UNDERWRITING AGREEMENTUnderwriting Agreement • August 12th, 2016 • SM Energy Co • Crude petroleum & natural gas • New York
Contract Type FiledAugust 12th, 2016 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • May 27th, 2016 • Spirit AeroSystems Holdings, Inc. • Aircraft parts & auxiliary equipment, nec • New York
Contract Type FiledMay 27th, 2016 Company Industry JurisdictionThe Securities (as defined below) will be issued pursuant to an indenture (the “Indenture”) to be dated as of the Closing Date (as defined below), among the Company, the Guarantors (as defined below) and The Bank of New York Mellon Trust Company, N.A., as trustee (the “Trustee”). Certain terms of the Securities will be established pursuant to the Indenture. The Notes will be issued only in book-entry form in the name of Cede & Co., as nominee of The Depository Trust Company (the “Depositary”), pursuant to a letter of representations, to be dated on or before the Closing Date (as defined in Section 2 hereof) (the “DTC Agreement”), among the Company, the Trustee and the Depositary.
UNDERWRITING AGREEMENTUnderwriting Agreement • March 18th, 2013 • Istar Financial Inc • Real estate investment trusts • New York
Contract Type FiledMarch 18th, 2013 Company Industry JurisdictionIntroductory. iStar Financial Inc., a Maryland corporation (the “Company”), confirms its agreement with Barclays Capital Inc. (“Barclays”) and the other several underwriters named in Schedule A hereto (collectively, the “Underwriters”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares set forth in such Schedule A of 3,500,000 shares of the Company’s 4.50% Series J Cumulative Convertible Perpetual Preferred Stock (the “Initial Securities”) and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option to purchase all or any part of an additional 500,000 shares of its 4.50% Series J Cumulative Convertible Perpetual Preferred Stock (the “Option Securities” and, together with the Initial Securities, the “Securities”). Barclays has agreed to act as the representative of the several Underwriters (the “Representative”) in connection with the offering an
Arch Coal, Inc. Common Stock UNDERWRITING AGREEMENT dated July 27, 2009 Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley & Co. Incorporated Citigroup Global Markets Inc. J.P. Morgan Securities Inc.Underwriting Agreement • July 31st, 2009 • Arch Coal Inc • Bituminous coal & lignite surface mining • New York
Contract Type FiledJuly 31st, 2009 Company Industry JurisdictionMerrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley & Co. Incorporated Citigroup Global Markets Inc. J.P. Morgan Securities Inc. As Representatives of the several Underwriters c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park New York, NY 10036
WADDELL & REED FINANCIAL, INC. (a Delaware corporation) 5.60% Notes due 2011 UNDERWRITING AGREEMENTUnderwriting Agreement • January 13th, 2006 • Waddell & Reed Financial Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 13th, 2006 Company Industry JurisdictionWaddell & Reed Financial, Inc., a Delaware corporation (the “Company”), confirms its agreement with Banc of America Securities LLC (“Banc of America”) and J.P. Morgan Securities Inc. (“JPMorgan”) and each of the other underwriters named on Schedule A hereto (collectively, the “Underwriters”, which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for which Banc of America and JPMorgan are acting as Representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective principal amounts set forth on Schedule A hereto of $200,000,000 aggregate principal amount of the Company’s 5.60% Notes due 2011 (the “Securities”). The Securities will be issued pursuant to an indenture dated as of January 18, 2001 between the Company and J.P. Morgan Trust Company, National Association (as successor to Chase Manhattan Trust Compa