EXHIBIT (E)(2) THOMPSON PLUMB FUNDS, INC. AMENDMENT TO THE DISTRIBUTION AGREEMENT THIS AMENDMENT dated as of the 21st day of March, 2007, to the Distribution Agreement, dated as of the 26th day of January, 2006, as amended August 2, 2006 (the...Distribution Agreement • March 30th, 2007 • Thompson Plumb Funds Inc
THIS AMENDMENT dated as of the 21st day of March, 2007, to the Distribution Agreement, dated as of the 26th day of January, 2006, as amended August 2, 2006 (the "Distribution Agreement"), is entered by and among Thompson Plumb Funds, Inc., a Wisconsin corporation (the "Corporation"), Quasar Distributors, LLC, a Delaware limited liability company ("Distributor") and Thompson Investment Management LLC, a Delaware limited liability company and the investment advisor to the Corporation (the "Advisor") is a party hereto with respect to Sections 5, 11 (B) and Exhibit B only.
EXHIBIT (H)(12) LOAN AGREEMENT This LOAN AGREEMENT (as amended, restated, supplemented or otherwise modified from time to time, the "Agreement") is made and entered into as of the 15th day of November, 2001 by and between THOMPSON PLUMB FUNDS, INC., a...Loan Agreement • May 17th, 2002 • Thompson Plumb Funds Inc
EXHIBIT (D)(1) INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 16th day of January, 2004, between Thompson Plumb Funds, Inc., a Wisconsin corporation (the "Corporation"), and Thompson Investment Management, LLC, a Delaware limited liability company...Investment Advisory Agreement • January 30th, 2004 • Thompson Plumb Funds Inc
RECITALSServices Agreement • March 24th, 2003 • Thompson Plumb Funds Inc • Massachusetts
EXHIBIT (E) DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this 28th day of April , 2004, by and among THOMPSON PLUMB FUNDS, INC., a Wisconsin corporation (the "Corporation"), THOMPSON INVESTMENT MANAGEMENT, LLC, a Delaware...Distribution Agreement • January 28th, 2005 • Thompson Plumb Funds Inc • Wisconsin
ARTICLE I CERTAIN DEFINITIONSCustody Agreement • March 30th, 2006 • Thompson Plumb Funds Inc • Ohio
EXHIBIT (H)(11) LOAN AGREEMENT This LOAN AGREEMENT (as amended, restated, supplemented or otherwise modified from time to time, the "Agreement") is made and entered into as of the 1st day of October, 2004 by and between, Thompson Plumb Funds, Inc. a...Loan Agreement • January 28th, 2005 • Thompson Plumb Funds Inc
WITNESSETHInvestment Advisory Agreement • March 30th, 2007 • Thompson Plumb Funds Inc
1 EXHIBIT 5 ADVISORY AGREEMENT AS AMENDED FEBRUARY 7, 1992 AMENDED AGREEMENT made this 7th day of February 1992 between THOMPSON, UNGER & PLUMB FUNDS, INC., a Wisconsin corporation (the "Corporation"), and THOMPSON, UNGER & PLUMB, INC., a Wisconsin...Advisory Agreement • March 31st, 1997 • Thompson Unger & Plumb Funds Inc • Wisconsin
EXHIBIT(H)(12) October 6, 2006 Mr. John W. Thompson Chief Executive Officer Thompson Plumb Funds 1200 John Q. Hammons Drive, 5th Floor Madison, Wisconsin 53717 Re: The LOAN AGREEMENT, as amended, restated, supplemented or otherwise modified hereby and...Thompson Plumb Funds Inc • March 30th, 2007
EXHIBIT (D)(2) INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 16th day of January, 2004, between Thompson Plumb Funds, Inc., a Wisconsin Corporation (the "Corporation"), and Thompson, Plumb and Associates, Inc., a Wisconsin corporation (the...Investment Advisory Agreement • January 30th, 2004 • Thompson Plumb Funds Inc
EXHIBIT (E) DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this 26th day of January, 2006, by and between THOMPSON PLUMB FUNDS, INC., a Wisconsin corporation (the "Corporation") and QUASAR DISTRIBUTORS, LLC, a Delaware limited...Distribution Agreement • March 30th, 2006 • Thompson Plumb Funds Inc • Wisconsin
AGREEMENTShareholder Services Agreement • March 30th, 2007 • Thompson Plumb Funds Inc • Wisconsin
1. Upon agreement between Fidelity and Fund /Agent, Fidelity shall set up one or more Funds on Fidelity's transaction processing and recordkeeping system in order to provide administrative services to customers with respect to such Fund(s). Such...Administration Agreement • September 14th, 2001 • Thompson Plumb Funds Inc • Massachusetts
