SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 28th, 2011 • Db-X Exchange-Traded Funds Inc. • New York
Contract Type FiledSeptember 28th, 2011 Company JurisdictionWHEREAS, the Adviser has entered into an Investment Advisory Agreement dated as of October 20, 2010, (the “Investment Advisory Agreement”) with TDX Independence Funds, Inc., (the “Company”) an open-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) and organized as a corporation under the laws of the State of Maryland on behalf of each Fund listed on Schedule A (the “Fund”), pursuant to which the Adviser acts as adviser to the Fund;
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 11th, 2011 • DBX ETF Trust • New York
Contract Type FiledMay 11th, 2011 Company JurisdictionWHEREAS, the Adviser has entered into an Investment Advisory Agreement dated as of January 31, 2011, (the “Investment Advisory Agreement”) with DBX ETF Trust (the “Company”), an open-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), and organized as a statutory trust under the laws of the State of Delaware on behalf of each Fund listed on Schedule A, as it may be amended from time to time to add or remove series (each, a “Fund”), pursuant to which the Adviser acts as adviser to the Fund;