WARRANT AGENCY AGREEMENTWarrant Agency Agreement • November 15th, 2017 • Synergy Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 15th, 2017 Company Industry JurisdictionWARRANT AGENCY AGREEMENT made as of November 15, 2017 (the “Issuance Date”), between Synergy Pharmaceuticals Inc., a Delaware corporation, with offices at 420 Lexington Avenue, Suite 2012, New York, NY 10170 (“Company”), and Philadelphia Stock Transfer, Inc., with offices at 2320 Haverford Rd, Suite 230, Ardmore, PA 19003 (“Warrant Agent”).
ATHERONOVA INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 31st, 2014 • AtheroNova Inc. • Pharmaceutical preparations • New York
Contract Type FiledOctober 31st, 2014 Company Industry JurisdictionWHEREAS, the Company is engaged in a public offering (the “Offering”) of Common Stock and Warrants and, in connection therewith, has determined to issue and deliver up to 5,000,000 Warrants (the “Warrants”) to the public investors pursuant to Section 1 of that certain Underwriting Agreement, dated as of October 28, 2014 (the “Underwriting Agreement”), with each such Warrant evidencing the right of the holder thereof to purchase one share of common stock, par value $.0001 per share, of the Company’s Common Stock (the “Common Stock”) for $4.00, subject to adjustment as described herein; and
ATHERONOVA INC. FORM OF WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 27th, 2014 • AtheroNova Inc. • Pharmaceutical preparations • New York
Contract Type FiledOctober 27th, 2014 Company Industry JurisdictionWHEREAS, the Company is engaged in a public offering (the “Offering”) of Common Stock and Warrants and, in connection therewith, has determined to issue and deliver up to [________] Warrants (the “Warrants”) to the public investors pursuant to Section 1 of that certain Underwriting Agreement, dated as of [ , 2014] (the “Underwriting Agreement”), with each such Warrant evidencing the right of the holder thereof to purchase one share of common stock, par value $.0001 per share, of the Company’s Common Stock (the “Common Stock”) for $[___], subject to adjustment as described herein; and
ATHERONOVA INC. FORM OF WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 24th, 2014 • AtheroNova Inc. • Pharmaceutical preparations • New York
Contract Type FiledOctober 24th, 2014 Company Industry JurisdictionWHEREAS, the Company is engaged in a public offering (the “Offering”) of Common Stock and Warrants and, in connection therewith, has determined to issue and deliver up to [________] Warrants (the “Warrants”) to the public investors pursuant to Section 1 of that certain Underwriting Agreement, dated as of [ , 2014] (the “Underwriting Agreement”), with each such Warrant evidencing the right of the holder thereof to purchase one share of common stock, par value $.0001 per share, of the Company’s Common Stock (the “Common Stock”) for $[___], subject to adjustment as described herein; and