NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED AND ARE MARKED WITH A “[****]” IN PLACE OF THE REDACTED LANGUAGE. SECOND...Credit Agreement • August 6th, 2010 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Texas
Contract Type FiledAugust 6th, 2010 Company Industry JurisdictionThis SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Agreement”) is entered into as of May 6, 2010, among PENSON WORLDWIDE, INC. a Delaware corporation (the “Borrower”), each lender from time to time party hereto (collectively, the “Lenders” and individually, a “Lender”), REGIONS BANK, as Administrative Agent (in such capacity, the “Administrative Agent”), Swing Line Lender, and Letter of Credit Issuer, REGIONS CAPITAL MARKETS, a division of Regions Bank, as Lead Arranger and Bookrunner, THE PRIVATEBANK AND TRUST COMPANY, as Syndication Agent and TEXAS CAPITAL BANK, NATIONAL ASSOCIATION and CAPITAL ONE, N.A., as Co-Documentation Agents.
AMENDED AND RESTATED CREDIT AGREEMENT among PENSON WORLDWIDE, INC., as the Borrower, REGIONS BANK, as Administrative Agent, Swing Line Lender, and Letter of Credit Issuer, GUARANTY BANK and REGIONS CAPITAL MARKETS, a division of Regions Bank, as Joint...Credit Agreement • August 4th, 2009 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Texas
Contract Type FiledAugust 4th, 2009 Company Industry JurisdictionThis AMENDED AND RESTATED CREDIT AGREEMENT (this “Agreement”) is entered into as of May 1, 2009, among PENSON WORLDWIDE, INC. a Delaware corporation (the “Borrower”), each lender from time to time party hereto (collectively, the “Lenders” and individually, a “Lender”), REGIONS BANK, as Administrative Agent (in such capacity, the “Administrative Agent”), Swing Line Lender, and Letter of Credit Issuer, GUARANTY BANK and REGIONS CAPITAL MARKETS, a division of Regions Bank, as Joint Lead Arrangers, and GUARANTY BANK, as Syndication Agent (the “Syndication Agent”).
CREDIT AGREEMENT Dated as of May 26, 2006 among PENSON WORLDWIDE, INC., as the Borrower, GUARANTY BANK, as Administrative Agent, Swing Line Lender, Arranger and Letter of Credit Issuer, WACHOVIA BANK, NATIONAL ASSOCIATION, as Documentation Agent, and...Credit Agreement • August 11th, 2006 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Texas
Contract Type FiledAugust 11th, 2006 Company Industry JurisdictionThis CREDIT AGREEMENT (this “Agreement”) is entered into as of May 26, 2006, among PENSON WORLDWIDE, INC. a Delaware corporation (the “Borrower”), each lender from time to time party hereto (collectively, the “Lenders” and individually, a “Lender”), GUARANTY BANK, as Administrative Agent, Swing Line Lender, Arranger and Letter of Credit Issuer and WACHOVIA BANK, NATIONAL ASSOCIATION, as Documentation Agent (the “Documentation Agent”).