LIGAND PHARMACEUTICALS INCORPORATED DOCS® ATM financing facility $24,000,000 of Common Stock, $0.001 par value SALES AGREEMENT October 11, 2013Sales Agreement • October 16th, 2013 • Ligand Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledOctober 16th, 2013 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of October 11, 2013 between Meyers Associates, L.P. (doing business as Brinson Patrick, a division of Meyers Associates, L.P.), having its principal office at 3 Columbus Circle, 15th Floor, New York, New York 10019 (the “Sales Manager”) and Ligand Pharmaceuticals Incorporated, a corporation organized and existing under the laws of the State of Delaware (the “Company”).
OPEXA THERAPEUTICS, INC. DOCS® ATM financing facility Shares of Common Stock, $0.01 par value SALES AGREEMENT September 6, 2012Sales Agreement • September 7th, 2012 • Opexa Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 7th, 2012 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of September 6, 2012 between Brinson Patrick Securities Corporation, having its principal office at 1515 Broadway, 11th Floor, New York, New York 10036 (the “Sales Manager”) and Opexa Therapeutics, Inc., a corporation organized and existing under the laws of the State of Texas (the “Company”).
Shares of Common Stock, $0.0001 par value SALES AGREEMENT September 28, 2010Sales Agreement • September 29th, 2010 • Cardium Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledSeptember 29th, 2010 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of September 28, 2010 is made and entered into by and between Brinson Patrick Securities Corporation, having its principal office at 1515 Broadway, 11th Floor, New York, New York 10036 (the “Sales Manager”) and Cardium Therapeutics, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”).
NexMed, Inc. DOCS® financing facility $10,000,000 of Common Stock, $0.001 par value SALES AGREEMENT April 21, 2010Sales Agreement • April 21st, 2010 • Nexmed Inc • Pharmaceutical preparations • New York
Contract Type FiledApril 21st, 2010 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of April 21, 2010 between Brinson Patrick Securities Corporation, having its principal office at 1515 Broadway, 11th Floor, New York, New York 10036 (the “Sales Manager”) and NexMed, Inc., a corporation organized and existing under the laws of the State of Nevada (the “Company”).
CAPLEASE, INC. DOCS® Financing Facility Shares of Common Stock, $0.01 par value SALES AGREEMENT October 9, 2009Sales Agreement • October 9th, 2009 • CapLease, Inc. • Real estate investment trusts • New York
Contract Type FiledOctober 9th, 2009 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of October 9, 2009 between Brinson Patrick Securities Corporation, having its principal office at 1515 Broadway, 11th Floor, New York, New York 10036 (the “Sales Manager”) and CapLease, Inc., a corporation organized and existing under the laws of the State of Maryland (the ”Company”).
Sun Communities, Inc. DOCS® Financing Facility Shares of Common Stock, $.01 par value SALES AGREEMENT August 27, 2009Sales Agreement • August 27th, 2009 • Sun Communities Inc • Real estate investment trusts • New York
Contract Type FiledAugust 27th, 2009 Company Industry JurisdictionTHIS SALES AGREEMENT (this “Agreement”) dated as of August 27, 2009 between Brinson Patrick Securities Corporation, having its principal office at 1515 Broadway, 11th Floor, New York, New York, 10036 (the “Sales Manager”) and Sun Communities, Inc., a corporation organized and existing under the laws of the State of Maryland (the “Company”).
Capstead Mortgage Corporation DOCS® financing facility* Shares of Common Stock, $0.01 par value SALES AGREEMENT March 10, 2008Sales Agreement • March 13th, 2008 • Capstead Mortgage Corp • Real estate investment trusts • New York
Contract Type FiledMarch 13th, 2008 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of March 10, 2008 between Brinson Patrick Securities Corporation, having its principal office at 330 Madison Avenue, 9th Floor, New York, New York 10017 (the “Sales Manager”) and Capstead Mortgage Corporation, a corporation organized and existing under the laws of the State of Maryland (the “Company”).
