Common Contracts
4 similar Transfer Agent Servicing Agreement contracts by Trust for Professional Managers
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 28th, 2010 • Trust for Professional Managers • Wisconsin
TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - E-COMMERCE SERVICES FEE SCHEDULE at April, 2010 FAN WEB – Shareholder internet access to account information and transaction capabilities through a transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. 1. FAN Web Premium (Fund Groups over 50,000 open accounts) · Implementation - $____ per fund group – includes up to 25 hours of technical/BSA support · Annual Base Fee - $___ per year 2. FAN Web Select (Fund Groups under 50,000 open accounts) – See Functionality Worksheet · Implementation - $____ per fund group – includes up to 10 hours of technical/BSA support · Annual Base Fee - $____ per year 3. FAN Web Direct (API) – Quoted Separately 4. Customization - $____ per hour 5. Activity (Session) Fees: · Inquiry - $___ per event · Account Maintenance - $___ per event · Transaction – financial transactio
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 12th, 2010 • Trust for Professional Managers • Wisconsin
TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES FEE SCHEDULE at January, 2010 Charges Paid by Investors Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees § $___ /qualified plan acct (Cap at $___ /SSN) § $___ /Coverdell ESA acct (Cap at $___ /SSN) § $___ /transfer to successor trustee § $___ /participant distribution (Excluding SWPs) § $___ /refund of excess contribution § $___ /reconversion/recharacterization Additional Shareholder Paid Fees § $___ /outgoing wire transfer § $___ /overnight delivery § $___ /telephone exchange § $___ /return check or ACH § $___ /stop payment § $___ /research request per account (Cap at $___ /request) (For requested items of the second calendar year [or previous] to the request) Literature Fulfillment Services § Account Management − $___ /month (account management, lead reporting and database administration) § Out-of-Pocket Expenses − Kit and order processing
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 23rd, 2009 • Trust for Professional Managers • Wisconsin
TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES - E-COMMERCE SERVICES FEE SCHEDULE at October, 2009 FAN WEB Shareholder internet access to account information and transaction capabilities through a transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $ /year § FAN Web Select (Fund Groups under 50,000 open accounts) – See Functionality Worksheet −Implementation - $ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $ /year § FAN Web Direct (API) – Quoted Separately § Customization - $ /hour § Activity (Session) Fees: − Inquiry - $ /event − Account Maintenance - $ /event − Transaction – financial transactions, reorder statements, etc. - $ /event − New Accoun
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 28th, 2009 • Trust for Professional Managers • Wisconsin
FAN WEB Shareholder internet access to account information and transaction capabilities through a transparent link at the fund group web site. Shareholders access account information, portfolio listing fund family, transaction history, purchase additional shares through ACH, etc. § FAN Web Premium (Fund Groups over 50,000 open accounts) − Implementation - $_____ /fund group – includes up to 25 hours of technical/BSA support − Annual Base Fee - $_____ /year § FAN Web Select (Fund Groups under 50,000 open accounts) – See Functionality Worksheet − Implementation - $_____ /fund group – includes up to 10 hours of technical/BSA support − Annual Base Fee - $_____ /year § FAN Web Direct (API) – Quoted Separately § Customization - $___ /hour § Activity (Session) Fees: − Inquiry - $___ /event − Account Maintenance - $___ /event − Transaction – financial transactions, reorder statements, etc. - $___ /event − New Account Setup - $___ /event (Not available with FAN Web Select) VISION MUTUAL FUND GA
