MORGAN STANLEY FINANCE LLC, as Issuer MORGAN STANLEY, as Guarantor and THE BANK OF NEW YORK MELLON, as Warrant Agent _______________________ WARRANT AGREEMENT dated as of February 16, 2016Warrant Agreement • November 16th, 2017 • Morgan Stanley Finance LLC • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 16th, 2017 Company Industry JurisdictionTHIS AGREEMENT, dated as of February 16, 2016, among MORGAN STANLEY FINANCE LLC, a Delaware limited liability company (the “Company”) and a wholly-owned subsidiary of Morgan Stanley, MORGAN STANLEY, a Delaware corporation (the “Guarantor”), and THE BANK OF NEW YORK MELLON (the “Warrant Agent”).
MORGAN STANLEY FINANCE LLC, as Issuer MORGAN STANLEY, as Guarantor and THE BANK OF NEW YORK MELLON, as Warrant Agent [FORM OF WARRANT AGREEMENT] dated as of February 16, 2016Warrant Agreement • February 16th, 2016 • Morgan Stanley Capital Trust Iv • Finance services • New York
Contract Type FiledFebruary 16th, 2016 Company Industry Jurisdiction[Unless and until it is exchanged in whole or in part for Warrants in definitive registered form, this Warrant Certificate and the Warrants evidenced hereby may not be transferred except as a whole by the Depositary to the nominee of the Depositary or by a nominee of the Depositary to the Depositary or another nominee of the Depositary or by the Depositary or any such nominee to a successor Depositary or a nominee of such successor Depositary.