AVANIR PHARMACEUTICALS DOCS® Financing Program 5,684,000 Shares of Class A Common Stock, no par value SALES AGREEMENT December 15, 2006Sales Agreement • June 4th, 2007 • Avanir Pharmaceuticals • Pharmaceutical preparations • New York
Contract Type FiledJune 4th, 2007 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of December 15, 2006 between Brinson Patrick Securities Corporation, having its principal office at 330 Madison Avenue, 9th Floor, New York, New York 10017 (the “Sales Manager”) and Avanir Pharmaceuticals, a corporation organized and existing under the laws of the State of California (the “Company”).
ContractSales Agreement • August 17th, 2005 • Capital Lease Funding Inc • Real estate investment trusts • New York
Contract Type FiledAugust 17th, 2005 Company Industry Jurisdiction
CEDAR SHOPPING CENTERS, INC. DOCS® Financing Program 2,000,000 Shares of Common Stock, $0.06 par value SALES AGREEMENT June 2, 2005Sales Agreement • June 7th, 2005 • Cedar Shopping Centers Inc • Real estate investment trusts • New York
Contract Type FiledJune 7th, 2005 Company Industry JurisdictionTHIS SALES AGREEMENT (the "Agreement") dated as of June 2, 2005 between Brinson Patrick Securities Corporation, having its principal office at 330 Madison Avenue, 9th Floor, New York, New York 10017 (the "Sales Manager") and Cedar Shopping Centers, Inc., a corporation organized and existing under the laws of the State of Maryland (the "Company").
HIGHLAND HOSPITALITY CORPORATION DOCS® Financing Program 3,000,000 Shares of Common Stock, $0.01 par value SALES AGREEMENT March 17, 2005Sales Agreement • March 23rd, 2005 • Highland Hospitality Corp • Real estate investment trusts • New York
Contract Type FiledMarch 23rd, 2005 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of March 17, 2005 between Brinson Patrick Securities Corporation, having its principal office at 330 Madison Avenue, 9th Floor, New York, New York 10017 (the “Sales Manager”) and Highland Hospitality Corporation, a corporation organized and existing under the laws of the State of Maryland (the “Company”).
INNKEEPERS USA TRUST DOCS® Financing Program 2,000,000 Common Shares of Beneficial Interest, $0.01 par value SALES AGREEMENT January 12, 2005Sales Agreement • January 19th, 2005 • Innkeepers Usa Trust/Fl • Real estate investment trusts • New York
Contract Type FiledJanuary 19th, 2005 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of January 12, 2005 among Brinson Patrick Securities Corporation, having its principal office at 330 Madison Avenue, 9th Floor, New York, New York 10017 (the “Sales Manager”) and Innkeepers USA Trust, a trust organized and existing under the laws of the State of Maryland (the ”Company”), and Innkeepers USA Limited Partnership (the “Partnership”), a Virginia limited partnership.
HIGHLAND HOSPITALITY CORPORATION DOCS® Financing Program 3,000,000 Shares of Common Stock, $0.01 par value SALES AGREEMENT December , 2004Sales Agreement • December 30th, 2004 • Highland Hospitality Corp • Real estate investment trusts • New York
Contract Type FiledDecember 30th, 2004 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of December , 2004 between Brinson Patrick Securities Corporation, having its principal office at 330 Madison Avenue, 9th Floor, New York, New York 10017 (the “Sales Manager”) and Highland Hospitality Corporation, a corporation organized and existing under the laws of the State of Maryland (the “Company”).
BRANDYWINE REALTY TRUST DOCS® Financing Program 3,000,000 Common Shares of Beneficial Interest, $.01 par value SALES AGREEMENT November 29, 2004Sales Agreement • November 30th, 2004 • Brandywine Realty Trust • Real estate investment trusts • New York
Contract Type FiledNovember 30th, 2004 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of November 29, 2004 between Brinson Patrick Securities Corporation, having its principal office at 330 Madison Avenue, 9th Floor, New York, New York 10017 (the “Sales Manager”) and Brandywine Realty Trust, a real estate investment trust formed under the laws of the State of Maryland (the ”Company”).
