 2015 Company JurisdictionEach of Monroe Capital Corporation, a Maryland corporation (the “Company”), Monroe Capital BDC Advisors, LLC, a Delaware limited liability company (the “Adviser”), registered as an investment advisor under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (the “Advisers Act”), and Monroe Capital Management Advisors, LLC, a Delaware limited liability company (the “Administrator”) confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “Agent”), as follows:
AGENUS INC. Common Stock (par value 0.01) AT MARKET ISSUANCE SALES AGREEMENTAt Market Issuance Sales Agreement • October 10th, 2014 • Agenus Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledOctober 10th, 2014 Company Industry JurisdictionAgenus Inc., a Delaware corporation (the “Company”), confirms its agreement with MLV & Co. LLC, a Delaware limited liability company (“MLV” or the “Agent”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • June 5th, 2014 • Stellus Capital Investment Corp • New York
Contract Type FiledJune 5th, 2014 Company JurisdictionEach of Stellus Capital Investment Corporation, a Maryland corporation (the “Company”), and Stellus Capital Management, LLC, a Delaware limited liability company (the “Adviser”), registered as an investment advisor under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (the “Advisers Act”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “Agent”), as follows:
At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • June 5th, 2014 • Stellus Capital Investment Corp • New York
Contract Type FiledJune 5th, 2014 Company JurisdictionEach of Stellus Capital Investment Corporation, a Maryland corporation (the “Company”), and Stellus Capital Management, LLC, a Delaware limited liability company (the “Adviser”), registered as an investment adviser under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (the “Advisers Act”), confirms its agreement (this “Agreement”) with Raymond James & Associates, Inc. (the “Agent”), as follows:
YRC WORLDWIDE INC. Common Stock (par value $0.01 per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • December 3rd, 2013 • YRC Worldwide Inc. • Trucking (no local) • New York
Contract Type FiledDecember 3rd, 2013 Company Industry JurisdictionYRC Worldwide Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC, a Delaware limited liability company (“MLV”), as follows:
AGENUS INC. Common Stock (par value 0.01) AMENDED AND RESTATED AT MARKET ISSUANCE SALES AGREEMENTAt Market Issuance Sales Agreement • December 21st, 2012 • Agenus Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledDecember 21st, 2012 Company Industry JurisdictionAgenus Inc., a Delaware corporation (the “Company”), and MLV & Co. LLC, a Delaware limited liability company (“MLV” or the “Agent”), are parties to that certain At Market Issuance Sales Agreement dated March 2, 2012 (the “Original Sales Agreement”). The Company and MLV desire to amend and restate the Original Sales Agreement with this agreement (the “Agreement”), and hereby agree as follows:
AGENUS INC. Common Stock (par value 0.01) AT MARKET ISSUANCE SALES AGREEMENTAt Market Issuance Sales Agreement • March 2nd, 2012 • Agenus Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 2nd, 2012 Company Industry JurisdictionAgenus Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC, a Delaware limited liability company (“MLV” or the “Agent”), as follows: