Common Contracts

1 similar Ria Customer Agreement contracts

CUSTOMER RIA ACCOUNT AGREEMENT AND ADVISOR AUTHORIZATION
Ria Customer Agreement • June 10th, 2021 • New York

This RIA Customer Agreement (“RIA Agreement”) sets forth the Terms and Conditions that govern Your RIA account (the “RIA Account”) with Axos Advisor Services, a trade name of Axos Clearing LLC, Member SIPC. Throughout this Agreement, “Axos Clearing” means Axos Clearing LLC, its successors and assigns; and “You”, “Your”, and/or “Customer” means the beneficial owner(s) of the RIA Account.

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