Ria Customer Agreement Sample Contracts

CUSTOMER RIA ACCOUNT AGREEMENT AND ADVISOR AUTHORIZATION

Ria Customer Agreement • June 10th, 2021 • New York

• Contract Type
  Ria Customer Agreement
• Filed
  June 10th, 2021
• Jurisdiction
  New York

This RIA Customer Agreement (“RIA Agreement”) sets forth the Terms and Conditions that govern Your RIA account (the “RIA Account”) with Axos Advisor Services, a trade name of Axos Clearing LLC, Member SIPC. Throughout this Agreement, “Axos Clearing” means Axos Clearing LLC, its successors and assigns; and “You”, “Your”, and/or “Customer” means the beneficial owner(s) of the RIA Account.

RIA Customer Agreement

Ria Customer Agreement • February 1st, 2024

• Contract Type
  Ria Customer Agreement
• Filed
  February 1st, 2024

This RIA Customer Agreement (“Agreement”) sets forth the Terms and Conditions that govern Your account (the “RIA Account”) with Axos Advisor Services, a trade name used by a division of Axos Clearing LLC, Member SIPC. Throughout this Agreement, “Axos Clearing”