EXHIBIT (H)(26) QUASAR DISTRIBUTORS, LLC SALES AGREEMENT From: To: Quasar Distributors, LLC Ladies and Gentlemen: We desire to enter into an agreement with you for the sale and distribution of the shares of each open-end investment company (or class...Sales Agreement • March 24th, 2003 • Thompson Plumb Funds Inc • Wisconsin
EXHIBIT (H)(24) SERVICES AGREEMENT This Services Agreement is made and entered into as of December 09, 2002, by and among Wachovia Bank, National Association, a national banking association chartered by The Office of the Comptroller of the Currency...Services Agreement • March 24th, 2003 • Thompson Plumb Funds Inc • North Carolina
EXHIBIT (H)(3) TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 30th day of November, 2003, and replaces any prior agreement relating to the services described herein, by and between Thompson Plumb Funds, Inc. a...Transfer Agent Servicing Agreement • March 30th, 2007 • Thompson Plumb Funds Inc • Wisconsin
WITNESSETH:Shareholder Servicing Agent Agreement • March 31st, 1997 • Thompson Unger & Plumb Funds Inc
Re: The LOAN AGREEMENT, as amended, restated, supplemented or otherwise modified hereby and from time to time in the future (the "Agreement"), originally dated as of October 1, 2004, by and between THOMPSON IM FUNDS, INC. (previously known as Thompson...Thompson Im Funds Inc • March 28th, 2016
This letter (the “Thirteenth Amendment”) when duly and validly executed by the Borrower shall amend the above referenced Agreement, effective as of November 13, 2015, such that:
EXHIBIT (H)(13) PROSPECT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 1st day of June, 2001, by and among Thompson Plumb Funds, Inc., a Wisconsin corporation (hereinafter referred to as the "Corporation"), Thompson Plumb &...Prospect Servicing Agreement • September 14th, 2001 • Thompson Plumb Funds Inc • Wisconsin
SIXTEENTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • March 28th, 2019 • Thompson Im Funds Inc
THIS SIXTEENTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 9th day of November, 2018 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and THOMPSON IM FUNDS, INC., a Wisconsin corporation, with its address at 918 Deming Way, 3rd Floor, Madison, Wisconsin 53717 (the “Borrower”), on behalf of the Thompson Bond Fund (the “Fund”).
EXHIBIT (H)(15) FUNDVEST - NO TRANSACTION FEE AGREEMENT This Agreement is made as of February 20, 2001, between Pershing Division of Donaldson, Lufkin & Jenrette Securities Corporation ("Pershing"), a Delaware Corporation, and Thompson Plumb...Transaction Fee Agreement • September 14th, 2001 • Thompson Plumb Funds Inc • New York
AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • March 29th, 2021 • Thompson Im Funds Inc
This AMENDED AND RESTATED LOAN AGREEMENT (as amended, restated, supplemented or otherwise modified from time to time, the "Agreement") is made and entered into as of the 6th day of November, 2020 by and between, THOMPSON IM FUNDS, INC., a Wisconsin corporation with its address at 1255 Fourier Drive, Suite 200, Madison, Wisconsin 53717 (the "Borrower"), and U.S. BANK NATIONAL ASSOCIATION, a national banking association with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and amends and restates in its entirety that certain Loan Agreement between the Borrower (formerly known as Thompson Plumb Funds, Inc.) and the Bank dated as of October 1, 2004 (as amended from time to time, collectively, the “Original Loan Agreement”).
SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • March 30th, 2023 • Thompson Im Funds Inc
THIS SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT is made and entered into effective as of this 4th day of November, 2022 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and THOMPSON IM FUNDS, INC., a Wisconsin corporation, with its address at 1255 Fourier Drive, Suite 200, Madison, Wisconsin 53717 (the “Borrower”), on behalf of the Thompson Bond Fund.
