Customer Agreement for Prime Brokerage Clearance Services:New York • September 10th, 2020
Jurisdiction FiledSeptember 10th, 2020This Agreement sets forth the terms and conditions under which Axos Clearing LLC (“Axos Clearing”), its successors and assigns will clear securities transactions for you with such broker-dealer as you may designate, from time to time, as your prime broker (“Prime Broker”), provided that Axos Clearing has entered into a Prime Brokerage Agreement with your Prime Broker with respect to your prime brokerage transactions (hereinafter referred to as "Prime Brokerage Transaction(s)").