ContractEmployment Agreement • February 27th, 2009 • Kbw, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 27th, 2009 Company Industry JurisdictionThis exhibit amends and restates the agreement between KBW, Inc. and the executive that was included as an exhibit to KBW Inc.’s previously filed periodic reports with the Securities and Exchange Commission. The agreement was amended and restated as set forth below in order to comply with certain technical requirements of Section 409A of the Internal Revenue Code.
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • February 27th, 2009 • Kbw, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 27th, 2009 Company Industry JurisdictionThis AMENDED AND RESTATED EMPOLOYMENT AGREEMENT by and between KBW, Inc. (the “Company”) and Andrew M. Senchak (the “Executive”), dated as of December 31, 2008.
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • February 27th, 2009 • Kbw, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 27th, 2009 Company Industry JurisdictionThis AMENDED AND RESTATED EMPLOYMENT AGREEMENT by and between KBW, Inc. (the “Company”) and Thomas B. Michaud (the “Executive”), dated as of December 31, 2008.
EMPLOYMENT AGREEMENTEmployment Agreement • December 18th, 2006 • Kbw, Inc. • Finance services • New York
Contract Type FiledDecember 18th, 2006 Company Industry JurisdictionWHEREAS, the Company is desirous of continuing to employ the Executive in an executive capacity on the terms and conditions, and for the consideration, hereinafter set forth, and the Executive is desirous of being employed by the Company on such terms and conditions and for such consideration.
EMPLOYMENT AGREEMENTEmployment Agreement • December 18th, 2006 • Kbw, Inc. • Finance services • New York
Contract Type FiledDecember 18th, 2006 Company Industry JurisdictionWHEREAS, the Company is desirous of continuing to employ the Executive in an executive capacity on the terms and conditions, and for the consideration, hereinafter set forth, and the Executive is desirous of being employed by the Company on such terms and conditions and for such consideration.
EMPLOYMENT AGREEMENTEmployment Agreement • December 18th, 2006 • Kbw, Inc. • Finance services • New York
Contract Type FiledDecember 18th, 2006 Company Industry JurisdictionWHEREAS, the Company is desirous of continuing to employ the Executive in an executive capacity on the terms and conditions, and for the consideration, hereinafter set forth, and the Executive is desirous of being employed by the Company on such terms and conditions and for such consideration.
FORM OF EMPLOYMENT AGREEMENTEmployment Agreement • October 23rd, 2006 • Kbw, Inc. • Finance services • New York
Contract Type FiledOctober 23rd, 2006 Company Industry JurisdictionWHEREAS, the Company is desirous of continuing to employ the Executive in an executive capacity on the terms and conditions, and for the consideration, hereinafter set forth, and the Executive is desirous of being employed by the Company on such terms and conditions and for such consideration.