Common Contracts
16 similar Sales Agreement contracts by Calamos Convertible Opportunities & Income Fund, Credit Suisse High Yield Bond Fund, Calamos Convertible & High Income Fund, others
RIVERNORTH OPPORTUNITIES FUND, INC. UP TO 3,300,000 SHARES OF COMMON STOCK Capital On Demand™ SALES AGREEMENTSales Agreement • September 4th, 2018 • Rivernorth Opportunities Fund, Inc. • New York
RiverNorth Opportunities Fund, Inc., a Maryland corporation (the “Fund”), ALPS Advisors Inc., a Colorado corporation (the “Adviser”), and RiverNorth Capital Management, LLC, a Delaware limited liability company (the “Subadviser” and together with the Adviser, the “Advisers”), confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
calamos GLOBAL TOTAL RETURN fund UP tO 2,685,638 COMMON SHARES of Beneficial interest Capital On Demand™ SALES AGREEMENTSales Agreement • July 3rd, 2018 • Calamos Global Total Return Fund • New York
CALAMOS GLOBAL TOTAL RETURN FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) and JonesTrading Institutional Services LLC (“Jones”) previously entered into a sales agreement dated September 30, 2011 (the “Prior Agreement”). The parties hereby terminate the Prior Agreement and confirm their agreement in the form of this Sales Agreement (this “Agreement”) as follows:
CREDIT SUISSE HIGH YIELD BOND FUND UP TO 20,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • July 26th, 2017 • Credit Suisse High Yield Bond Fund • New York
Credit Suisse High Yield Bond Fund, a Delaware statutory trust (the “Fund”), Credit Suisse Asset Management, LLC, a Delaware limited liability company (the “Investment Adviser”), and JonesTrading Institutional Services LLC, a Delaware limited liability company (“Jones”) previously entered into an amended and restated sales agreement dated March 1, 2013, (the “Prior Agreement”). The parties hereby terminate the Prior Agreement and confirm their agreement in the form of this Sales Agreement (the “Agreement”) as follows:
CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND UP TO 7,500,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • December 2nd, 2014 • Calamos Convertible Opportunities & Income Fund • New York
CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) and JonesTrading Institutional Services LLC (“Jones”) previously entered into a sales agreement dated June 6, 2011, as amended, (the “Prior Agreement”). The parties hereby terminate the Prior Agreement and confirm their agreement in the form of this Sales Agreement (this “Agreement”) as follows:
CREDIT SUISSE HIGH YIELD BOND FUND UP TO 18,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENTSales Agreement • March 6th, 2013 • Credit Suisse High Yield Bond Fund • New York
Credit Suisse High Yield Bond Fund, a Delaware statutory trust (the “Fund”), Credit Suisse Asset Management, LLC, a Delaware limited liability company (the “Investment Adviser”), and JonesTrading Institutional Services LLC, a Delaware limited liability company (“Jones”) previously entered into a sales agreement dated October 18, 2012, (the “Original Agreement”). The parties hereby terminate the Original Agreement and confirm their agreement in the form of this Amended and Restated Sales Agreement (the “Agreement”) as follows:
CREDIT SUISSE HIGH YIELD BOND FUND UP TO 10,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • October 22nd, 2012 • Credit Suisse High Yield Bond Fund • New York
Credit Suisse High Yield Bond Fund, a Delaware statutory trust (the “Fund”), Credit Suisse Asset Management, LLC, a Delaware limited liability company (the “Investment Adviser”), and JonesTrading Institutional Services LLC, a Delaware limited liability company (“Jones”) previously entered into a sales agreement dated December 8, 2011, as amended (the “Original Agreement”). The parties hereby terminate the Original Agreement and confirm their agreement in the form of this Sales Agreement (the “Agreement”) as follows:
CREDIT SUISSE HIGH YIELD BOND FUND UP TO 6,500,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • December 13th, 2011 • Credit Suisse High Yield Bond Fund • New York
Credit Suisse High Yield Bond Fund, a Delaware statutory trust (the “Fund”), Credit Suisse Asset Management, LLC, a Delaware limited liability company (the “Investment Adviser”), and JonesTrading Institutional Services LLC, a Delaware limited liability company (“Jones”), hereby confirm their agreement in the form of this Sales Agreement (the “Agreement”) as follows:
