Common Contracts

SPECIAL CUSTODY and PLEDGE AGREEMENT (Short Sales and Options)

Special Custody and Pledge Agreement • March 29th, 2011 • Thompson Plumb Funds Inc • New York

• Contract Type
  Special Custody and Pledge Agreement
• Filed
  March 29th, 2011
• Company
  Thompson Plumb Funds Inc
• Jurisdiction
  New York

THIS SPECIAL CUSTODY AND PLEDGE AGREEMENT, (hereinafter the "Agreement") dated as of October 26, 2010 among the Thompson Plumb Funds, Inc., on behalf of the Thompson Plumb Growth Fund ("Customer"), Jefferies & Company, Inc., ("Broker"), Thompson Investment Management, Inc. ("Manager") and U.S. Bank, N.A., as Custodian hereunder ("Custodian").

SPECIAL CUSTODY and PLEDGE AGREEMENT (Short Sales and Options)

Special Custody and Pledge Agreement • March 29th, 2011 • Thompson Plumb Funds Inc • New York

• Contract Type
  Special Custody and Pledge Agreement
• Filed
  March 29th, 2011
• Company
  Thompson Plumb Funds Inc
• Jurisdiction
  New York

THIS SPECIAL CUSTODY AND PLEDGE AGREEMENT, (hereinafter the "Agreement") dated as of November 2, 2010 among the Thompson Plumb Funds, Inc., on behalf of the Thompson Plumb MidCap Fund ("Customer"), Jefferies & Company, Inc., ("Broker"), Thompson Investment Management, Inc. ("Manager") and U.S. Bank, N.A., as Custodian hereunder ("Custodian").