Capstead Mortgage Corporation DOCS® Financing Program 1,700,000 Shares of Common Stock, $0.01 par value 100,000 Shares of Series B $1.26 Cumulative Convertible Preferred Stock, $0.10 par value SALES AGREEMENT September 22, 2004Sales Agreement • September 22nd, 2004 • Capstead Mortgage Corp • Real estate investment trusts
Contract Type FiledSeptember 22nd, 2004 Company IndustryTHIS SALES AGREEMENT (the “Agreement”) dated as of September 22, 2004, between Brinson Patrick Securities Corporation, having its principal office at 330 Madison Avenue, 9th Floor, New York, New York 10017 (the “Sales Manager”) and Capstead Mortgage Corporation, a corporation organized and existing under the laws of the State of Maryland (the “Company”).
Capstead Mortgage Corporation DOCS® Financing Program 1,600,000 Shares of Common Stock, $0.01 par value 100,000 Shares of Series B $1.26 Cumulative Convertible Preferred Stock, $0.10 par value SALES AGREEMENT June 22, 2004Sales Agreement • June 22nd, 2004 • Capstead Mortgage Corp • Real estate investment trusts • New York
Contract Type FiledJune 22nd, 2004 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of June 22, 2004 between Brinson Patrick Securities Corporation, having its principal office at 330 Madison Avenue, 9th Floor, New York, New York 10017 (the “Sales Manager”) and Capstead Mortgage Corporation, a corporation organized and existing under the laws of the State of Maryland (the “Company”).
Capstead Mortgage Corporation DOCS® Financing Program 1,400,000 Shares of Common Stock, $0.01 par value 100,000 Shares of Series B $1.26 Cumulative Convertible Preferred Stock, $0.10 par value SALES AGREEMENT February 13, 2004Sales Agreement • February 17th, 2004 • Capstead Mortgage Corp • Real estate investment trusts
Contract Type FiledFebruary 17th, 2004 Company IndustryTHIS SALES AGREEMENT (the “Agreement”) dated as of February 13, 2004 between Brinson Patrick Securities Corporation, having its principal office at 330 Madison Avenue, 9th Floor, New York, New York 10017 (the “Sales Manager”) and Capstead Mortgage Corporation, a corporation organized and existing under the laws of the State of Maryland (the “Company”).
CHELSEA PROPERTY GROUP, INC. DOCS® Financing Program 500,000 Shares of Common Stock, $0.01 par value SALES AGREEMENT April 19, 2002Sales Agreement • April 22nd, 2002 • Chelsea Property Group Inc • Real estate investment trusts • New York
Contract Type FiledApril 22nd, 2002 Company Industry JurisdictionTHIS SALES AGREEMENT (the “Agreement”) dated as of April 19, 2002 between Brinson Patrick Securities Corporation, having its principal office at 330 Madison Avenue, 9th Floor, New York, New York 10017 (the “Sales Manager”) and Chelsea Property Group, Inc., a corporation organized and existing under the laws of the State of Maryland (the “Company”).
Duke-Weeks Realty Corporation DOCS® Financing Program 1,800,000 Shares (Common Stock, $0.01 par value) SALES AGREEMENT December 26, 2000Sales Agreement • February 12th, 2002 • Duke Realty Corp • Real estate investment trusts • New York
Contract Type FiledFebruary 12th, 2002 Company Industry JurisdictionTHIS SALES AGREEMENT (the "Agreement") dated as of December 26, 2000 between RCG Brinson Patrick, a division of Ramius Securities, LLC, having its principal office at 666 Third Avenue, New York, New York 10017 (the "Sales Manager") and Duke-Weeks Realty Corporation, a corporation organized and existing under the laws of the State of Indiana (the "Company").