CALAMOS CONVERTIBLE AND HIGH INCOME FUND UP TO 6,232,167 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • September 30th, 2011 • Calamos Convertible & High Income Fund • New York
CALAMOS CONVERTIBLE AND HIGH INCOME FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) confirm their agreement (this “Agreement”) with JONESTRADING INSTITUTIONAL SERVICES LLC (“Jones”) as follows:
CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND UP TO 6,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SECOND AMENDED AND RESTATED SALES AGREEMENTSales Agreement • July 29th, 2010 • Calamos Convertible Opportunities & Income Fund • New York
CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) and JONESTRADING INSTITUTIONAL SERVICES LLC (“Jones”) previously entered into an amended and restated sales agreement dated April 13, 2009 (the “Original Agreement”). The parties hereby terminate the Original Agreement and confirm their agreement in the form of this Second Amended and Restated Sales Agreement (this “Agreement”) as follows
CALAMOS CONVERTIBLE AND HIGH INCOME FUND UP TO 5,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SECOND AMENDED AND RESTATED SALES AGREEMENTSales Agreement • May 17th, 2010 • Calamos Convertible & High Income Fund • New York
CALAMOS CONVERTIBLE AND HIGH INCOME FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) and JONESTRADING INSTITUTIONAL SERVICES LLC (“Jones”) previously entered into an amended and restated sales agreement dated April 14, 2009 (the “Original Agreement”). The parties hereby terminate the Original Agreement and confirm their agreement in the form of this Second Amended and Restated Sales Agreement (this “Agreement”) as follows:
CALAMOS GLOBAL TOTAL RETURN FUND UP TO 3,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENTSales Agreement • March 5th, 2010 • Calamos Global Total Return Fund • New York
CALAMOS GLOBAL TOTAL RETURN FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) and JONESTRADING INSTITUTIONAL SERVICES LLC (“Jones”) previously entered into a sales agreement dated July 8, 2008 (the “Original Agreement”). The parties hereby terminate the Original Agreement and confirm their agreement in the form of this Amended and Restated Sales Agreement (this “Agreement”) as follows:
CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND UP TO 6,600,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENTSales Agreement • April 14th, 2009 • Calamos Convertible Opportunities & Income Fund • New York
CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) and JONESTRADING INSTITUTIONAL SERVICES LLC (“Jones”) previously entered into a sales agreement dated June 13, 2008 (the “Original Agreement”). The parties hereby terminate the Original Agreement and confirm their agreement (this “Agreement”) in the form of this Amended and Restated Sales Agreement as follows:
CALAMOS STRATEGIC TOTAL RETURN FUND UP TO 8,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • September 3rd, 2008 • Calamos Strategic Total Return Fund • New York
CALAMOS STRATEGIC TOTAL RETURN FUND, a Delaware statutory trust (the “Fund”), and CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
CALAMOS GLOBAL TOTAL RETURN FUND UP TO 3,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • July 8th, 2008 • Calamos Global Total Return Fund • New York
CALAMOS GLOBAL TOTAL RETURN FUND, a Delaware statutory trust (the “Fund”), and CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
CALAMOS CONVERTIBLE AND HIGH INCOME FUND UP TO 5,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • June 26th, 2008 • Calamos Convertible & High Income Fund • New York
CALAMOS CONVERTIBLE AND HIGH INCOME FUND, a Delaware statutory trust (the “Fund”), and CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) confirm their agreement (this “Agreement”) with JonesTrading Institutional Services LLC (“Jones”), as follows:
CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND UP TO 5,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENTSales Agreement • June 13th, 2008 • Calamos Convertible Opportunities & Income Fund • New York
CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND, a Delaware statutory trust (the “Fund”), and CALAMOS ADVISORS LLC, a Delaware limited liability company (the “Adviser”) confirm their agreement (this “Agreement“) with JonesTrading Institutional Services LLC (“Jones”), as follows:
