AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICESPrime Brokerage Clearance Services Agreement • February 4th, 2011 • New York
For the avoidance of doubt, the Clearing Broker is either (i) an executing self-clearing firm or (ii) the clearing firm of an introducing broker acting as an executing broker.
Customer Agreement for Prime Brokerage Clearance Services:Prime Brokerage Clearance Services Agreement • September 10th, 2020 • New York
This Agreement sets forth the terms and conditions under which Axos Clearing LLC (“Axos Clearing”), its successors and assigns will clear securities transactions for you with such broker-dealer as you may designate, from time to time, as your prime broker (“Prime Broker”), provided that Axos Clearing has entered into a Prime Brokerage Agreement with your Prime Broker with respect to your prime brokerage transactions (hereinafter referred to as "Prime Brokerage Transaction(s)").
AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICESPrime Brokerage Clearance Services Agreement • July 26th, 2010 • New York
, its successors and assignees (the "Clearing Broker") will clear securities transactions for Customer (hereinafter, “Customer”) with such broker-dealer as Customer may designate, from time to time, as Customer’s prime broker ("Prime Broker"), provided that the Clearing Broker has entered into a Prime Brokerage Agreement with such broker-dealer with respect to Prime Brokerage transactions (hereinafter referred to as "Prime Brokerage Transactions(s)").
AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICESPrime Brokerage Clearance Services Agreement • June 30th, 1999 • Caldwell & Orkin Funds Inc • New York
AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICESPrime Brokerage Clearance Services Agreement • June 30th, 1999 • Caldwell & Orkin Funds Inc • New York
Prime brokerage clearance services agreement( form 151)Prime Brokerage Clearance Services Agreement • August 7th, 2022
Lek Securities Corporation Agreement for Prime Broker Clearing Services This Agreement by and between Lek Securities Corporation ( LSC ), on its own behalf or on behalf of its Correspondent firm for which More information Margin Agreement To: APEX CLEARING CORPORATION AND, To: FIRSTRADE SECURITIES INC. Account Number: 1. I agree as follows with respect to the margin account I have opened with you for the purchase and sale More information CUSTOMER ACCOUNT AGREEMENT This Customer Account Agreement (the Agreement ) sets forth the respective rights and obligations of Apex Clearing Corporation ( you or your or Apex ) and the Customer s (as More information The logo on this form may have been updated. The content of this document has not been modified since its original website posting. In light of rapidly changing business and regulatory environments, current More information PMA Securities, Inc. Institutional Brokerage Account Agreement 1. Provision of Services: To open a Brokerage Accoun
AGREEMENT FOR PRIME BROKERAGE CLEARANCE SERVICESPrime Brokerage Clearance Services Agreement • June 30th, 1999 • Caldwell & Orkin Funds Inc • New York
