RCS CAPITAL CORPORATION 2013 MULTI-YEAR OUTPERFORMANCE AGREEMENTMulti-Year Outperformance Agreement • August 2nd, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledAugust 2nd, 2013 Company Industry JurisdictionThis 2013 MULTI-YEAR OUTPERFORMANCE AGREEMENT (this “Agreement”) made as of June 10, 2013 (the “Grant Date”), between RCS Capital Corporation, a Delaware corporation (the “Company”), its subsidiaries Realty Capital Securities, LLC, a Delaware limited liability company (“RCSCCS”), RCS Advisory Services, LLC, a Delaware limited liability company (“RCSAS”), and American National Stock Transfer, LLC, a Delaware limited liability company (“ANST”), which are the entities through which the Company conducts substantially all of its operations (collectively, the “Partnerships”), and RCS Capital Management, LLC, a Delaware limited liability company, the Company’s manager (the “Manager”).
RCS CAPITAL CORPORATION 2013 MULTI-YEAR OUTPERFORMANCE AGREEMENTMulti-Year Outperformance Agreement • May 30th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledMay 30th, 2013 Company Industry JurisdictionThis 2013 MULTI-YEAR OUTPERFORMANCE AGREEMENT (this “Agreement”) made as of _______________, 2013 (the “Grant Date”), between RCS Capital Corporation, a Delaware corporation (the “Company”), its subsidiaries Realty Capital Securities, LLC, a Delaware limited liability company (“RCSCCS”), RCS Advisory Services, LLC, a Delaware limited liability company (“RCSAS”), and American National Stock Transfer, LLC, a Delaware limited liability company (“ANST”), which are the entities through which the Company conducts substantially all of its operations (collectively, the “Partnerships”), and RCS Capital Management, LLC, a Delaware limited liability company, the Company’s manager (the “Manager”).