AGREEMENT DATED NOVEMBER 10, 2000 BETWEEN THOMPSON PLUMB FUNDS AND GOLDMAN, SACHS & CO.Agreement • September 14th, 2001 • Thompson Plumb Funds Inc • New York
Re: The LOAN AGREEMENT, as amended, restated, supplemented or otherwise modified hereby and from time to time in the future (the "Agreement"), originally dated as of October 1, 2004, by and between Thompson Plumb Funds, Inc., for the benefit of the...Thompson Plumb Funds Inc • March 29th, 2011
This letter (the “Seventh Amendment”) when duly and validly executed by the Borrower shall amend the above referenced Agreement, effective as of November 15, 2010, such that:
SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • March 28th, 2024 • Thompson Im Funds Inc • Wisconsin
This Shareholder Services Agreement (the “Agreement”) is made as of 2021, by U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“Company”) having an address at 615 East Michigan Street, Milwaukee, WI 53202, on behalf of Funds., (“Fund Company”) and a company, having an address at (“Service Provider” and collectively, the “Parties”).
Quasar Distributors, LLC Thompson IM Funds SALES AGREEMENTSales Agreement • March 28th, 2024 • Thompson Im Funds Inc
We desire to enter into an agreement with you for the sale and distribution of the shares of each open-end investment company (or class or series thereof having a separate portfolio) for which you act as principal underwriter. Each such investment company (or such a class or series) is hereafter referred to as a “Fund”. A list of Funds at the present time is attached hereto as Appendix A. Upon acceptance of this Agreement by you, we understand that we may offer and sell shares of each of the Funds (whether or not listed in Appendix A), subject, however, to all of the terms and conditions hereof and to your right, without notice, to suspend and terminate the sale of the shares of any one or more of the Funds.
EXHIBIT (H)(5) THOMPSON PLUMB FUNDS, INC. SECOND AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT THIS SECOND AMENDMENT dated as of the ____ day of March, 2006, to the Transfer Agent Servicing Agreement, dated as of the 30th day of November, 2003...Thompson Plumb Funds Inc • March 30th, 2007
Quasar Distributors, LLC Portland, ME 04101 DEALER AGREEMENTDealer Agreement • March 28th, 2024 • Thompson Im Funds Inc • Wisconsin
This Agreement is made as of __________, 2021, by and among Quasar Distributors, LLC (“Quasar”), a Delaware limited liability company, _____________ (“Dealer”), a ______________ corporation, and Thompson Investment Management, Inc., a Delaware limited liability company (solely with respect to Section 5 hereto).
Re: The LOAN AGREEMENT, as amended, restated, supplemented or otherwise modified hereby and from time to time in the future (the "Agreement"), originally dated as of October 1, 2004, by and between THOMPSON IM FUNDS, INC. (previously known as Thompson...Thompson Im Funds Inc • March 28th, 2013
This letter (the “Tenth Amendment”) when duly and validly executed by the Borrower shall amend the above referenced Agreement, effective as of November 15, 2012, such that:
EXHIBIT (H)(8) Attachment A to the Services Agreement is hereby amended to add the Thompson Plumb Blue Chip Fund, and is restated in its entirety as follows:Thompson Plumb Funds Inc • May 17th, 2002
SEVENTEENTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • March 30th, 2020 • Thompson Im Funds Inc
THIS SEVENTEENTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 8th day of November, 2019 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the “Bank”), and THOMPSON IM FUNDS, INC., a Wisconsin corporation, with its address at 1255 Fourier Drive, Suite 200, Madison, Wisconsin 53717 (the “Borrower”), on behalf of the Thompson LargeCap Fund (the “Fund”).
August 31, 2012Thompson Im Funds Inc • March 28th, 2013
THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • March 28th, 2024 • Thompson Im Funds Inc
THIS THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT is made and entered into effective as of this 3rd day of November, 2023 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and THOMPSON IM FUNDS, INC., a Wisconsin corporation, with its address at 1255 Fourier Drive, Suite 200, Madison, Wisconsin 53717 (the “Borrower”), on behalf of the Thompson Bond Fund.
