Common Contracts

1 similar Prime Brokerage Clearance Services Agreement contracts

Customer Agreement for Prime Brokerage Clearance Services:
Prime Brokerage Clearance Services Agreement • September 10th, 2020 • New York

This Agreement sets forth the terms and conditions under which Axos Clearing LLC (“Axos Clearing”), its successors and assigns will clear securities transactions for you with such broker-dealer as you may designate, from time to time, as your prime broker (“Prime Broker”), provided that Axos Clearing has entered into a Prime Brokerage Agreement with your Prime Broker with respect to your prime brokerage transactions (hereinafter referred to as "Prime Brokerage Transaction(s)").

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