THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of Realty Capital Securities, LLC Dated as of February 11, 2014Limited Liability Company Agreement • February 28th, 2014 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledFebruary 28th, 2014 Company Industry JurisdictionTHIS Third AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of Realty Capital Securities, LLC (the “Company”) is made and entered into as of February 11, 2014, between RCS Capital Holdings, LLC, a Delaware limited liability company (in its capacity as manager of the Company, the “Managing Member,” and in its individual capacity, “Holdco”) and RCAP Holdings, LLC, a Delaware limited liability company (“RCAP Holdings”).
SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of AMERICAN NATIONAL STOCK TRANSFER, LLC Dated as of February 11, 2014Limited Liability Company Agreement • February 28th, 2014 • RCS Capital Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledFebruary 28th, 2014 Company Industry JurisdictionTHIS SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of American National Stock Transfer, LLC (the “Company”) is made and entered into as of February 11, 2014, between RCS Capital Holdings, LLC, a Delaware limited liability company (in its capacity as manager of the Company, the “Managing Member,” and in its individual capacity, “Holdco”) and RCAP Holdings, LLC, a Delaware limited liability company (“RCAP Holdings”).