PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT Antelope Enterprise Holdings ltd.Placement Agent Agreement • August 13th, 2021 • Antelope Enterprise Holdings LTD • Structural clay products
Contract Type FiledAugust 13th, 2021 Company IndustryTHIS PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June 14, 2021 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on June 10, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Antelope Enterprise Holdings Ltd., a company formed in the British Virgin Islands (the “Company”), up to ___________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Shares. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued by the Company as of the date hereof pursuant to Section 3 of the Engagement Agreement, dated as of June 10, 2021, by and between the Company and Dawson James Securities, Inc.
PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT NEOVASC INC.Placement Agent Agreement • December 15th, 2020 • Neovasc Inc • Surgical & medical instruments & apparatus
Contract Type FiledDecember 15th, 2020 Company IndustryTHIS PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on December 8, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Neovasc Inc., a corporation organized and existing under the laws of Canada (the “Company”), up to ______ Common Shares (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to that certain Engagement Agreement, by and between the Company and H.C. Wainwright & Co., LLC, dated as of June 2, 2020, as amended on June 15, 2020, August 10, 2020, and December 7,
PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT AETERNA ZENTARIS iNC.Placement Agent Agreement • August 5th, 2020 • Aeterna Zentaris Inc. • Pharmaceutical preparations
Contract Type FiledAugust 5th, 2020 Company IndustryTHIS PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [_____________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on August 3, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Aeterna Zentaris Inc., a Canadian corporation (the “Company”), up to [______] common shares (as subject to adjustment hereunder, the “Warrant Shares”) in the capital of the Company. The purchase price of one Common Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to that certain Engagement Agreement, by and between the Company and H.C. Wainwright & Co., LLC, dated as of June 10, 2020, as amended.