SECTION 382 TAX BENEFITS PRESERVATION PLAN by and between EMCORE CORPORATION and EQUINITI TRUST COMPANY, LLC, as Rights Agent, Dated as of September 28, 2023Section 382 Tax Benefits Preservation Plan • September 28th, 2023 • Emcore Corp • Semiconductors & related devices • New Jersey
Contract Type FiledSeptember 28th, 2023 Company Industry JurisdictionWHEREAS, the Company and certain of its Subsidiaries have generated certain Tax Benefits (as hereinafter defined) for United States federal income tax purposes, such Tax Benefits may potentially provide valuable benefits to the Company, the Company desires to avoid an “ownership change” within the meaning of Section 382 (as hereinafter defined), and the Treasury Regulations (as hereinafter defined) promulgated thereunder, and thereby preserve its ability to utilize such Tax Benefits, and, in furtherance of such objective, the Company desires to enter into this Agreement; and
SECTION 382 TAX BENEFITS PRESERVATION PLAN by and between CELADON GROUP, INC. andSection 382 Tax Benefits Preservation Plan • August 10th, 2018 • Celadon Group Inc • Trucking (no local) • New York
Contract Type FiledAugust 10th, 2018 Company Industry JurisdictionWHEREAS, the Company and certain of its Subsidiaries (as hereinafter defined) have generated certain Tax Benefits (as hereinafter defined) for United States federal income tax purposes which may potentially provide valuable benefits to the Company;
SECTION 382 TAX BENEFITS PRESERVATION PLANSection 382 Tax Benefits Preservation Plan • February 20th, 2018 • Safeguard Scientifics Inc • Investors, nec • Delaware
Contract Type FiledFebruary 20th, 2018 Company Industry JurisdictionWHEREAS, the Company and certain of its Subsidiaries (as hereinafter defined) have generated certain Tax Benefits (as hereinafter defined) for United States federal income tax purposes, such Tax Benefits may potentially provide valuable benefits to the Company, the Company desires to avoid an “ownership change” within the meaning of Section 382 (as hereinafter defined), and the Treasury Regulations (as hereinafter defined) promulgated thereunder, and thereby preserve its ability to utilize such Tax Benefits, and, in furtherance of such objective, the Company desires to enter into this Agreement; and
SECTION 382 TAX BENEFITS PRESERVATION PLAN by and between SITO MOBILE, LTD. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, as Rights Agent Dated as of April 3, 2017Section 382 Tax Benefits Preservation Plan • April 4th, 2017 • Sito Mobile, Ltd. • Services-business services, nec • Delaware
Contract Type FiledApril 4th, 2017 Company Industry JurisdictionWHEREAS, the Company and certain of its Subsidiaries have generated certain Tax Benefits (as hereinafter defined) for United States federal income tax purposes, such Tax Benefits may potentially provide valuable benefits to the Company, the Company desires to avoid an “ownership change” within the meaning of Section 382 (as hereinafter defined), and the Treasury Regulations (as hereinafter defined) promulgated thereunder, and thereby preserve its ability to utilize such Tax Benefits, and, in furtherance of such objective, the Company desires to enter into this Agreement; and